FINRA, FINRA Regulatory Notice 20-08 (Mar. 9, 2020) (Ex. AGY-FED-FINANCIAL-074)
Financial Industry Regulatory Authority (self-regulatory organization under SEC oversight), Regulatory Notice 20-08 (Mar. 9, 2020) (Ex. SEC-13-028)
Office of Insurance Regulation, Commissioner David Altmaier, Informational Memorandum OIR-20-03M (Mar. 16, 2020) (Ex. FL-083)
Texas Department of Licensing and Regulation, Press release: TDLR moving employees to remote work in response to COVID-19 (customer service lobby closed to the public; PSI practical exams unavailable in Amarillo and McAllen; reduced seats at other centers) (Mar. 17, 2020) (Ex. AGY-ST-TRADE-BOARDS-008)
Iowa Division of Banking (Finance Bureau Chief Rodney Reed), Regulatory Guidance for Working from Residence or Other Company Designated Location (Mar. 18, 2020) (Ex. IA-071)
Marlene Caride, Commissioner of Banking and Insurance, Department of Banking and Insurance Bulletin No. 20-06 (Mar. 19, 2020) (Ex. NJ-104)
Tung Chan, Securities Commissioner, Temporary Licensing Order, Case Number 2020-CDS-007 (Mar. 20, 2020) (Ex. AGY-ST-INSURANCE-BANKING-064)
Anita G. Fox, Director, Bulletin 2020-08-INS (Mar. 20, 2020) (Ex. AGY-ST-INSURANCE-BANKING-088)
Contractors State License Board, COVID-19 - Effects on CSLB Services (web page as of Mar. 20-22, 2020) (Mar. 20, 2020) (Ex. AGY-ST-TRADE-BOARDS-015)
Duluth Seaway Port Authority, Duluth Seaway Port Authority notice, Mar. 19, 2020: 'IMPORTANT NOTICE ON COVID-19 AND OFFICE CLOSURE - As of MARCH 21, The Duluth Seaway Port Authority Office will be closed in response to the Coronavirus' (Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-067)
Insurance Commissioner, Bulletin No. 20-11 (Mar. 23, 2020) (Ex. AGY-ST-INSURANCE-BANKING-024)
Commissioner of Securities (State Auditor J.B. McCuskey), Emergency Order: Temporary Relief for Registrants Affected by the COVID-19 Outbreak (Mar. 23, 2020) (Ex. AGY-ST-INSURANCE-BANKING-060)
Benjamin Schrope, Interim Director, Securities Division, Memorandum to registrants of March 24, 2020 (Mar. 24, 2020) (Ex. AGY-ST-INSURANCE-BANKING-063)
Washington State Department of Financial Institutions, Securities Division, Temporary No-Action Relief for Registrants Affected by the COVID-19 Outbreak (announcement of March 24, 2020) (Mar. 24, 2020) (Ex. AGY-ST-INSURANCE-BANKING-069)
Anita G. Fox, Director, Department of Insurance and Financial Services, Bulletin 2020-11-BT/CF/CU (Mar. 30, 2020) (Ex. AGY-ST-INSURANCE-BANKING-079)
Anita G. Fox, Director, Bulletin 2020-12-INS (Mar. 30, 2020) (Ex. AGY-ST-INSURANCE-BANKING-089)
Contractors State License Board, Industry Bulletin 20-08: Contractors State License Board Provides COVID-19 Service Update and Answers to Frequently Asked Questions (Mar. 24, 2020) (Ex. AGY-ST-TRADE-BOARDS-016)
Virginia DPOR, DPOR 'Novel Coronavirus (COVID-19) Information and Resources' page (Governor Northam orders statewide closure of certain non-essential businesses; DPOR-regulated businesses that must close; offices closed; waivers; examination services updates), as archived Apr. 4, 2020 (Mar. 24, 2020) (Ex. AGY-ST-TRADE-BOARDS-021)
CDPHE, Executive Director Jill Hunsaker Ryan, Public Health Order 20-24 (Mar. 22, 2020) (Ex. CO-011)
Judith M. Shaw, Securities Administrator, Order No. 2020-11, Order Addressing Disruptions (Mar. 25, 2020) (Ex. AGY-ST-INSURANCE-BANKING-065)
Office of Insurance Regulation, Commissioner David Altmaier, Informational Memorandum OIR-20-04M (Mar. 25, 2020) (Ex. FL-084)
Office of the Governor / DECD, FAQs: Business Closures, Executive Order Number 19 (V2) (Mar. 25, 2020) (Ex. ME-009)
Port of Corpus Christi Authority (PCCA), PCCA news release, Mar. 25, 2020: port continues normal operations under the Nueces County stay-at-home order; access limited to port employees and enumerated maritime classes; Administration Building closed until Apr. 6, 2020; all non-operational on-site personnel working from home since Mar. 20, 2020 (Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-061)
