| Ex. AGY-FED-FINANCIAL-021 | Board announcement of June 15, 2020 resuming examination activitiesFederal Reserve Board announces it will resume examination activities for all banks, after previously announcing a reduced focus on exam… | Board of Governors of the Federal Reserve System | United States; Board of Governors of the Federal Reserve System (federal)Federal | June 15, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-063 | Release No. 34-89074, Order Granting a Temporary Conditional Exemption from the Broker Registration Requirements of Section 15(a) of the Securities Exchange Act of 1934 for Certain Activities of Registered Municipal AdvisorsTemporary Conditional Exemption: Certain Activities of Registered Municipal Advisors | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | June 16, 2020 | 2020 Q22020 Q32020 Q4 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-022 | Interagency Examiner Guidance for Assessing Safety and Soundness Considering the Effect of the COVID-19 Pandemic on InstitutionsInteragency Examiner Guidance for Assessing Safety and Soundness Considering the Effect of the COVID-19 Pandemic on Institutions | Board of Governors (SR 20-15), FDIC (FIL-64-2020), NCUA, OCC (Bulletin 2020-64) and CSBS | United States; Federal Reserve Board, FDIC, NCUA, OCC and State regulators (federal interagency)Federal | June 23, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-085 | IRS Statement on Taxpayer Assistance Centers (as updated June 26, 2020)IRS Statement on Taxpayer Assistance Centers | Internal Revenue Service | United States; Internal Revenue Service (federal)Federal | June 26, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Courts and public officesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-102 | Interim final rule, Treatment of Certain COVID-19 Related Loss Mitigation Options Under the Real Estate Settlement Procedures Act (RESPA) (Regulation X), 85 Fed. Reg. 39055 (June 30, 2020) (Docket CFPB-2020-0021; RIN 3170-AA99)Treatment of Certain COVID-19 Related Loss Mitigation Options Under the Real Estate Settlement Procedures Act (RESPA) (Regulation X) | Consumer Financial Protection Bureau | United States; Consumer Financial Protection Bureau (federal)Federal | June 23, 2020 | 2020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-046 | Letter to Credit Unions 20-CU-20Phased Approach to On-site Operations | NCUA | United States; National Credit Union Administration (federal)Federal | June 1, 2020 | 2020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-023 | Joint Statement on Additional Loan Accommodations Related to COVID-19Joint Statement on Additional Loan Accommodations Related to COVID-19 | FFIEC on behalf of its members (FDIC FIL-74-2020; OCC Bulletin 2020-72) | United States; FFIEC members (Federal Reserve Board, FDIC, NCUA, OCC, CFPB, State Liaison Committee) (federal interagency)Federal | Aug. 3, 2020 | 2020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-095 | EXIM extension of temporary COVID-19 relief measures through October 31, 2020EXIM Further Extends COVID-19 Temporary Relief Measures Through October 31, 2020 | Export-Import Bank of the United States | United States; Export-Import Bank of the United States (federal export credit agency)Federal | Aug. 31, 2020 | 2020 Q32020 Q4 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-071 | CFTC Staff Letter No. 20-26 (No-Action)Further Extension of Relief Provided in CFTC Staff Letters Nos. 20-02, 20-03, 20-04, 20-05, 20-06, 20-07, and 20-09 | CFTC Divisions of Swap Dealer and Intermediary Oversight and Market Oversight | United States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight and Division of Market Oversight (federal staff no-action letter)Federal | Sept. 11, 2020 | 2020 Q32020 Q42021 Q1 | Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-047 | Letter to Federal Credit Unions 20-FCU-04Federal Credit Union Meeting Flexibility During the COVID-19 Pandemic | NCUA Chairman Rodney E. Hood | United States; National Credit Union Administration (federal)Federal | Nov. 1, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-096 | EXIM extension of temporary COVID-19 relief measures through April 30, 2021EXIM Further Extends COVID-19 Temporary Relief Measures Through April 30, 2021 | Export-Import Bank of the United States | United States; Export-Import Bank of the United States (federal export credit agency)Federal | Oct. 30, 2020 | 2020 Q42021 Q12021 Q2 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-027 | Interim final rule, Temporary Asset Thresholds, 85 Fed. Reg. 77345 (Dec. 2, 2020)Temporary Asset Thresholds | OCC, Board of Governors and FDIC | United States; OCC, Federal Reserve Board and FDIC (federal interagency)Federal | Dec. 2, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-076 | FINRA Regulatory Notice 