{"id":"AGY-FED-FINANCIAL-062","kind":"order","level":"federal","jurisdiction":"United States; Securities and Exchange Commission (federal)","state":"","metro":"","industry":"","agency":"FED-FINANCIAL","eco":"","issuer":"Securities and Exchange Commission","authority":"15 U.S.C. § 78q-1; § 78mm","instrument":"Release No. 34-88960, Order Under Sections 17A and 36 of the Securities Exchange Act of 1934 Extending Temporary Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder [for Registered Transfer Agents and Certain Other Persons]","title":"Extension of Conditional Exemptive Order: Relief for Registered Transfer Agents and Certain Other Persons Affected by COVID-19","dateIssued":"2020-05-27","effective":"2020-05-30","end":"2020-06-30","startDate":"2020-05-30","endDate":"2020-06-30","quarters":["2020Q2"],"types":["OTHER","TELE"],"addressees":["registered transfer agents","persons subject to Exchange Act § 17(f)(2)"],"clause":"On March 20, 2020, the Securities and Exchange Commission (\u0027Commission\u0027) [issued an order under Sections 17A and 36 of the Exchange] Act that granted transfer agents (and other persons with regard to Exchange Act section 17(f)(2) and Rule 17f-2 thereunder) the following temporary exemptions... [The Commission is extending] the Exemptions until June 30, 2020, pursuant to its authority under Sections 36 and 17A(c)(1) [where the conditions below are satisfied, including notice to the] Commission by June 30, 2020.","enforcement":"Conditional exemption; 15 U.S.C. § 78q-1(d)","functions":["CM securities processing","OP","HR fingerprinting"],"notes":"The Commission\u0027s May 27, 2020 finding that transfer agents\u0027 operating conditions had not normalized","sourceUrl":"https://www.sec.gov/files/rules/exorders/2020/34-88960.pdf","snapshot":"","fileExists":true,"fileBytes":129397,"grade":"primary","character":"","description":"","collection":"AGY-FED-FINANCIAL","url":"/library/AGY-FED-FINANCIAL-062","exhibitUrl":"/exhibit/AGY-FED-FINANCIAL-062","citation":"Securities and Exchange Commission, Release No. 34-88960, Order Under Sections 17A and 36 of the Securities Exchange Act of 1934 Extending Temporary Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder [for Registered Transfer Agents and Certain Other Persons] (May 27, 2020) (Ex. AGY-FED-FINANCIAL-062)","stateName":"","related":["AGY-FED-FINANCIAL-063","AGY-FED-FINANCIAL-061","AGY-FED-FINANCIAL-059","AGY-FED-FINANCIAL-060","AGY-FED-FINANCIAL-056","AGY-FED-FINANCIAL-055","AGY-FED-FINANCIAL-054","AGY-FED-FINANCIAL-051","AGY-FED-FINANCIAL-052","AGY-FED-FINANCIAL-057","AGY-FED-FINANCIAL-058","AGY-FED-FINANCIAL-064"]}