| Ex. AGY-FED-FINANCIAL-075 | FINRA Regulatory Notice 20-16FINRA Shares Practices Implemented by Firms to Transition to, and Supervise in, a Remote Work Environment During the COVID-19 Pandemic | FINRA | United States; Financial Industry Regulatory Authority (self-regulatory organization)Sector regulator | May 28, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-083 | Notice 2020-35, 2020-25 I.R.B. 948Additional Administrative Relief With Respect to Deadlines Applicable to Employment Taxes, Employee Benefits, and Exempt Organizations… | Internal Revenue Service (Treasury Department) | United States; Department of the Treasury and Internal Revenue Service (federal)Federal | May 28, 2020 | 2020 Q22020 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-062 | Release No. 34-88960, Order Under Sections 17A and 36 of the Securities Exchange Act of 1934 Extending Temporary Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder [for Registered Transfer Agents and Certain Other Persons]Extension of Conditional Exemptive Order: Relief for Registered Transfer Agents and Certain Other Persons Affected by COVID-19 | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | May 27, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-094 | EXIM extension of several temporary COVID-19 relief measures through August 31, 2020EXIM Extends Several Temporary COVID-19 Relief Measures Through August 31, 2020 | Export-Import Bank of the United States | United States; Export-Import Bank of the United States (federal export credit agency)Federal | May 28, 2020 | 2020 Q22020 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-045 | Letter to Credit Unions 20-CU-18 and NCUA Board administrative order of June 5, 2020Prompt Corrective Action Regulatory Relief Measures in Response to the COVID-19 Pandemic | NCUA Board (administrative order of June 5, 2020) and NCUA staff letter | United States; National Credit Union Administration (federal)Federal | June 1, 2020 | 2020 Q22020 Q32020 Q4 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-021 | Board announcement of June 15, 2020 resuming examination activitiesFederal Reserve Board announces it will resume examination activities for all banks, after previously announcing a reduced focus on exam… | Board of Governors of the Federal Reserve System | United States; Board of Governors of the Federal Reserve System (federal)Federal | June 15, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-063 | Release No. 34-89074, Order Granting a Temporary Conditional Exemption from the Broker Registration Requirements of Section 15(a) of the Securities Exchange Act of 1934 for Certain Activities of Registered Municipal AdvisorsTemporary Conditional Exemption: Certain Activities of Registered Municipal Advisors | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | June 16, 2020 | 2020 Q22020 Q32020 Q4 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-022 | Interagency Examiner Guidance for Assessing Safety and Soundness Considering the Effect of the COVID-19 Pandemic on InstitutionsInteragency Examiner Guidance for Assessing Safety and Soundness Considering the Effect of the COVID-19 Pandemic on Institutions | Board of Governors (SR 20-15), FDIC (FIL-64-2020), NCUA, OCC (Bulletin 2020-64) and CSBS | United States; Federal Reserve Board, FDIC, NCUA, OCC and State regulators (federal interagency)Federal | June 23, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-085 | IRS Statement on Taxpayer Assistance Centers (as updated June 26, 2020)IRS Statement on Taxpayer Assistance Centers | Internal Revenue Service | United States; Internal Revenue Service (federal)Federal | June 26, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Courts and public officesOther | Primary source read | |