{"total":128,"page":1,"pageSize":25,"pages":6,"millis":0,"query":{"q":"","state":"","metro":"","industry":"13","agency":"","kind":"","level":"","type":"","quarter":"","grade":"","collection":"","from":"","to":"","sort":"relevance"},"items":[{"id":"SEC-13-GM-129","kind":"meeting","level":"organizer","jurisdiction":"Orlando (2020); 2021 planned venue not sourced, FL","state":"FL","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Independent Community Bankers of America","instrument":"ICBA media advisory (Jan. 27, 2020): \u0027Community Bankers to Gather in Orlando for 2020 ICBA LIVE\u0027 (\u0027the largest, most comprehensive educational and networking event for the nation\u0027s community bankers\u0027; Sunday, Mar. 8 through Thursday, Mar. 12, 2020, Gaylord Palms Resort \u0026 Convention Center, Kissimmee, Fla.)","title":"ICBA LIVE (the community-banking industry\u0027s national convention and exposition)","dateIssued":"2020-01-27","startDate":"2020-01-27","endDate":"","quarters":[],"types":[],"grade":"primary","fileExists":true,"url":"/library/SEC-13-GM-129","exhibitUrl":"/exhibit/SEC-13-GM-129"},{"id":"SEC-13-017","kind":"order","level":"federal","jurisdiction":"United States","state":"","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Congress (CARES Act sec. 4021, Pub. L. 116-136, 134 Stat. 281, 489), codified at 15 U.S.C. 1681s-2(a)(1)(F)","instrument":"15 U.S.C. 1681s-2(a)(1)(F) (Reporting information during COVID-19 pandemic)","title":"Responsibilities of furnishers of information to consumer reporting agencies: reporting information during COVID-19 pandemic","dateIssued":"2020-03-27","startDate":"2020-01-31","endDate":"2020-03-27","quarters":["2020Q2","2020Q3","2020Q4","2021Q1","2021Q2","2021Q3"],"types":["OTHER"],"grade":"primary","fileExists":true,"url":"/library/SEC-13-017","exhibitUrl":"/exhibit/SEC-13-017"},{"id":"SEC-13-002","kind":"order","level":"federal","jurisdiction":"United States","state":"","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Federal Financial Institutions Examination Council (FRB, FDIC, NCUA, OCC, CFPB, State Liaison Committee)","instrument":"Interagency Statement on Pandemic Planning","title":"Interagency Statement on Pandemic Planning (update of the 2007 statement)","dateIssued":"2020-03-06","startDate":"2020-03-06","endDate":"2021-09-30","quarters":["2020Q2","2020Q3","2020Q4","2021Q1","2021Q2","2021Q3"],"types":["EMP","OTHER"],"grade":"primary","fileExists":true,"url":"/library/SEC-13-002","exhibitUrl":"/exhibit/SEC-13-002"},{"id":"SEC-13-003","kind":"order","level":"federal","jurisdiction":"United States","state":"","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Federal Reserve Board, CFPB, FDIC, NCUA, OCC and Conference of State Bank Supervisors","instrument":"Joint press release: Agencies encourage financial institutions to meet financial needs of customers and members affected by coronavirus","title":"Agencies encourage financial institutions to meet financial needs of customers and members affected by coronavirus","dateIssued":"2020-03-09","startDate":"2020-03-09","endDate":"2021-09-30","quarters":["2020Q2","2020Q3","2020Q4","2021Q1","2021Q2","2021Q3"],"types":["OTHER"],"grade":"primary","fileExists":true,"url":"/library/SEC-13-003","exhibitUrl":"/exhibit/SEC-13-003"},{"id":"SEC-13-028","kind":"order","level":"sector-regulator","jurisdiction":"United States","state":"","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Financial Industry Regulatory Authority (self-regulatory organization under SEC oversight)","instrument":"Regulatory Notice 20-08","title":"Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief","dateIssued":"2020-03-09","startDate":"2020-03-09","endDate":"2021-09-30","quarters":["2020Q2","2020Q3","2020Q4","2021Q1","2021Q2","2021Q3"],"types":["OTHER","TELE"],"grade":"primary","fileExists":true,"url":"/library/SEC-13-028","exhibitUrl":"/exhibit/SEC-13-028"},{"id":"SEC-13-004","kind":"order","level":"federal","jurisdiction":"United