{"id":"AGY-FED-FINANCIAL-051","kind":"order","level":"federal","jurisdiction":"United States; Securities and Exchange Commission (federal)","state":"","metro":"","industry":"","agency":"FED-FINANCIAL","eco":"","issuer":"Securities and Exchange Commission","authority":"15 U.S.C. § 80a-6(c)","instrument":"Investment Company Act Release No. 33817, Order Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus Delivery","title":"Order Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus Delivery","dateIssued":"2020-03-13","effective":"2020-03-13","end":"Superseded March 25, 2020 by Release No. IC-33824 (Ex. 057)","startDate":"2020-03-13","endDate":"2020-03-25","quarters":["2020Q2"],"types":["GATH","OTHER"],"addressees":["registered management investment companies","business development companies","their investment advisers and principal underwriters","unit investment trusts"],"clause":"Order Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus Delivery [March 13, 2020: exempts fund boards from the requirement that votes on advisory contracts, distribution plans and other matters be cast in person, and extends Form N-CEN, Form N-PORT and shareholder-report deadlines]","enforcement":"Conditional exemption from 15 U.S.C. § 80a-15(c) and related rules","functions":["WM fund governance (in-person board votes replaced by remote meetings)","OP fund administration and filings","CB shareholders (prospectus delivery)"],"notes":"The first SEC order permitting fund boards to act without meeting in person; extended by Exs. 057 and 064","sourceUrl":"https://www.sec.gov/files/rules/other/2020/ic-33817.pdf","snapshot":"","fileExists":true,"fileBytes":185552,"grade":"primary","character":"","description":"","collection":"AGY-FED-FINANCIAL","url":"/library/AGY-FED-FINANCIAL-051","exhibitUrl":"/exhibit/AGY-FED-FINANCIAL-051","citation":"Securities and Exchange Commission, Investment Company Act Release No. 33817, Order Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus Delivery (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-051)","stateName":"","related":["AGY-FED-FINANCIAL-052","AGY-FED-FINANCIAL-057","AGY-FED-FINANCIAL-058","AGY-FED-FINANCIAL-064","AGY-FED-FINANCIAL-054","AGY-FED-FINANCIAL-050","AGY-FED-FINANCIAL-055","AGY-FED-FINANCIAL-056","AGY-FED-FINANCIAL-059","AGY-FED-FINANCIAL-060","AGY-FED-FINANCIAL-061","AGY-FED-FINANCIAL-062"]}