{"total":12,"page":1,"pageSize":25,"pages":1,"millis":14,"query":{"q":"health","state":"","metro":"","industry":"13","agency":"","kind":"meeting","level":"","type":"","quarter":"","grade":"","collection":"","from":"","to":"","sort":"relevance"},"items":[{"id":"SEC-13-GM-119","kind":"meeting","level":"organizer","jurisdiction":"rotating (Fall 2020: Indianapolis; Summer 2021: Columbus), IN; OH","state":"IN","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"National Association of Insurance Commissioners","instrument":"NAIC news release (Washington, Sept. 15, 2020): \u0027NAIC Fall National Meeting to be Virtual Format\u0027 (\u0027initially scheduled to be held in Indianapolis, Indiana, will now be held virtually. Due to the ongoing health challenges that are being associated with holding large in-person meetings in the midst of the COVID-19 pandemic\u0027)","title":"NAIC National Meetings (Spring, Summer and Fall), at which insurers, agents\u0027 associations and their counsel appear before the State regulators","dateIssued":"2020-09-15","startDate":"2020-09-15","endDate":"","quarters":["2020Q3"],"types":[],"grade":"primary","fileExists":true,"url":"/library/SEC-13-GM-119","exhibitUrl":"/exhibit/SEC-13-GM-119"},{"id":"SEC-13-GM-123","kind":"meeting","level":"organizer","jurisdiction":"Las Vegas (The Venetian), NV","state":"NV","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Money20/20 (Ascential)","instrument":"Money20/20 USA, \u0027Health and Safety\u0027 notice (as archived July 1, 2020): \u0027working closely with the City of Las Vegas, The Venetian, our vendors, and our sponsors to roll out a complete list of safety measures\u0027; \u0027Capping access at 6,000 attendees\u0027","title":"Money20/20 USA 2020 (payments and fintech)","dateIssued":"","startDate":"","endDate":"","quarters":[],"types":[],"grade":"primary","fileExists":true,"url":"/library/SEC-13-GM-123","exhibitUrl":"/exhibit/SEC-13-GM-123"},{"id":"SEC-13-GM-127","kind":"meeting","level":"organizer","jurisdiction":"Austin (2021); 2020 venue not sourced, TX","state":"TX","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Texas Bankers Association","instrument":"Texas Bankers Association, \u0027COVID-19 NOTICE\u0027 for the 2021 Annual Convention (Austin, Aug. 25-27, 2021): \u0027mitigate potential health risks associated with COVID-19 and the Delta variant... Masks and vaccines are not required to attend our events, however they are strongly recommended\u0027","title":"Texas Bankers Association Annual Convention (135th, 2020; 136th, 2021)","dateIssued":"","startDate":"","endDate":"","quarters":[],"types":[],"grade":"primary","fileExists":true,"url":"/library/SEC-13-GM-127","exhibitUrl":"/exhibit/SEC-13-GM-127"},{"id":"SEC-13-GM-026","kind":"meeting","level":"organizer","jurisdiction":"every State (headquarters, branches, hotels), ALL","state":"","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"each institution\u0027s board, under the OCC\u0027s rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules","instrument":"Office of the Comptroller of the Currency, interim final rule, Director, Shareholder, and Member Meetings, 85 Fed. Reg. 31943 (May 28, 2020) (RIN 1557-AE94), effective May 28, 2020 (same instrument as Ex. AGY-FED-FINANCIAL-020)","title":"Annual and special meetings of shareholders of national banks, federal savings associations, State banks and bank holding companies (class)","dateIssued":"2020-05-28","startDate":"2020-05-28","endDate":"","quarters":["2020Q2"],"types":[],"grade":"primary","fileExists":true,"url":"/library/SEC-13-GM-026","exhibitUrl":"/exhibit/SEC-13-GM-026"},{"id":"SEC-13-GM-027","kind":"meeting","level":"organizer","jurisdiction":"every State (headquarters, branches, hotels), ALL","state":"","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"each