FINRA, FINRA Regulatory Notice 20-08 (Mar. 9, 2020) (Ex. AGY-FED-FINANCIAL-074)
Financial Industry Regulatory Authority (self-regulatory organization under SEC oversight), Regulatory Notice 20-08 (Mar. 9, 2020) (Ex. SEC-13-028)
New York State Liquor Authority, SLA Guidance on Restrictions for Licensees and To-Go & Delivery Sales in Response to COVID-19 Outbreak (Restrictions in Response to COVID-19 page) (Mar. 16, 2020) (Ex. AGY-ST-ALCOHOL-021)
Office of Insurance Regulation, Commissioner David Altmaier, Informational Memorandum OIR-20-03M (Mar. 16, 2020) (Ex. FL-083)
Texas Department of Licensing and Regulation, Press release: TDLR moving employees to remote work in response to COVID-19 (customer service lobby closed to the public; PSI practical exams unavailable in Amarillo and McAllen; reduced seats at other centers) (Mar. 17, 2020) (Ex. AGY-ST-TRADE-BOARDS-008)
Iowa Division of Banking (Finance Bureau Chief Rodney Reed), Regulatory Guidance for Working from Residence or Other Company Designated Location (Mar. 18, 2020) (Ex. IA-071)
Marlene Caride, Commissioner of Banking and Insurance, Department of Banking and Insurance Bulletin No. 20-06 (Mar. 19, 2020) (Ex. NJ-104)
Tung Chan, Securities Commissioner, Temporary Licensing Order, Case Number 2020-CDS-007 (Mar. 20, 2020) (Ex. AGY-ST-INSURANCE-BANKING-064)
Anita G. Fox, Director, Bulletin 2020-08-INS (Mar. 20, 2020) (Ex. AGY-ST-INSURANCE-BANKING-088)
Contractors State License Board, COVID-19 - Effects on CSLB Services (web page as of Mar. 20-22, 2020) (Mar. 20, 2020) (Ex. AGY-ST-TRADE-BOARDS-015)
New Jersey Division of Alcoholic Beverage Control, AN 2020-03 Advisory Notice to Industry Interests Operating During COVID-19 Emergency (Mar. 21, 2020) (Ex. AGY-ST-ALCOHOL-032)
Duluth Seaway Port Authority, Duluth Seaway Port Authority notice, Mar. 19, 2020: 'IMPORTANT NOTICE ON COVID-19 AND OFFICE CLOSURE - As of MARCH 21, The Duluth Seaway Port Authority Office will be closed in response to the Coronavirus' (Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-067)
Insurance Commissioner, Bulletin No. 20-11 (Mar. 23, 2020) (Ex. AGY-ST-INSURANCE-BANKING-024)
Commissioner of Securities (State Auditor J.B. McCuskey), Emergency Order: Temporary Relief for Registrants Affected by the COVID-19 Outbreak (Mar. 23, 2020) (Ex. AGY-ST-INSURANCE-BANKING-060)
Benjamin Schrope, Interim Director, Securities Division, Memorandum to registrants of March 24, 2020 (Mar. 24, 2020) (Ex. AGY-ST-INSURANCE-BANKING-063)
Washington State Department of Financial Institutions, Securities Division, Temporary No-Action Relief for Registrants Affected by the COVID-19 Outbreak (announcement of March 24, 2020) (Mar. 24, 2020) (Ex. AGY-ST-INSURANCE-BANKING-069)
Anita G. Fox, Director, Department of Insurance and Financial Services, Bulletin 2020-11-BT/CF/CU (Mar. 30, 2020) (Ex. AGY-ST-INSURANCE-BANKING-079)
Anita G. Fox, Director, Bulletin 2020-12-INS (Mar. 30, 2020) (Ex. AGY-ST-INSURANCE-BANKING-089)
Contractors State License Board, Industry Bulletin 20-08: Contractors State License Board Provides COVID-19 Service Update and Answers to Frequently Asked Questions (Mar. 24, 2020) (Ex. AGY-ST-TRADE-BOARDS-016)
Virginia DPOR, DPOR 'Novel Coronavirus (COVID-19) Information and Resources' page (Governor Northam orders statewide closure of certain non-essential businesses; DPOR-regulated businesses that must close; offices closed; waivers; examination services updates), as archived Apr. 4, 2020 (Mar. 24, 2020) (Ex. AGY-ST-TRADE-BOARDS-021)
CDPHE, Executive Director Jill Hunsaker Ryan, Public Health Order 20-24 (Mar. 22, 2020) (Ex. CO-011)
