| Ex. AGY-FED-FINANCIAL-001 | Interagency Statement on Pandemic Planning (SR 20-3 / CA 20-2)Interagency Statement on Pandemic Planning | FFIEC (transmitted by Federal Reserve SR 20-3 / CA 20-2, OCC Bulletin 2020-13, FDIC FIL-14-2020) | United States; Federal Financial Institutions Examination Council on behalf of the Federal Reserve Board, FDIC, OCC, NCUA, CFPB and State Liaison Committee (federal interagency)Federal | Mar. 6, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-074 | FINRA Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | FINRA | United States; Financial Industry Regulatory Authority (self-regulatory organization registered under Exchange Act § 15A, 15 U.S.C. § 78o-3, subject to SEC oversight)Sector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-067 | CFTC Staff Letter No. 20-02 (No-Action)No-Action Positions for Certain Members of Designated Contract Markets and Swap Execution Facilities to Facilitate Physical Separation in… | CFTC Division of Swap Dealer and Intermediary Oversight (Director Joshua B. Sterling) and Division of Market Oversight | United States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)Federal | Mar. 17, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-068 | CFTC Staff Letter No. 20-03 (No-Action)Temporary Relief for Futures Commission Merchants and Introducing Brokers to Facilitate Physical Separation in Derivatives Industry Response… | CFTC Division of Swap Dealer and Intermediary Oversight | United States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)Federal | Mar. 17, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-069 | CFTC Staff Letter No. 20-06 (No-Action)No-Action Positions for Swap Dealers to Facilitate Physical Separation in Derivatives Industry Response to COVID-19 | CFTC Division of Swap Dealer and Intermediary Oversight | United States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)Federal | Mar. 17, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-091 | EXIM Board resolutions of March 25, 2020 establishing four temporary programs (Bridge Financing Program; Pre-Delivery / Pre-Export Financing Program; Supply Chain Financing Guarantee Program expansion; Working Capital Guarantee Program expansion)EXIM Board Takes United Action in Response to COVID-19 to Support Exporters and Jobs with Unprecedented Measures | EXIM Board of Directors | United States; Export-Import Bank of the United States (federal export credit agency)Federal | Mar. 25, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Supply chainOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-080 | IR-2020-59, People First InitiativeIRS unveils new People First Initiative; COVID-19 effort temporarily adjusts, suspends key compliance program | Internal Revenue Service (Commissioner Charles P. Rettig) | United States; Internal Revenue Service (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Courts and public officesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-082 | Notice 2020-23, 2020-18 I.R.B. 742Update to Notice 2020-18, Additional Relief for Taxpayers Affected by Ongoing Coronavirus Disease 2019 Pandemic | Internal Revenue Service (Treasury Department) | United States; Department of the Treasury and Internal Revenue Service (federal)Federal | Apr. 9, 2020 | 2020 Q22020 Q3 | Courts and public officesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-092 | EXIM Board resolution of April 14, 2020 temporarily restricting export support for needed U.S. medical and protective suppliesEXIM Board Takes Action in Fight Against COVID-19 Pandemic by Temporarily Restricting Export Support for Needed U.S. Medical Supplies | EXIM Board of Directors | United States; Export-Import Bank of the United States (federal export credit agency)Federal | Apr. 14, 2020 | 2020 Q22020 Q3 | Supply chainOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-070 | CFTC Staff Letter No. 20-16 (No-Action)Temporary Relief for Persons Required to Submit Fingerprints in Connection with Applying for Registration as an Associated Person | CFTC Division of Swap Dealer and Intermediary Oversight | United States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)Federal | Apr. 24, 2020 | 2020 Q22020 Q3 | Workplace rulesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-085 | IRS Statement on Taxpayer Assistance Centers (as updated June 26, 2020)IRS Statement on Taxpayer Assistance Centers | Internal Revenue Service | United States; Internal Revenue Service (federal)Federal | June 26, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Courts and public officesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-071 | CFTC Staff Letter No. 20-26 (No-Action)Further Extension of Relief Provided in CFTC Staff Letters Nos. 20-02, 20-03, 20-04, 20-05, 20-06, 20-07, and 20-09 | CFTC Divisions of Swap Dealer and Intermediary Oversight and Market Oversight | United States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight and Division of Market Oversight (federal staff no-action letter)Federal | Sept. 11, 2020 | 2020 Q32020 Q42021 Q1 | Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-072 | CFTC Staff Letter No. 21-04 (No-Action)Limited Continuation of Certain No-Action Relief to Market Participants in Response to COVID-19 | CFTC Market Participants Division (formerly DSIO) and Division of Market Oversight | United States; Commodity Futures Trading Commission, Market Participants Division and Division of Market Oversight (federal staff no-action letter)Federal | Jan. 19, 2021 | 2021 Q12021 Q2 | Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-097 | EXIM Board resolution of April 15, 2021 extending the COVID-19 temporary relief measures (Working Capital Guarantee Program, Supply Chain Financing Guarantee Program, Bridge/Backstop Financing Program and Pre-Delivery/Pre-Export Financing Program) through April 2022EXIM Board Extends COVID-19 Temporary Relief Measures Benefiting Small Business, Transportation and Other Exports Through April 2022 | EXIM Board of Directors | United States; Export-Import Bank of the United States (federal export credit agency)Federal | Apr. 15, 2021 | 2021 Q22021 Q3 | Supply chainOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-073 | CFTC Staff Letter No. 21-10 (No-Action)Partial Extension of No-Action Positions to Facilitate Physical Separation in Derivatives Industry Response to COVID-19 (Floor Brokers) | CFTC Market Participants Division and Division of Market Oversight | United States; Commodity Futures Trading Commission, Market Participants Division and Division of Market Oversight (federal staff no-action letter)Federal | Apr. 13, 2021 | 2021 Q22021 Q3 | Telework mandateWorkplace rulesOther | Primary source read | |