institution\u0027s board, under the OCC\u0027s rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules","instrument":"ABA Banking Journal, \u0027OCC Rule Clarifies Virtual Meeting Options for National Banks, Federal Thrifts\u0027 (May 27, 2020)","title":"Annual and special meetings of shareholders of national banks, federal savings associations, State banks and bank holding companies (class)","dateIssued":"2020-05-27","startDate":"2020-05-27","endDate":"","quarters":["2020Q2"],"types":[],"grade":"secondary","fileExists":true,"url":"/library/SEC-13-GM-027","exhibitUrl":"/exhibit/SEC-13-GM-027"},{"id":"SEC-13-GM-029","kind":"meeting","level":"organizer","jurisdiction":"every State (headquarters, branches, hotels), ALL","state":"","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"each institution\u0027s board, under the OCC\u0027s rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules","instrument":"SEC Division of Corporation Finance and Division of Investment Management, Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (Mar. 13, 2020; updated Apr. 7, 2020) (same instrument as Ex. AGY-FED-FINANCIAL-053)","title":"Annual and special meetings of shareholders of national banks, federal savings associations, State banks and bank holding companies (class)","dateIssued":"2020-04-07","startDate":"2020-04-07","endDate":"","quarters":["2020Q2"],"types":[],"grade":"primary","fileExists":true,"url":"/library/SEC-13-GM-029","exhibitUrl":"/exhibit/SEC-13-GM-029"},{"id":"SEC-13-GM-126","kind":"meeting","level":"organizer","jurisdiction":"every State (headquarters, branches, hotels), ALL","state":"","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"each institution\u0027s board, under the OCC\u0027s rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules","instrument":"SEC Division of Corporation Finance and Division of Investment Management, \u0027Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns\u0027 (Mar. 13, 2020, as updated Apr. 7, 2020): changes of date, time or location; \u0027virtual\u0027 and \u0027hybrid\u0027 meetings \u0027governed by state law, where permitted, and the issuer\u0027s governing documents\u0027 (second capture; see also SEC-13-GM-029)","title":"Annual and special meetings of shareholders of national banks, federal savings associations, State banks and bank holding companies (class)","dateIssued":"2020-04-07","startDate":"2020-04-07","endDate":"","quarters":["2020Q2"],"types":[],"grade":"primary","fileExists":true,"url":"/library/SEC-13-GM-126","exhibitUrl":"/exhibit/SEC-13-GM-126"},{"id":"SEC-13-GM-015","kind":"meeting","level":"organizer","jurisdiction":"Dallas, TX","state":"TX","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"American Financial Services Association","instrument":"AFSA, \u00272020 Law \u0026 Compliance Symposium Cancelled\u0027 (Apr. 20, 2020) (June 2-4, 2020, Dallas)","title":"AFSA Law \u0026 Compliance Symposium 2020 (with committee meetings)","dateIssued":"2020-04-20","startDate":"2020-04-20","endDate":"","quarters":["2020Q2"],"types":[],"grade":"primary","fileExists":true,"url":"/library/SEC-13-GM-015","exhibitUrl":"/exhibit/SEC-13-GM-015"},{"id":"SEC-13-GM-118","kind":"meeting","level":"organizer","jurisdiction":"Orlando; Austin; Las Vegas; San Diego, FL; TX; NV; CA","state":"CA","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"as listed","instrument":"NAIC news release (Kansas City, June 1, 2021): \u0027NAIC to Host Hybrid 2021 Summer National Meeting\u0027 (\u0027a streamlined Summer National Meeting in a hybrid format... in Columbus, OH from August 13-17 for members and interested parties as capacity allows\u0027)","title":"The autumn 2021 return of in-person conferences under mask, vaccination-proof and conveyance orders (class: CBA LIVE, Aug. 