Port Freeport (Brazos River Harbor Navigation District), Port Freeport COVID-19 page as of Apr. 22, 2020: terminals operating as essential transportation and logistics under the Brazoria County order; Administration Building closed to the public from Mar. 27, 2020 until further notice; remote work for a portion of staff; meetings by phone; CBP notice of Mar. 23, 2020 remanding all maritime crew to their vessels; USCG Marine Safety Information Bulletins listed (Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-062)
Investor Protection Director, Delaware Department of Justice, Order Adopting Measures Granting Temporary Relief to Registrants Affected by the COVID-19 Outbreak (Mar. 27, 2020) (Ex. AGY-ST-INSURANCE-BANKING-061)
Manuel P. Alvarez, Commissioner of Business Oversight, Guidance to Broker-Dealers and Investment Advisers (dated March 30, 2020; file dated March 26, 2020) (Mar. 30, 2020) (Ex. AGY-ST-INSURANCE-BANKING-048)
Alabama Department of Insurance, Commissioner Jim L. Ridling, Bulletin No. 2020-04, Continuity of Operations (Mar. 30, 2020) (Ex. AL-065)
TriMet, TriMet COVID-19 updates, Mar. 11-Apr. 7, 2020: rider limit of 10-15 per bus from 5 p.m. Apr. 2, 2020; temporary service reductions effective Apr. 5, 2020; cash suspended on buses; seats marked off; all non-essential TriMet staff to work remotely; Board meetings by teleconference; ridership down 64.6 percent (Ex. MET-PDX-046)
N.H. Secretary of State, Bureau of Securities Regulation, Emergency Order: Temporary Relief for Registrants Affected by the COVID-19 Outbreak (Apr. 9, 2020) (Ex. AGY-ST-INSURANCE-BANKING-062)
Anita G. Fox, Director, Bulletin 2020-13-BT/CF/CU (Apr. 10, 2020) (Ex. AGY-ST-INSURANCE-BANKING-090)
Anita G. Fox, Director, Bulletin 2020-14-INS (Apr. 10, 2020) (Ex. AGY-ST-INSURANCE-BANKING-091)
Port of Portland, Port of Portland 'Coronavirus News & Updates' (captured Apr. 10, 2020): marine terminals and PDX open under EO 20-12; bulk exports normal; SM Line calling weekly; terminal workers distancing; Coast Guard 96-hour crew health reporting; all headquarters staff who can work remotely asked to do so (Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-064)
CDPHE, Executive Director Jill Hunsaker Ryan, Fourth Updated Public Health Order 20-24 (Apr. 9, 2020) (Ex. CO-047)
Superintendent of Insurance, Bulletin 2020-09 (Recommendations and Orders) (Apr. 15, 2020) (Ex. AGY-ST-INSURANCE-BANKING-077)
MARTA (General Manager/CEO Jeffrey Parker), MARTA COVID-19 essential-service reduction (bus service reduced to 41 routes effective Apr. 20, 2020) and employee telework/hiring freeze (Mar. 17, 2020), as posted on the agency's coronavirus page (Ex. MET-ATL-053)
Anita G. Fox, Director, Bulletin 2020-21-BT/CF/CU (Apr. 30, 2020) (Ex. AGY-ST-INSURANCE-BANKING-080)
Colorado Department of Revenue, Enforcement Division, LED COVID-19 Update: What does Safer at Home mean? (April 24, 2020) (Apr. 24, 2020) (Ex. AGY-ST-ALCOHOL-111)
CDPHE, Executive Director Jill Hunsaker Ryan, Amended Public Health Order 20-28 (May 4, 2020) (Ex. CO-023)
Department of Economic and Community Development (Governor Lamont's Reopen Connecticut program), DECD Sector Rules for May 20th Reopen: Offices (May 8, 2020 version, C4 V1) (Ex. CT-069)
Department of Economic and Community Development, DECD Sector Rules for May 20th Reopen: General Business (list of business types permitted to reopen) (May 18, 2020) (Ex. CT-078)
FINRA, FINRA Regulatory Notice 20-16 (May 28, 2020) (Ex. AGY-FED-FINANCIAL-075)
New York State Department of Health / Empire State Development (New York Forward), Office-Based Work Guidelines for Employers and Employees (summary guidance) (May 29, 2020) (Ex. NY-119)
