Congress (CARES Act sec. 4021, Pub. L. 116-136, 134 Stat. 281, 489), codified at 15 U.S.C. 1681s-2(a)(1)(F), 15 U.S.C. 1681s-2(a)(1)(F) (Reporting information during COVID-19 pandemic) (Mar. 27, 2020) (Ex. SEC-13-017)
Federal Financial Institutions Examination Council (FRB, FDIC, NCUA, OCC, CFPB, State Liaison Committee), Interagency Statement on Pandemic Planning (Mar. 6, 2020) (Ex. SEC-13-002)
Federal Reserve Board, CFPB, FDIC, NCUA, OCC and Conference of State Bank Supervisors, Joint press release: Agencies encourage financial institutions to meet financial needs of customers and members affected by coronavirus (Mar. 9, 2020) (Ex. SEC-13-003)
Financial Industry Regulatory Authority (self-regulatory organization under SEC oversight), Regulatory Notice 20-08 (Mar. 9, 2020) (Ex. SEC-13-028)
Board of Governors of the Federal Reserve System (Division of Supervision and Regulation; Division of Consumer and Community Affairs), SR 20-4 / CA 20-3 (Mar. 13, 2020) (Ex. SEC-13-035)
National Credit Union Administration (Chairman Rodney E. Hood), Letter to Credit Unions 20-CU-02 (Mar. 16, 2020) (Ex. SEC-13-006)
Departments of Labor, Health and Human Services and the Treasury, FAQs About Families First Coronavirus Response Act and Coronavirus Aid, Relief, and Economic Security Act Implementation Part 42 (Apr. 11, 2020) (Ex. SEC-13-023)
Governor Philip D. Murphy, Executive Order No. 106 (Mar. 19, 2020) (Ex. SEC-13-047)
Governor Ned Lamont, Executive Order No. 7G (Mar. 19, 2020) (Ex. SEC-13-093)
Federal Housing Finance Agency (Director Mark Calabria), directing Fannie Mae and Freddie Mac, FHFA news release: FHFA Moves to Provide Eviction Suspension Relief for Renters in Multifamily Properties (Mar. 23, 2020) (Ex. SEC-13-011)
Secretary of the Treasury Steven T. Mnuchin, Statement by Secretary Steven T. Mnuchin on Essential Financial Services Workers (press release SM956), transmitting the memorandum Financial Services Sector Essential Critical Infrastructure Workers (Mar. 24, 2020) (Ex. SEC-13-001)
Governor John C. Carney, Sixth Modification of the Declaration of a State of Emergency for the State of Delaware Due to a Public Health Threat (Mar. 24, 2020) (Ex. SEC-13-106)
Governor JB Pritzker, Executive Order 2020-16 (COVID-19 Executive Order No. 14) (Mar. 26, 2020) (Ex. SEC-13-060)
CFPB, Federal Reserve Board, FDIC, NCUA, OCC and State Banking Regulators (CSBS), Joint Statement on Supervisory and Enforcement Practices Regarding the Mortgage Servicing Rules in Response to the COVID-19 Emergency and the CARES Act (Apr. 3, 2020) (Ex. SEC-13-009)
Governor Lawrence J. Hogan, Jr, Order of the Governor No. 20-04-03-01 (Apr. 3, 2020) (Ex. SEC-13-071)
Council of the District of Columbia (emergency act); signed by Mayor Muriel Bowser, D.C. Act 23-286, COVID-19 Response Supplemental Emergency Amendment Act of 2020 (Apr. 10, 2020) (Ex. SEC-13-094)
Cybersecurity and Infrastructure Security Agency, DHS, Guidance on the Essential Critical Infrastructure Workforce, Version 3.0 (Apr. 17, 2020) (Ex. SEC-13-033)
Massachusetts General Court; approved by Governor Charles D. Baker, Chapter 65 of the Acts of 2020 (Apr. 20, 2020) (Ex. SEC-13-072)
Governor JB Pritzker, Executive Order 2020-30 (COVID-19 Executive Order No. 28) (Apr. 23, 2020) (Ex. SEC-13-059)
Board of Governors of the Federal Reserve System, Regulation D: Reserve Requirements of Depository Institutions (interim final rule), 85 Fed. Reg. 23445 (Apr. 28, 2020), Docket No. R-1715 (Apr. 24, 2020) (Ex. SEC-13-007)
Department of Labor (EBSA) and Department of the Treasury (IRS), Extension of Certain Timeframes for Employee Benefit Plans, Participants, and Beneficiaries Affected by the COVID-19 Outbreak (Joint Notice), 85 Fed. Reg. 26351 (May 4, 2020) (Apr. 28, 2020) (Ex. SEC-13-020)
Vermont General Assembly; approved by Governor Phil Scott, Act No. 101 of 2020 (S.333) (May 14, 2020) (Ex. SEC-13-104)
Oregon Legislative Assembly (2020 First Special Session); approved by Governor Kate Brown June 30, 2020, Enrolled House Bill 4204 (2020) (June 30, 2020) (Ex. SEC-13-088)
Oregon Legislative Assembly (2020 First Special Session); approved by Governor Kate Brown June 30, 2020, Enrolled House Bill 4213 (2020) (June 30, 2020) (Ex. SEC-13-089)
California Legislature (AB 3088, Chiu); approved by Governor Newsom, Assembly Bill 3088, Tenant, Homeowner, and Small Landlord Relief and Stabilization Act of 2020 (COVID-19 Tenant Relief Act of 2020, Code Civ. Proc. 1179.01 et seq.; COVID-19 Small Landlord and Homeowner Relief Act of 2020, Civ. Code 3273.01 et seq.) (Aug. 31, 2020) (Ex. SEC-13-052)
Charles Schwab & Co, Charles Schwab press release (Oct. 13, 2020): 'Schwab Advisor Services to Celebrate 30th Anniversary of Schwab IMPACT' ('IMPACT 2020 will proceed for the first time as a virtual experience'; live sessions Oct. 27-28 and Nov. 2, 4, 9 and 11; 'more than 7,600 firms'; 'more than 90 speakers, 70 education sessions, and nearly 40 exhibitors') (Ex. SEC-13-GM-114)
Mortgage Bankers Association, Mortgage Bankers Association, 'Prepared Remarks of MBA President and CEO Bob Broeksmit, CMB, at the 2020 MBA Annual Convention and Expo' (Oct. 19, 2020): delivered 'at MBA's virtual 2020 Annual Convention & Expo'; 'This is not a normal convention. But then, this is not a normal year.' (Ex. SEC-13-GM-108)
American Financial Services Association, AFSA, 'Start Your Engines for the 2021 Vehicle Finance Conference!' (Nov. 4, 2020) (conference to be held online Feb. 23-25, 2021) (Ex. SEC-13-GM-006)
Independent Insurance Agents & Brokers of America (Big 'I'), Independent Agent magazine, '2021 Big I Legislative Conference Will Take Place Virtually' (Dec. 21, 2020), quoting Big 'I' president and CEO Bob Rusbuldt (Ex. SEC-13-GM-009)
Oregon Legislative Assembly (2020 Third Special Session); approved by Governor Kate Brown Dec. 23, 2020, Enrolled House Bill 4401 (2020) (Dec. 23, 2020) (Ex. SEC-13-090)
