Securities and Exchange Commission, Release No. 34-88318, Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder (Mar. 4, 2020) (Ex. AGY-FED-FINANCIAL-050)
Securities and Exchange Commission, Release No. 34-88960, Order Under Sections 17A and 36 of the Securities Exchange Act of 1934 Extending Temporary Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder [for Registered Transfer Agents and Certain Other Persons] (May 27, 2020) (Ex. AGY-FED-FINANCIAL-062)
Securities and Exchange Commission, Release No. 34-88465, Order Under Section 36 of the Securities Exchange Act of 1934 Modifying Exemptions From the Reporting and Proxy Delivery Requirements for Public Companies (Mar. 25, 2020) (Ex. AGY-FED-FINANCIAL-056)
Securities and Exchange Commission, Release No. 34-88448, Order Under Sections 17A and 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder [for Registered Transfer Agents and Certain Other Persons] (Mar. 20, 2020) (Ex. AGY-FED-FINANCIAL-054)
Securities and Exchange Commission, Release No. 34-88491, Order Under Section 15B and Section 36 of the Securities Exchange Act of 1934 Granting an Exemption for Municipal Advisors from Specified Provisions of the Exchange Act and Certain Rules Thereunder (Mar. 26, 2020) (Ex. AGY-FED-FINANCIAL-059)
Securities and Exchange Commission, Release No. 34-89074, Order Granting a Temporary Conditional Exemption from the Broker Registration Requirements of Section 15(a) of the Securities Exchange Act of 1934 for Certain Activities of Registered Municipal Advisors (June 16, 2020) (Ex. AGY-FED-FINANCIAL-063)
Securities and Exchange Commission, Investment Company Act Release No. 33817, Order Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus Delivery (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-051)
Securities and Exchange Commission, Investment Company Act Release No. 33824, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus Delivery (Mar. 25, 2020) (Ex. AGY-FED-FINANCIAL-057)
Securities and Exchange Commission, Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief] (June 19, 2020) (Ex. AGY-FED-FINANCIAL-064)
Securities and Exchange Commission, Investment Company Act Release No. 33821, Order Under Sections 6(c), 12(d)(1)(J), 17(b), 17(d) and 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions (Mar. 23, 2020) (Ex. AGY-FED-FINANCIAL-055)
Securities and Exchange Commission, Temporary final rule, Relief for Form ID Filers and Regulation Crowdfunding and Regulation A Issuers Related to Coronavirus Disease 2019 (COVID-19), 85 Fed. Reg. 17747 (Mar. 31, 2020) (Release Nos. 33-10768, 34-88492) (Mar. 26, 2020) (Ex. AGY-FED-FINANCIAL-060)
Securities and Exchange Commission, Temporary final rule, Temporary Amendments to Regulation Crowdfunding, 85 Fed. Reg. 27116 (May 7, 2020) (Release No. 33-10781); extended by 85 Fed. Reg. 54483 (Sept. 2, 2020) (May 4, 2020) (Ex. AGY-FED-FINANCIAL-061)
Securities and Exchange Commission, Investment Advisers Act Release No. 5463, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-052)
Securities and Exchange Commission, Investment Advisers Act Release No. 5469, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder (Mar. 25, 2020) (Ex. AGY-FED-FINANCIAL-058)
SEC Division of Investment Management, Division of Investment Management Staff Statement Regarding Termination Notice for Exemptive Relief and Withdrawal of Staff Letters Related to COVID-19 Response (Apr. 15, 2021) (Ex. AGY-FED-FINANCIAL-065)
Hertz Global Holdings, Inc. and The Hertz Corporation (registrants); filed with the Securities and Exchange Commission, Form 10-Q for the quarterly period ended June 30, 2020 (filed Aug. 10, 2020), Accession No. 0001657853-20-000077 (Ex. SEC-22-010)
SEC Division of Corporation Finance, Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022) (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-053)
Securities and Exchange Commission, Investment Advisers Act Release No. IA-5463 and Investment Company Act Release No. IC-33817 (Mar. 13, 2020) (conditional exemptive orders) (Ex. SEC-13-025)