States","state":"","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Federal Deposit Insurance Corporation","instrument":"FIL-17-2020","title":"Regulatory Relief: Working with Customers Affected by the Coronavirus","dateIssued":"2020-03-13","startDate":"2020-03-13","endDate":"2021-09-30","quarters":["2020Q2","2020Q3","2020Q4","2021Q1","2021Q2","2021Q3"],"types":["OTHER"],"grade":"secondary","fileExists":false,"url":"/library/SEC-13-004","exhibitUrl":null},{"id":"SEC-13-025","kind":"order","level":"federal","jurisdiction":"United States","state":"","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Securities and Exchange Commission","instrument":"Investment Advisers Act Release No. IA-5463 and Investment Company Act Release No. IC-33817 (Mar. 13, 2020) (conditional exemptive orders)","title":"Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions From Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder","dateIssued":"2020-03-13","startDate":"2020-03-13","endDate":"2020-03-25","quarters":["2020Q2"],"types":["OTHER","GATH"],"grade":"secondary","fileExists":false,"url":"/library/SEC-13-025","exhibitUrl":null},{"id":"SEC-13-035","kind":"order","level":"federal","jurisdiction":"United States","state":"","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Board of Governors of the Federal Reserve System (Division of Supervision and Regulation; Division of Consumer and Community Affairs)","instrument":"SR 20-4 / CA 20-3","title":"Supervisory Practices Regarding Financial Institutions Affected by Coronavirus","dateIssued":"2020-03-13","startDate":"2020-03-13","endDate":"2021-09-30","quarters":["2020Q2","2020Q3","2020Q4","2021Q1","2021Q2","2021Q3"],"types":["OTHER"],"grade":"primary","fileExists":true,"url":"/library/SEC-13-035","exhibitUrl":"/exhibit/SEC-13-035"},{"id":"SEC-13-GM-001","kind":"meeting","level":"organizer","jurisdiction":"La Quinta (La Quinta Resort, Riverside County), CA","state":"CA","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"American Financial Services Association","instrument":"AFSA, \u0027AFSA Independents Conference \u0026 Expo Cancelled\u0027 (Mar. 13, 2020), quoting the Riverside County order cancelling events of 250 or more","title":"AFSA Independents Conference \u0026 Expo 2020 (traditional installment lenders)","dateIssued":"2020-03-13","startDate":"2020-03-13","endDate":"","quarters":["2020Q2"],"types":[],"grade":"primary","fileExists":true,"url":"/library/SEC-13-GM-001","exhibitUrl":"/exhibit/SEC-13-GM-001"},{"id":"SEC-13-006","kind":"order","level":"federal","jurisdiction":"United States","state":"","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"National Credit Union Administration (Chairman Rodney E. Hood)","instrument":"Letter to Credit Unions 20-CU-02","title":"NCUA Actions Related to COVID-19","dateIssued":"2020-03-16","startDate":"2020-03-16","endDate":"2021-09-30","quarters":["2020Q2","2020Q3","2020Q4","2021Q1","2021Q2","2021Q3"],"types":["OTHER"],"grade":"primary","fileExists":true,"url":"/library/SEC-13-006","exhibitUrl":"/exhibit/SEC-13-006"},{"id":"SEC-13-050","kind":"order","level":"state","jurisdiction":"California","state":"CA","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Governor Gavin Newsom","instrument":"Executive Order N-28-20","title":"Executive Order N-28-20 (suspension of statutory preemption of local eviction and foreclosure protections; request to financial institutions)","dateIssued":"2020-03-16","startDate":"2020-03-16","endDate":"2020-09-30","quarters":["2020Q2","2020Q3"],"types":["OTHER"],"grade":"secondary","fileExists":true,"url":"/library/SEC-13-050","exhibitUrl":"/exhibit/SEC-13-050"},{"id":"SEC-13-103","kind":"order","level":"state","jurisdiction":"New Hampshire","state":"NH","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Governor Christopher T. Sununu","instrument":"Emergency Order #4 Pursuant to Executive Order 2020-04","title":"Temporary prohibition on evictions and