20-42 (and temporary Rule 3110.17 adopted by SR-FINRA-2020-040 as described in the notice)FINRA Seeks Comment on Lessons From the COVID-19 Pandemic | FINRA | United States; Financial Industry Regulatory Authority (self-regulatory organization)Sector regulator | Dec. 16, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-048 | Temporary final rule, Temporary Regulatory Relief in Response to COVID-19-Extension, 85 Fed. Reg. 83405 (Dec. 22, 2020)Temporary Regulatory Relief in Response to COVID-19-Extension | NCUA Board | United States; National Credit Union Administration (federal)Federal | Dec. 22, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Business closureOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-088 | Interim final rule, Business Loan Program Temporary Changes; Paycheck Protection Program Second Draw Loans, 86 Fed. Reg. 3712 (Jan. 14, 2021) (RIN 3245-AH63)Business Loan Program Temporary Changes; Paycheck Protection Program Second Draw Loans | Small Business Administration in consultation with the Secretary of the Treasury | United States; Small Business Administration with the Department of the Treasury (federal)Federal | Jan. 6, 2021 | 2021 Q12021 Q2 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-072 | CFTC Staff Letter No. 21-04 (No-Action)Limited Continuation of Certain No-Action Relief to Market Participants in Response to COVID-19 | CFTC Market Participants Division (formerly DSIO) and Division of Market Oversight | United States; Commodity Futures Trading Commission, Market Participants Division and Division of Market Oversight (federal staff no-action letter)Federal | Jan. 19, 2021 | 2021 Q12021 Q2 | Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-084 | Notice 2021-21, 2021-15 I.R.B. 986Relief for Form 1040 Filers Affected by Ongoing Coronavirus Disease 2019 Pandemic | Internal Revenue Service (Treasury Department) | United States; Department of the Treasury and Internal Revenue Service (federal)Federal | Mar. 29, 2021 | 2021 Q2 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-097 | EXIM Board resolution of April 15, 2021 extending the COVID-19 temporary relief measures (Working Capital Guarantee Program, Supply Chain Financing Guarantee Program, Bridge/Backstop Financing Program and Pre-Delivery/Pre-Export Financing Program) through April 2022EXIM Board Extends COVID-19 Temporary Relief Measures Benefiting Small Business, Transportation and Other Exports Through April 2022 | EXIM Board of Directors | United States; Export-Import Bank of the United States (federal export credit agency)Federal | Apr. 15, 2021 | 2021 Q22021 Q3 | Supply chainOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-073 | CFTC Staff Letter No. 21-10 (No-Action)Partial Extension of No-Action Positions to Facilitate Physical Separation in Derivatives Industry Response to COVID-19 (Floor Brokers) | CFTC Market Participants Division and Division of Market Oversight | United States; Commodity Futures Trading Commission, Market Participants Division and Division of Market Oversight (federal staff no-action letter)Federal | Apr. 13, 2021 | 2021 Q22021 Q3 | Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-100 | FHFA announcement of April 21, 2021 extending certain COVID-related loan origination flexibilities to May 31, 2021 and retiring them thereafterFHFA Announces Extension of COVID-Related Loan Flexibilities | Federal Housing Finance Agency | United States; Federal Housing Finance Agency, as regulator and conservator of Fannie Mae and Freddie Mac (federal)Federal | Apr. 21, 2021 | 2021 Q2 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-049 | Letter to Credit Unions 21-CU-04 and NCUA Board administrative order of April 26, 2021Renewal of Prompt Corrective Action Relief | NCUA Board (interim final rule and administrative order of April 26, 2021) and NCUA staff letter | United States; National Credit Union Administration (federal)Federal | June 1, 2021 | 2021 Q22021 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-065 | Division of Investment Management Staff Statement Regarding Termination Notice for Exemptive Relief and Withdrawal of Staff Letters Related to COVID-19 ResponseDivision of Investment Management Staff Statement Regarding Termination Notice for Exemptive Relief and Withdrawal of Staff Letters Related… | SEC Division of Investment Management | United States; Securities and Exchange Commission, Division of Investment Management (federal staff notice)Federal | Apr. 15, 2021 | 2021 Q2 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-066 | Letter to Credit Unions 21-CU-06NCUA to Implement Phase One of Resuming Onsite Operations | NCUA | United States; National Credit Union Administration (federal)Federal | July 19, 2021 | 2021 Q3 | Context (guidance or announcement)Telework mandateOther | Primary source read | |