Judith M. Shaw, Securities Administrator, Order No. 2020-11, Order Addressing Disruptions (Mar. 25, 2020) (Ex. AGY-ST-INSURANCE-BANKING-065)
Office of Insurance Regulation, Commissioner David Altmaier, Informational Memorandum OIR-20-04M (Mar. 25, 2020) (Ex. FL-084)
Office of the Governor / DECD, FAQs: Business Closures, Executive Order Number 19 (V2) (Mar. 25, 2020) (Ex. ME-009)
Port of Corpus Christi Authority (PCCA), PCCA news release, Mar. 25, 2020: port continues normal operations under the Nueces County stay-at-home order; access limited to port employees and enumerated maritime classes; Administration Building closed until Apr. 6, 2020; all non-operational on-site personnel working from home since Mar. 20, 2020 (Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-061)
Port Freeport (Brazos River Harbor Navigation District), Port Freeport COVID-19 page as of Apr. 22, 2020: terminals operating as essential transportation and logistics under the Brazoria County order; Administration Building closed to the public from Mar. 27, 2020 until further notice; remote work for a portion of staff; meetings by phone; CBP notice of Mar. 23, 2020 remanding all maritime crew to their vessels; USCG Marine Safety Information Bulletins listed (Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-062)
Investor Protection Director, Delaware Department of Justice, Order Adopting Measures Granting Temporary Relief to Registrants Affected by the COVID-19 Outbreak (Mar. 27, 2020) (Ex. AGY-ST-INSURANCE-BANKING-061)
Manuel P. Alvarez, Commissioner of Business Oversight, Guidance to Broker-Dealers and Investment Advisers (dated March 30, 2020; file dated March 26, 2020) (Mar. 30, 2020) (Ex. AGY-ST-INSURANCE-BANKING-048)
Alabama Department of Insurance, Commissioner Jim L. Ridling, Bulletin No. 2020-04, Continuity of Operations (Mar. 30, 2020) (Ex. AL-065)
TriMet, TriMet COVID-19 updates, Mar. 11-Apr. 7, 2020: rider limit of 10-15 per bus from 5 p.m. Apr. 2, 2020; temporary service reductions effective Apr. 5, 2020; cash suspended on buses; seats marked off; all non-essential TriMet staff to work remotely; Board meetings by teleconference; ridership down 64.6 percent (Ex. MET-PDX-046)
N.H. Secretary of State, Bureau of Securities Regulation, Emergency Order: Temporary Relief for Registrants Affected by the COVID-19 Outbreak (Apr. 9, 2020) (Ex. AGY-ST-INSURANCE-BANKING-062)
Anita G. Fox, Director, Bulletin 2020-13-BT/CF/CU (Apr. 10, 2020) (Ex. AGY-ST-INSURANCE-BANKING-090)
Anita G. Fox, Director, Bulletin 2020-14-INS (Apr. 10, 2020) (Ex. AGY-ST-INSURANCE-BANKING-091)
Port of Portland, Port of Portland 'Coronavirus News & Updates' (captured Apr. 10, 2020): marine terminals and PDX open under EO 20-12; bulk exports normal; SM Line calling weekly; terminal workers distancing; Coast Guard 96-hour crew health reporting; all headquarters staff who can work remotely asked to do so (Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-064)
CDPHE, Executive Director Jill Hunsaker Ryan, Fourth Updated Public Health Order 20-24 (Apr. 9, 2020) (Ex. CO-047)
New Orleans Regional Transit Authority, RTA suspension of overnight transit service (10:00 p.m. to 4:00 a.m.) (Apr. 9, 2020) (Ex. MET-MSY-035)
Superintendent of Insurance, Bulletin 2020-09 (Recommendations and Orders) (Apr. 15, 2020) (Ex. AGY-ST-INSURANCE-BANKING-077)
MARTA (General Manager/CEO Jeffrey Parker), MARTA COVID-19 essential-service reduction (bus service reduced to 41 routes effective Apr. 20, 2020) and employee telework/hiring freeze (Mar. 17, 2020), as posted on the agency's coronavirus page (Ex. MET-ATL-053)
