{"id":"AGY-ST-INSURANCE-BANKING-066","kind":"order","level":"sector-regulator","jurisdiction":"Georgia; Securities Division, Office of the Secretary of State (State securities regulator)","state":"GA","metro":"","industry":"","agency":"ST-INSURANCE-BANKING","eco":"","issuer":"Brad Raffensperger, Secretary of State and Commissioner of Securities","authority":"O.C.G.A. § 10-5-70 et seq.","instrument":"Order in Response to COVID-19 (October 30, 2020)","title":"Order extending through December 31, 2020 the Order Implementing Investment Adviser Annual Update Amendment to Form ADV Deadline (Mar. 17, 2020) and the Order Implementing Filing Requirements in Response to COVID-19 (Mar. 24, 2020)","dateIssued":"2020-10-30","effective":"2020-10-30","end":"2020-12-31 unless modified, vacated or superseded","startDate":"2020-10-30","endDate":"2020-12-31","quarters":["2020Q4"],"types":["OTHER"],"addressees":["investment advisers, broker-dealers and other registrants of the Georgia Securities Division"],"clause":"Pursuant to O.C.G.A. §§ 10-5-70 et seq., the Commissioner may, by rule, regulation, or order, exempt, either conditionally or unconditionally, any person, security or transaction, or any [class thereof, from the Act]... Accordingly, it is ORDERED, pursuant to O.C.G.A. 10-5-70 et seq. of the Act: 1. The following Relief Orders issued by the Commissioner are extended through December 31, 2020 unless modified, vacated, or superseded: Order Implementing Investment Adviser Annual Update Amendment To Form ADV Deadline In Response to COVID-19 dated March 17, 2020; and Order Implementing Filing Requirements In Response to COVID-19 dated March 24, 2020.","enforcement":"O.C.G.A. §§ 10-5-70 to 10-5-79 (enforcement; penalties)","functions":["WM investment advisers and broker-dealers (filing deadlines)","OP"],"notes":"Establishes that Georgia\u0027s March 17 and March 24, 2020 securities relief orders were in force continuously through December 31, 2020. The \u0027Order Implementing Filing Requirements in Response to COVID-19\u0027 posted by NASAA under a Georgia-less file name is that March 24, 2020 order (not saved; scanned).","sourceUrl":"https://www.nasaa.org/wp-content/uploads/2020/11/GA-Order-CovidSecurities-10-30-2020.pdf","snapshot":"","fileExists":true,"fileBytes":391863,"grade":"primary","character":"","description":"","collection":"AGY-ST-INSURANCE-BANKING","url":"/library/AGY-ST-INSURANCE-BANKING-066","exhibitUrl":"/exhibit/AGY-ST-INSURANCE-BANKING-066","citation":"Brad Raffensperger, Secretary of State and Commissioner of Securities, Order in Response to COVID-19 (October 30, 2020) (Oct. 30, 2020) (Ex. AGY-ST-INSURANCE-BANKING-066)","stateName":"Georgia","related":[]}