New York State Department of Health (New York Forward), Interim Guidance for Office-Based Work During the COVID-19 Public Health Emergency (May 29, 2020) (Ex. NY-131)
Department of Economic and Community Development, DECD Sector Rules for June 17th Reopen: Offices (July 22, 2020 version, C1 V3) (Ex. CT-079)
Ohio Casino Control Commission (with the Ohio Lottery Commission), under the Responsible RestartOhio program of the Governor and Director of Health, Responsible RestartOhio: Casinos and Racinos (mandatory and recommended best practices; posted June 8, 2020) (Ex. AGY-ST-GAMING-RACING-087)
DC Health, DC Health, COVID-19 Guidance for Office Building Reopening, Phase Two (posted June 15, 2020; last updated June 23, 2020) (Ex. DC-063)
Governor Andy Beshear and the Cabinet for Health and Family Services (Healthy at Work), Healthy at Work Requirements for Barbers/Cosmetologists/Hair Salons, Version 2.0 (June 25, 2020) (Ex. SEC-18-039)
Arizona Department of Liquor Licenses and Control, Director John Cocca, DLLC Industry Letter to Liquor Licensees on Executive Orders 2020-36 and 2020-40 (June 26, 2020) (Ex. AGY-ST-ALCOHOL-073)
Illinois Department of Commerce and Economic Opportunity with the Illinois Department of Public Health, under Executive Order 2020-43, Restore Illinois Phase 4 Personal Care Services Guidelines (June 22, 2020) (Ex. SEC-18-018)
Virginia Safety and Health Codes Board; Department of Labor and Industry (VOSH), 16VAC25-220, Emergency Temporary Standard, Infectious Disease Prevention: SARS-CoV-2 Virus That Causes COVID-19 (July 15, 2020) (Ex. SEC-12-063)
Metropolitan Council, Metropolitan Council's response to COVID-19 (page as of Aug. 11, 2020) (Ex. MET-MSP-060)
MIOSHA, MIOSHA presentation, 'COVID-19 MIOSHA Emergency Rules: Getting Open, Staying Open' (workplace outbreak data as of Oct. 22, 2020; rules effective Oct. 14, 2020) (Ex. AGY-ST-LABOR-WORKPLACE-049)
Michigan Occupational Safety and Health Administration (MIOSHA), Department of Labor and Economic Opportunity, MIOSHA Emergency Rules: Coronavirus Disease 2019 (COVID-19) (Oct. 14, 2020) (Ex. MI-054)
Michigan Occupational Safety and Health Administration (Department of Labor and Economic Opportunity), Director Sean Egan, MIOSHA Emergency Rules, Coronavirus Disease 2019 (COVID-19) (Oct. 14, 2020) (Ex. SEC-12-059)
Department of Economic and Community Development, DECD Sector Rules: Offices, Phase 2.1 (Nov. 10, 2020 version) (Ex. CT-087)
Department of Economic and Community Development, DECD Sector Rules: General Business, Phase 2.1 (Nov. 9, 2020 version) (Nov. 10, 2020) (Ex. CT-090)
CDPHE, Executive Director Jill Hunsaker Ryan, First Amended Public Health Order 20-36 (Nov. 17, 2020) (Ex. CO-081)
CDPHE, Executive Director Jill Hunsaker Ryan, Second Amended Public Health Order 20-36 (Nov. 20, 2020) (Ex. CO-037)
Department of Economic and Community Development, DECD Sector Rules for Reopening: Offices (Dec. 11, 2020 version; posted Dec. 23, 2020) (Ex. CT-093)
FINRA, FINRA Regulatory Notice 20-42 (and temporary Rule 3110.17 adopted by SR-FINRA-2020-040 as described in the notice) (Dec. 16, 2020) (Ex. AGY-FED-FINANCIAL-076)
DC Health, DC Health, Update Phase 2 Office Buildings Guidance (December 23, 2020) (Dec. 23, 2020) (Ex. DC-042)
CDPHE, Executive Director Jill Hunsaker Ryan, Fourth Amended Public Health Order 20-36 (Jan. 4, 2021) (Ex. CO-038)
CDPHE, Executive Director Jill Hunsaker Ryan, Sixth Amended Public Health Order 20-36 ('Dial 2.0') (Feb. 5, 2021) (Ex. CO-039)
CDPHE, Executive Director Jill Hunsaker Ryan, Ninth Amended Public Health Order 20-36 ('Dial 3.0') (Mar. 23, 2021) (Ex. CO-057)
CDPHE, Executive Director Jill Hunsaker Ryan, Tenth Amended Public Health Order 20-36 (Apr. 4, 2021) (Ex. CO-058)