Anita G. Fox, Director, Bulletin 2020-21-BT/CF/CU (Apr. 30, 2020) (Ex. AGY-ST-INSURANCE-BANKING-080)
Colorado Department of Revenue, Enforcement Division, LED COVID-19 Update: What does Safer at Home mean? (April 24, 2020) (Apr. 24, 2020) (Ex. AGY-ST-ALCOHOL-111)
CDPHE, Executive Director Jill Hunsaker Ryan, Amended Public Health Order 20-28 (May 4, 2020) (Ex. CO-023)
Metropolitan Transportation Authority (with the Governor's direction of Apr. 30, 2020), MTA press release, 'MTA Welcoming Riders to Subway with Increased Overnight Service Beginning Early Tomorrow Morning' (Feb. 21, 2021), describing the nightly subway closure since May 6, 2020 and its reduction to 2 a.m.-4 a.m. from Feb. 22, 2021 (Ex. MET-NYC-047)
Department of Economic and Community Development (Governor Lamont's Reopen Connecticut program), DECD Sector Rules for May 20th Reopen: Offices (May 8, 2020 version, C4 V1) (Ex. CT-069)
Department of Economic and Community Development, DECD Sector Rules for May 20th Reopen: General Business (list of business types permitted to reopen) (May 18, 2020) (Ex. CT-078)
FINRA, FINRA Regulatory Notice 20-16 (May 28, 2020) (Ex. AGY-FED-FINANCIAL-075)
New York State Department of Health / Empire State Development (New York Forward), Office-Based Work Guidelines for Employers and Employees (summary guidance) (May 29, 2020) (Ex. NY-119)
New York State Department of Health (New York Forward), Interim Guidance for Office-Based Work During the COVID-19 Public Health Emergency (May 29, 2020) (Ex. NY-131)
New York State Department of Health (New York Forward), Interim Guidance for Food Services During the COVID-19 Public Health Emergency (June 12, 2020) (Ex. NY-108)
Department of Economic and Community Development, DECD Sector Rules for June 17th Reopen: Offices (July 22, 2020 version, C1 V3) (Ex. CT-079)
Ohio Casino Control Commission (with the Ohio Lottery Commission), under the Responsible RestartOhio program of the Governor and Director of Health, Responsible RestartOhio: Casinos and Racinos (mandatory and recommended best practices; posted June 8, 2020) (Ex. AGY-ST-GAMING-RACING-087)
DC Health, DC Health, COVID-19 Guidance for Office Building Reopening, Phase Two (posted June 15, 2020; last updated June 23, 2020) (Ex. DC-063)
Governor Andy Beshear and the Cabinet for Health and Family Services (Healthy at Work), Healthy at Work Requirements for Barbers/Cosmetologists/Hair Salons, Version 2.0 (June 25, 2020) (Ex. SEC-18-039)
Arizona Department of Liquor Licenses and Control, Director John Cocca, DLLC Industry Letter to Liquor Licensees on Executive Orders 2020-36 and 2020-40 (June 26, 2020) (Ex. AGY-ST-ALCOHOL-073)
Illinois Department of Commerce and Economic Opportunity with the Illinois Department of Public Health, under Executive Order 2020-43, Restore Illinois Phase 4 Personal Care Services Guidelines (June 22, 2020) (Ex. SEC-18-018)
Virginia Safety and Health Codes Board; Department of Labor and Industry (VOSH), 16VAC25-220, Emergency Temporary Standard, Infectious Disease Prevention: SARS-CoV-2 Virus That Causes COVID-19 (July 15, 2020) (Ex. SEC-12-063)
CDPHE, Executive Director Jill Hunsaker Ryan, Ninth Amended Public Health Order 20-28 (July 30, 2020) (Ex. CO-026)
Governor Mike DeWine (Executive Order 2020-30D) authorizing the Ohio Liquor Control Commission's emergency adoption of Ohio Adm. Code 4301:1-1-80 ('Rule 80'), Executive Order 2020-30D and Ohio Adm. Code 4301:1-1-80 (emergency rule) (July 31, 2020) (Ex. OH-031)
Alabama Alcoholic Beverage Control Board, Emergency Rule 20-X-6-.20ER, Emergency Hours of Operation (July 27, 2020) (Ex. AL-028)
