{"id":"AGY-ST-INSURANCE-BANKING-062","kind":"order","level":"sector-regulator","jurisdiction":"New Hampshire; Bureau of Securities Regulation, Department of State (State securities regulator)","state":"NH","metro":"","industry":"","agency":"ST-INSURANCE-BANKING","eco":"","issuer":"N.H. Secretary of State, Bureau of Securities Regulation","authority":"RSA 421-B:6-605","instrument":"Emergency Order: Temporary Relief for Registrants Affected by the COVID-19 Outbreak","title":"Emergency Order granting temporary registration, filing and supervision relief to displaced financial professionals","dateIssued":"2020-04-09","effective":"2020-04-09","end":"Temporary; until further order","startDate":"2020-04-09","endDate":"2020-09-30","quarters":["2020Q2","2020Q3"],"types":["TELE","OTHER"],"addressees":["broker-dealers, state registered investment advisers, federal covered investment advisers and their registered agents or representatives"],"clause":"Given the disruptions caused by the COVID-19 outbreak and dislocations affecting broker-dealers, state registered investment advisers, federal covered investment advisers, and their registered agents or representatives (collectively, \u0027financial professionals\u0027), the N.H. Secretary of State, Bureau of Securities Regulation (hereinafter \u0027Secretary of State\u0027) is adopting this Emergency Order to temporarily grant the relief below. I. Registration or Filing Relief: The Secretary of State understands that certain financial professionals who are not registered or notice filed with the Secretary of State have been displaced from their ordinary business locations, and are currently engaging, or may desire to engage, in activities that would require them to register or file with the Secretary of State... [Qualifying professionals may] Open and maintain a temporary branch office or office of supervisory jurisdiction in N[ew Hampshire].","enforcement":"RSA 421-B:6-604 (enforcement)","functions":["WM broker-dealers and advisers","OP","HR"],"notes":"","sourceUrl":"https://www.nasaa.org/wp-content/uploads/2020/04/NH-Covid-19-Emergency-OrderFINAL.pdf","snapshot":"","fileExists":true,"fileBytes":175137,"grade":"primary","character":"","description":"","collection":"AGY-ST-INSURANCE-BANKING","url":"/library/AGY-ST-INSURANCE-BANKING-062","exhibitUrl":"/exhibit/AGY-ST-INSURANCE-BANKING-062","citation":"N.H. Secretary of State, Bureau of Securities Regulation, Emergency Order: Temporary Relief for Registrants Affected by the COVID-19 Outbreak (Apr. 9, 2020) (Ex. AGY-ST-INSURANCE-BANKING-062)","stateName":"New Hampshire","related":[]}