foreclosures","dateIssued":"2020-03-17","startDate":"2020-03-17","endDate":"2020-07-01","quarters":["2020Q2"],"types":["OTHER","CRT"],"grade":"primary","fileExists":true,"url":"/library/SEC-13-103","exhibitUrl":"/exhibit/SEC-13-103"},{"id":"SEC-13-GM-121","kind":"meeting","level":"organizer","jurisdiction":"New Orleans; Orlando; Salt Lake City, LA; FL; UT","state":"LA","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"LIMRA and LOMA (LL Global)","instrument":"LIMRA and LOMA news release (Windsor, Conn., Mar. 17, 2020): \u0027LIMRA and LOMA Cancel Face-To-Face Portion of Conferences in Light of Coronavirus\u0027 (2020 Customer Experience Conference, Mar. 25-27, New Orleans; 2020 Regulatory Compliance Exchange, Mar. 31-Apr. 2, Orlando; 2020 Life Insurance Conference, Apr. 20-22, and 2020 Retirement Industry Conference, Apr. 22-24, Salt Lake City)","title":"LIMRA and LOMA spring 2020 conferences: Customer Experience Conference (New Orleans), Regulatory Compliance Exchange (Orlando), Life Insurance Conference and Retirement Industry Conference (Salt Lake City)","dateIssued":"2020-03-17","startDate":"2020-03-17","endDate":"","quarters":["2020Q2"],"types":[],"grade":"primary","fileExists":true,"url":"/library/SEC-13-GM-121","exhibitUrl":"/exhibit/SEC-13-GM-121"},{"id":"SEC-13-023","kind":"order","level":"federal","jurisdiction":"United States","state":"","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Departments of Labor, Health and Human Services and the Treasury","instrument":"FAQs About Families First Coronavirus Response Act and Coronavirus Aid, Relief, and Economic Security Act Implementation Part 42","title":"FAQs Part 42","dateIssued":"2020-04-11","startDate":"2020-03-18","endDate":"2023-05-11","quarters":["2020Q2","2020Q3","2020Q4","2021Q1","2021Q2","2021Q3"],"types":["OTHER","HC"],"grade":"primary","fileExists":true,"url":"/library/SEC-13-023","exhibitUrl":"/exhibit/SEC-13-023"},{"id":"SEC-13-062","kind":"order","level":"state","jurisdiction":"Washington","state":"WA","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Governor Jay Inslee","instrument":"Proclamation 20-19 (amending Proclamation 20-05)","title":"Evictions (temporary statewide prohibition of residential eviction activity)","dateIssued":"2020-03-18","startDate":"2020-03-18","endDate":"2020-04-17","quarters":["2020Q2"],"types":["OTHER","CRT"],"grade":"primary","fileExists":true,"url":"/library/SEC-13-062","exhibitUrl":"/exhibit/SEC-13-062"},{"id":"SEC-13-016","kind":"order","level":"federal","jurisdiction":"United States","state":"","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"USDA Rural Development (Rural Housing Service)","instrument":"USDA Rural Development Stakeholder Announcements: Foreclosure and Eviction Relief for Single Family Housing Guaranteed and Direct loans (Mar. 19-20, 2020) and the May 14, 2020 extension bulletin","title":"Foreclosure and Eviction Relief, COVID-19 National Emergency","dateIssued":"2020-03-19","startDate":"2020-03-19","endDate":"2021-09-30","quarters":["2020Q2","2020Q3","2020Q4","2021Q1","2021Q2","2021Q3"],"types":["OTHER"],"grade":"secondary","fileExists":false,"url":"/library/SEC-13-016","exhibitUrl":null},{"id":"SEC-13-047","kind":"order","level":"state","jurisdiction":"New Jersey","state":"NJ","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Governor Philip D. Murphy","instrument":"Executive Order No. 106","title":"Moratorium on removals of individuals from residential properties as the result of eviction or foreclosure proceedings","dateIssued":"2020-03-19","startDate":"2020-03-19","endDate":"2022-01-01","quarters":["2020Q2","2020Q3","2020Q4","2021Q1","2021Q2","2021Q3"],"types":["OTHER","CRT"],"grade":"primary","fileExists":true,"url":"/library/SEC-13-047","exhibitUrl":"/exhibit/SEC-13-047"},{"id":"SEC-13-077","kind":"order","level":"sector-regulator","jurisdiction":"Indiana","state":"IN","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Indiana Department of Insurance (Commissioner Stephen W. Robertson)","instrument":"Bulletin 252","title":"COVID-19: Moratorium on Policy Cancellations and Non-Renewals (60 days); Cost-Sharing and Prior Authorizations for COVID-19 Testing; Licensing","dateIssued":"2020-03-26","startDate":"2020-03-19","endDate":"2020-05-18","quarters":["2020Q2"],"types":["OTHER","HC"],"grade":"primary","fileExists":true,"url":"/library/SEC-13-077","exhibitUrl":"/exhibit/SEC-13-077"},{"id":"SEC-13-093","kind":"order","level":"state","jurisdiction":"Connecticut","state":"CT","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Governor Ned Lamont","instrument":"Executive Order No. 7G","title":"Protection of Public Health and Safety During COVID-19 Pandemic and Response - Presidential Primary Postponement and Additional Public Health Measures (suspension of non-critical court operations and associated requirements)","dateIssued":"2020-03-19","startDate":"2020-03-19","endDate":"2021-03-01","quarters":["2020Q2","2020Q3","2020Q4","2021Q1"],"types":["CRT","CLOSE","ALC","HC"],"grade":"primary","fileExists":true,"url":"/library/SEC-13-093","exhibitUrl":"/exhibit/SEC-13-093"},{"id":"SEC-13-075","kind":"order","level":"sector-regulator","jurisdiction":"Ohio","state":"OH","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Ohio Department of Insurance (Director Jillian Froment)","instrument":"ODI Bulletin 2020-03","title":"Health Insurance Coverage Flexibility for Ohio Employees (60-day premium grace period; continuation of coverage for employees with reduced hours)","dateIssued":"2020-03-20","startDate":"2020-03-20","endDate":"2021-06-30","quarters":["2020Q2","2020Q3","2020Q4","2021Q1","2021Q2"],"types":["OTHER","EMP"],"grade":"secondary","fileExists":true,"url":"/library/SEC-13-075","exhibitUrl":"/exhibit/SEC-13-075"},{"id":"SEC-13-076","kind":"order","level":"sector-regulator","jurisdiction":"Oklahoma","state":"OK","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Insurance Commissioner Glen Mulready (Oklahoma Insurance Department)","instrument":"PC Bulletin No. 2020-01","title":"PC Bulletin 2020-01 (Coronavirus (COVID-19)): continuity of operations, business-interruption information, 45-day premium grace period extension","dateIssued":"2020-03-20","startDate":"2020-03-20","endDate":"2020-06-30","quarters":["2020Q2"],"types":["OTHER"],"grade":"primary","fileExists":true,"url":"/library/SEC-13-076","exhibitUrl":"/exhibit/SEC-13-076"},{"id":"SEC-13-078","kind":"order","level":"sector-regulator","jurisdiction":"New Mexico","state":"NM","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Superintendent of Insurance Russell Toal (Office of Superintendent of Insurance)","instrument":"Bulletin 2020-006","title":"Request to All Insurance Companies Regarding Consumers Affected by COVID-19 and the Emergency Public Health Measures","dateIssued":"2020-03-20","startDate":"2020-03-20","endDate":"2020-09-30","quarters":["2020Q2","2020Q3"],"types":["OTHER"],"grade":"primary","fileExists":true,"url":"/library/SEC-13-078","exhibitUrl":"/exhibit/SEC-13-078"},{"id":"SEC-13-080","kind":"order","level":"sector-regulator","jurisdiction":"Wisconsin","state":"WI","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Commissioner of Insurance Mark V. Afable (Office of the Commissioner of Insurance)","instrument":"OCI Bulletin of March 20, 2020, Complying with Regulatory Requirements during the Public Health Emergency","title":"Complying with Regulatory Requirements during the Public Health Emergency (policyholder flexibility; deemed-approval filings disapproved; on-site examinations)","dateIssued":"2020-03-20","startDate":"2020-03-20","endDate":"2020-06-30","quarters":["2020Q2"],"types":["OTHER"],"grade":"primary","fileExists":true,"url":"/library/SEC-13-080","exhibitUrl":"/exhibit/SEC-13-080"},{"id":"SEC-13-095","kind":"order","level":"state","jurisdiction":"Michigan","state":"MI","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Governor Gretchen Whitmer","instrument":"Executive