Metropolitan Council, Metropolitan Council's response to COVID-19 (page as of Aug. 11, 2020) (Ex. MET-MSP-060)
CDPHE, Executive Director Jill Hunsaker Ryan, Tenth Amended Public Health Order 20-28 (Aug. 21, 2020) (Ex. CO-027)
Louisiana Office of Alcohol and Tobacco Control (Commissioner Ernest P. Legier, Jr.), ATC Phase Three: Roadmap for a Resilient Louisiana (updated September 14, 2020) (Sept. 14, 2020) (Ex. LA-069)
CDPHE, Executive Director Jill Hunsaker Ryan, Public Health Order 20-35 (Sept. 15, 2020) (Ex. CO-033)
New York State Department of Health (New York Forward), Interim Guidance for New York City Indoor Food Services (Sept. 30, 2020) (Ex. NY-115)
MIOSHA, MIOSHA presentation, 'COVID-19 MIOSHA Emergency Rules: Getting Open, Staying Open' (workplace outbreak data as of Oct. 22, 2020; rules effective Oct. 14, 2020) (Ex. AGY-ST-LABOR-WORKPLACE-049)
Michigan Occupational Safety and Health Administration (MIOSHA), Department of Labor and Economic Opportunity, MIOSHA Emergency Rules: Coronavirus Disease 2019 (COVID-19) (Oct. 14, 2020) (Ex. MI-054)
Michigan Occupational Safety and Health Administration (Department of Labor and Economic Opportunity), Director Sean Egan, MIOSHA Emergency Rules, Coronavirus Disease 2019 (COVID-19) (Oct. 14, 2020) (Ex. SEC-12-059)
Illinois Liquor Control Commission, ILCC release, Updated COVID-19 Mitigation Efforts to Take Effect in Region 7: Non-compliance may result in liquor license suspension (Oct. 21, 2020) (Ex. AGY-ST-ALCOHOL-120)
CDPHE, Executive Director Jill Hunsaker Ryan, Third Amended Public Health Order 20-35 (Oct. 23, 2020) (Ex. CO-059)
Illinois Liquor Control Commission, ILCC release, Tier 2 COVID-19 Mitigation Efforts to Take Effect in Region 1: Non-compliance may result in liquor license suspension (Oct. 26, 2020) (Ex. AGY-ST-ALCOHOL-119)
Massachusetts Alcoholic Beverages Control Commission, ABCC Updated Advisory Regarding Mandatory Closing Period for Retail Alcohol Licensees and Easing of Certain Annual Renewal Requirements (Nov. 6, 2020) (Ex. AGY-ST-ALCOHOL-086)
Massachusetts Gaming Commission, Commission votes of November 5, 2020: supplement to the Gaming Guidelines, racing protocols and simulcasting plans to ensure compliance with COVID-19 Order No. 53 (Nov. 5, 2020) (Ex. AGY-ST-GAMING-RACING-034)
Department of Economic and Community Development, DECD Sector Rules: Indoor Dining, Phase 2.1 (Nov. 9, 2020 version) (Ex. CT-086)
Department of Economic and Community Development, DECD Sector Rules: Offices, Phase 2.1 (Nov. 10, 2020 version) (Ex. CT-087)
Department of Economic and Community Development, DECD Sector Rules: Personal Services, Phase 2.1 (Nov. 9, 2020 version) (Nov. 10, 2020) (Ex. CT-088)
Department of Economic and Community Development, DECD Sector Rules: Indoor Events, Phase 2.1 (Nov. 9, 2020 version) (Nov. 10, 2020) (Ex. CT-089)
Department of Economic and Community Development, DECD Sector Rules: General Business, Phase 2.1 (Nov. 9, 2020 version) (Nov. 10, 2020) (Ex. CT-090)
Judith M. Persichilli, Commissioner of Health, Executive Directive No. 20-030 (Revised) (amending and superseding ED 20-030 of September 1, 2020) (Nov. 11, 2020) (Ex. NJ-077)
New Jersey Division of Alcoholic Beverage Control, AN 2020-10 Advisory Notice to the Industry Regarding Executive Order Nos. 194 and 195 and New Mitigation Measures for Indoor and Outdoor Dining (Dec. 22, 2020) (Ex. AGY-ST-ALCOHOL-038)
New York State Liquor Authority, Guidance on COVID-Related Closing Times (Nov. 13, 2020) (Ex. NY-103)
CDPHE, Executive Director Jill Hunsaker Ryan, First Amended Public Health Order 20-36 (Nov. 17, 2020) (Ex. CO-081)
