{"id":"AGY-ST-INSURANCE-BANKING-061","kind":"order","level":"sector-regulator","jurisdiction":"Delaware; Investor Protection Unit, Department of Justice (State securities regulator)","state":"DE","metro":"","industry":"","agency":"ST-INSURANCE-BANKING","eco":"","issuer":"Investor Protection Director, Delaware Department of Justice","authority":"6 Del. C. § 73-102(b)","instrument":"Order Adopting Measures Granting Temporary Relief to Registrants Affected by the COVID-19 Outbreak","title":"Order Adopting Measures Granting Temporary Relief to Registrants Affected by the COVID-19 Outbreak","dateIssued":"2020-03-27","effective":"2020-03-27","end":"Temporary; for the duration of the State of Emergency unless earlier terminated","startDate":"2020-03-27","endDate":"2020-09-30","quarters":["2020Q2","2020Q3"],"types":["TELE","OTHER"],"addressees":["broker-dealers, state registered investment advisers, federal covered investment advisers and their registered agents and representatives"],"clause":"WHEREAS, on March 22, 2020, Governor Carney issued the Fifth Modification of the State of Emergency which, in part, ordered Delaware residents to shelter in place except as otherwise permitted by the Declaration effective March 24, 2020, and exempting individuals engaged in certain essential [businesses; and... financial professionals who] are not registered or notice filed with the Director have been displaced from their ordinary business [locations]... [such financial professionals are] temporarily exempted from the registration and filing requirements of the Act and the Rules Pursuant to the Act in the following circumstances and provided the Financial Professional meets all of the following requirements... IT IS HEREBY ORDERED on this 27th day of March, 2020","enforcement":"6 Del. C. §§ 73-601 et seq. (enforcement; penalties)","functions":["WM broker-dealers and advisers (displaced personnel; temporary offices)","OP","HR"],"notes":"Recites the Governor\u0027s closure of non-essential businesses through May 15, 2020 and the shelter-in-place order effective March 24, 2020.","sourceUrl":"https://www.nasaa.org/wp-content/uploads/2020/03/IPU-Order-Granting-Relief-during-COVID-19-Emergency.pdf","snapshot":"","fileExists":true,"fileBytes":86056,"grade":"primary","character":"","description":"","collection":"AGY-ST-INSURANCE-BANKING","url":"/library/AGY-ST-INSURANCE-BANKING-061","exhibitUrl":"/exhibit/AGY-ST-INSURANCE-BANKING-061","citation":"Investor Protection Director, Delaware Department of Justice, Order Adopting Measures Granting Temporary Relief to Registrants Affected by the COVID-19 Outbreak (Mar. 27, 2020) (Ex. AGY-ST-INSURANCE-BANKING-061)","stateName":"Delaware","related":[]}