{"id":"AGY-FED-FINANCIAL-059","kind":"order","level":"federal","jurisdiction":"United States; Securities and Exchange Commission (federal)","state":"","metro":"","industry":"","agency":"FED-FINANCIAL","eco":"","issuer":"Securities and Exchange Commission","authority":"15 U.S.C. § 78o-4(a)(4); § 78mm","instrument":"Release No. 34-88491, Order Under Section 15B and Section 36 of the Securities Exchange Act of 1934 Granting an Exemption for Municipal Advisors from Specified Provisions of the Exchange Act and Certain Rules Thereunder","title":"Conditional Exemptive Order: Providing Conditional Regulatory Relief for Registered Municipal Advisors Affected by the Coronavirus Disease 2019","dateIssued":"2020-03-26","effective":"2020-03-26","end":"Form MA annual updates due on or before 2020-06-30 (filing within 45 days after the original due date)","startDate":"2020-03-26","endDate":"2020-06-30","quarters":["2020Q2","2020Q3"],"types":["OTHER"],"addressees":["registered municipal advisors"],"clause":"[The Commission is providing a] temporary conditional exemption from certain requirements of the Exchange Act for municipal advisors. In particular, the Commission recognizes that municipal advisors may face challenges [in timely filing the] advisor\u0027s annual update to Form MA as a result of COVID-19.","enforcement":"Conditional exemption from 15 U.S.C. § 78o-4 and Rule 15Ba1-5","functions":["WM municipal advisory compliance","OP","CB municipal issuers"],"notes":"Municipal advisors serve the State and local issuers whose own offices were closed","sourceUrl":"https://www.sec.gov/files/rules/exorders/2020/34-88491.pdf","snapshot":"","fileExists":true,"fileBytes":139769,"grade":"primary","character":"","description":"","collection":"AGY-FED-FINANCIAL","url":"/library/AGY-FED-FINANCIAL-059","exhibitUrl":"/exhibit/AGY-FED-FINANCIAL-059","citation":"Securities and Exchange Commission, Release No. 34-88491, Order Under Section 15B and Section 36 of the Securities Exchange Act of 1934 Granting an Exemption for Municipal Advisors from Specified Provisions of the Exchange Act and Certain Rules Thereunder (Mar. 26, 2020) (Ex. AGY-FED-FINANCIAL-059)","stateName":"","related":["AGY-FED-FINANCIAL-060","AGY-FED-FINANCIAL-056","AGY-FED-FINANCIAL-055","AGY-FED-FINANCIAL-054","AGY-FED-FINANCIAL-051","AGY-FED-FINANCIAL-052","AGY-FED-FINANCIAL-057","AGY-FED-FINANCIAL-058","AGY-FED-FINANCIAL-064","AGY-FED-FINANCIAL-050","AGY-FED-FINANCIAL-061","AGY-FED-FINANCIAL-062"]}