Secretary of Health, Arkansas Department of Health, ADH Directive for hours of operation to Alcoholic Beverage Control on-premise permitted locations (issued Nov. 19, 2020; effective Nov. 20, 2020 until Jan. 3, 2021) (Ex. AR-065)
CDPHE, Executive Director Jill Hunsaker Ryan, Second Amended Public Health Order 20-36 (Nov. 20, 2020) (Ex. CO-037)
Department of Economic and Community Development (with DHHS and Maine CDC), COVID-19 Prevention Checklist: Seated Food and Drink Service (as of Dec. 16, 2020) (Ex. ME-082)
Alcoholic Beverage Regulation Administration (ABRA), ABRA, Phase Two New Modifications: Allowance and Prohibitions Overview (winter 2020-21 edition, posted through March 2021) (Dec. 14, 2020) (Ex. DC-078)
Louisiana Office of Alcohol and Tobacco Control, ATC Return To Revised Phase 2 (November 2020) (Nov. 25, 2020) (Ex. LA-070)
Oregon Liquor Control Commission, OLCC COVID-19 Business Continuity Alcohol FAQs: For Counties in Lower Risk Status (12/8/20) (Dec. 8, 2020) (Ex. AGY-ST-ALCOHOL-099)
Department of Economic and Community Development, DECD Sector Rules for Reopening: Indoor Dining (Dec. 11, 2020 version; posted Dec. 29, 2020) (Ex. CT-092)
Department of Economic and Community Development, DECD Sector Rules for Reopening: Offices (Dec. 11, 2020 version; posted Dec. 23, 2020) (Ex. CT-093)
Department of Economic and Community Development, DECD Sector Rules for Reopening: Retail and Malls (Dec. 11, 2020 version; posted Dec. 23, 2020) (Ex. CT-094)
Department of Economic and Community Development, DECD Sector Rules for Reopening: Hotels and Lodging (Dec. 11, 2020 version; posted Dec. 23, 2020) (Ex. CT-095)
FINRA, FINRA Regulatory Notice 20-42 (and temporary Rule 3110.17 adopted by SR-FINRA-2020-040 as described in the notice) (Dec. 16, 2020) (Ex. AGY-FED-FINANCIAL-076)
DC Health, DC Health, Update Phase 2 Office Buildings Guidance (December 23, 2020) (Dec. 23, 2020) (Ex. DC-042)
Massachusetts Gaming Commission, Requirements to Ensure Compliance with COVID-19 Order No. 59, Order Temporarily Applying Further Capacity Restrictions to Statewide COVID-19 Safety Rules (Dec. 22, 2020) (Ex. AGY-ST-GAMING-RACING-035)
CDPHE, Executive Director Jill Hunsaker Ryan, Fourth Amended Public Health Order 20-36 (Jan. 4, 2021) (Ex. CO-038)
Department of Economic and Community Development, DECD Sector Rules for Reopening: Hair Salons and Barbershops (Feb. 2, 2021 version) (Ex. CT-096)
New Jersey Department of Health, Health and Safety Standards for Indoor Dining pursuant to Executive Order Nos. 183, 194 and 219 (the standards incorporated by Executive Directives 20-019 and 20-030) (Feb. 5, 2021) (Ex. NJ-072)
CDPHE, Executive Director Jill Hunsaker Ryan, Sixth Amended Public Health Order 20-36 ('Dial 2.0') (Feb. 5, 2021) (Ex. CO-039)
Department of Economic and Community Development, DECD Sector Rules for Reopening: Personal Services (Feb. 26, 2021 version; posted Mar. 3, 2021) (Ex. CT-097)
Department of Economic and Community Development (with DPH youth-sports guidance), DECD Sector Rules for Reopening: Sports and Fitness Centers (Feb. 26, 2021 version; posted Mar. 3, 2021) (Ex. CT-098)
Department of Economic and Community Development, DECD Sector Rules for Reopening: Indoor Events (Feb. 26, 2021 version; posted Mar. 3, 2021) (Ex. CT-099)
DC Health (with the ABC Board, DCRA and the Office of the Attorney General), Phase 2 Violations list (posted March 2, 2021) (Mar. 2, 2021) (Ex. DC-052)
CDPHE, Executive Director Jill Hunsaker Ryan, Ninth Amended Public Health Order 20-36 ('Dial 3.0') (Mar. 23, 2021) (Ex. CO-057)
CDPHE, Executive Director Jill Hunsaker Ryan, Tenth Amended Public Health Order 20-36 (Apr. 4, 2021) (Ex. CO-058)