Order 2020-19","title":"Temporary prohibition against entry to premises for the purpose of removing or excluding a tenant or mobile home owner from their home","dateIssued":"2020-03-20","startDate":"2020-03-20","endDate":"2020-09-30","quarters":["2020Q2","2020Q3"],"types":["OTHER","CRT"],"grade":"primary","fileExists":true,"url":"/library/SEC-13-095","exhibitUrl":"/exhibit/SEC-13-095"},{"id":"SEC-13-046","kind":"order","level":"state","jurisdiction":"New York","state":"NY","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Governor Andrew M. Cuomo","instrument":"Executive Order 202.8","title":"Continuing Temporary Suspension and Modification of Laws Relating to the Disaster Emergency (100 percent in-person workforce reduction; 90-day eviction and foreclosure halt; DMV closure; tolling)","dateIssued":"2020-03-20","startDate":"2020-03-22","endDate":"2020-06-20","quarters":["2020Q2"],"types":["TELE","CLOSE","STAY","CRT","OTHER"],"grade":"secondary","fileExists":true,"url":"/library/SEC-13-046","exhibitUrl":"/exhibit/SEC-13-046"}],"facets":{"kind":[{"value":"order","label":"Order","count":73},{"value":"meeting","label":"Organizer notice","count":55}],"level":[{"value":"organizer","label":"Organizer","count":55},{"value":"state","label":"State","count":36},{"value":"federal","label":"Federal","count":23},{"value":"sector-regulator","label":"Sector regulator","count":12},{"value":"court","label":"Court","count":2}],"state":[{"value":"CA","label":"California","count":16},{"value":"DC","label":"District of Columbia","count":11},{"value":"FL","label":"Florida","count":7},{"value":"TX","label":"Texas","count":5},{"value":"IL","label":"Illinois","count":4},{"value":"MA","label":"Massachusetts","count":4},{"value":"OR","label":"Oregon","count":4},{"value":"IN","label":"Indiana","count":3},{"value":"NJ","label":"New Jersey","count":3},{"value":"NV","label":"Nevada","count":3},{"value":"NY","label":"New York","count":3},{"value":"WA","label":"Washington","count":3},{"value":"CO","label":"Colorado","count":2},{"value":"CT","label":"Connecticut","count":2},{"value":"LA","label":"Louisiana","count":2},{"value":"UT","label":"Utah","count":2},{"value":"AK","label":"Alaska","count":1},{"value":"AZ","label":"Arizona","count":1},{"value":"DE","label":"Delaware","count":1},{"value":"KS","label":"Kansas","count":1},{"value":"KY","label":"Kentucky","count":1},{"value":"MD","label":"Maryland","count":1},{"value":"MI","label":"Michigan","count":1},{"value":"MN","label":"Minnesota","count":1},{"value":"MS","label":"Mississippi","count":1},{"value":"NH","label":"New Hampshire","count":1},{"value":"NM","label":"New Mexico","count":1},{"value":"OH","label":"Ohio","count":1},{"value":"OK","label":"Oklahoma","count":1},{"value":"VT","label":"Vermont","count":1},{"value":"WI","label":"Wisconsin","count":1}],"type":[{"value":"OTHER","label":"Other","count":71},{"value":"CRT","label":"Courts and public offices","count":36},{"value":"CLOSE","label":"Business closure","count":6},{"value":"HC","label":"Health care orders","count":4},{"value":"EMP","label":"Workplace rules","count":3},{"value":"TELE","label":"Telework mandate","count":3},{"value":"STAY","label":"Stay-at-home","count":2},{"value":"ALC","label":"Alcohol and bars","count":1},{"value":"EMER","label":"Emergency declaration","count":1},{"value":"GATH","label":"Gathering cap","count":1},{"value":"SCH","label":"Schools and child care","count":1}],"quarter":[{"value":"2020Q2","label":"2020 Q2","count":67},{"value":"2020Q3","label":"2020 Q3","count":49},{"value":"2021Q3","label":"2021 Q3","count":40},{"value":"2021Q2","label":"2021 Q2","count":38},{"value":"2021Q1","label":"2021 Q1","count":34},{"value":"2020Q4","label":"2020 Q4","count":33}],"grade":[{"value":"primary","label":"Primary source read","count":114},{"value":"secondary","label":"Confirmed from a secondary source","count":14}],"industry":[{"value":"13","label":"Financial Services","count":128}],"agency":[]}}