16-18, 2021, Orlando; TBA Annual Convention, Aug. 25-27, 2021, Austin; Money20/20 and InsureTech Connect, October 2021, Las Vegas; ABA Annual Convention, Oct. 17-19, 2021; MBA Annual, Oct. 17-20, 2021, San Diego)","dateIssued":"2021-06-01","startDate":"2021-06-01","endDate":"","quarters":["2021Q2"],"types":[],"grade":"primary","fileExists":true,"url":"/library/SEC-13-GM-118","exhibitUrl":"/exhibit/SEC-13-GM-118"},{"id":"SEC-13-GM-120","kind":"meeting","level":"organizer","jurisdiction":"rotating (Fall 2020: Indianapolis; Summer 2021: Columbus), IN; OH","state":"IN","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"National Association of Insurance Commissioners","instrument":"NAIC news release (Washington, June 26, 2020): registration open for the NAIC Summer 2020 National Meeting, \u0027which will be held in a virtual format over a three-week period beginning the week of July 27 and ending the week of August 10\u0027","title":"NAIC National Meetings (Spring, Summer and Fall), at which insurers, agents\u0027 associations and their counsel appear before the State regulators","dateIssued":"2020-06-26","startDate":"2020-06-26","endDate":"","quarters":["2020Q2"],"types":[],"grade":"primary","fileExists":true,"url":"/library/SEC-13-GM-120","exhibitUrl":"/exhibit/SEC-13-GM-120"},{"id":"SEC-13-GM-002","kind":"meeting","level":"organizer","jurisdiction":"San Diego (San Diego Convention Center), CA","state":"CA","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"Society for Human Resource Management","instrument":"SHRM, \u0027SHRM 2020 Annual Conference \u0026 Expo Canceled\u0027 (May 12, 2020)","title":"SHRM 2020 Annual Conference \u0026 Expo (the human-resources profession\u0027s annual conference; attended by bank, insurer and advisory-firm HR staff)","dateIssued":"2020-05-12","startDate":"2020-05-12","endDate":"","quarters":["2020Q2"],"types":[],"grade":"primary","fileExists":true,"url":"/library/SEC-13-GM-002","exhibitUrl":"/exhibit/SEC-13-GM-002"},{"id":"SEC-13-GM-121","kind":"meeting","level":"organizer","jurisdiction":"New Orleans; Orlando; Salt Lake City, LA; FL; UT","state":"LA","metro":"","industry":"13","agency":"","collection":"SEC-13","issuer":"LIMRA and LOMA (LL Global)","instrument":"LIMRA and LOMA news release (Windsor, Conn., Mar. 17, 2020): \u0027LIMRA and LOMA Cancel Face-To-Face Portion of Conferences in Light of Coronavirus\u0027 (2020 Customer Experience Conference, Mar. 25-27, New Orleans; 2020 Regulatory Compliance Exchange, Mar. 31-Apr. 2, Orlando; 2020 Life Insurance Conference, Apr. 20-22, and 2020 Retirement Industry Conference, Apr. 22-24, Salt Lake City)","title":"LIMRA and LOMA spring 2020 conferences: Customer Experience Conference (New Orleans), Regulatory Compliance Exchange (Orlando), Life Insurance Conference and Retirement Industry Conference (Salt Lake City)","dateIssued":"2020-03-17","startDate":"2020-03-17","endDate":"","quarters":["2020Q2"],"types":[],"grade":"primary","fileExists":true,"url":"/library/SEC-13-GM-121","exhibitUrl":"/exhibit/SEC-13-GM-121"}],"facets":{"kind":[{"value":"meeting","label":"Organizer notice","count":12}],"level":[{"value":"organizer","label":"Organizer","count":12}],"state":[{"value":"CA","label":"California","count":2},{"value":"IN","label":"Indiana","count":2},{"value":"TX","label":"Texas","count":2},{"value":"LA","label":"Louisiana","count":1},{"value":"NV","label":"Nevada","count":1}],"type":[],"quarter":[{"value":"2020Q2","label":"2020 Q2","count":8},{"value":"2020Q3","label":"2020 Q3","count":1},{"value":"2021Q2","label":"2021 Q2","count":1}],"grade":[{"value":"primary","label":"Primary source read","count":11},{"value":"secondary","label":"Confirmed from a secondary source","count":1}],"industry":[{"value":"13","label":"Financial Services","count":12}],"agency":[]}}