| Ex. AGY-FED-FINANCIAL-075 | FINRA Regulatory Notice 20-16FINRA Shares Practices Implemented by Firms to Transition to, and Supervise in, a Remote Work Environment During the COVID-19 Pandemic | FINRA | United States; Financial Industry Regulatory Authority (self-regulatory organization)Sector regulator | May 28, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateOther | Primary source read | |
| Ex. AGY-ST-HEALTH-BOARDS-007 | DOH Emergency Order 20-008In re: Suspension of Statutes, Rules and Orders, Made Necessary by COVID-19 (mannequins in dental licensing examinations; CNA skills… | Scott A. Rivkees, M.D., State Surgeon General | Florida Department of Health, Office of the State Surgeon General (Boards of Dentistry and Nursing jurisdiction; all Department licensees); State levelSector regulator | May 28, 2020 | 2020 Q22020 Q3 | Health care ordersOther | Primary source read | |
| Ex. KY-020 | KYTC Official Order No. 112204 (May 28, 2020)Declaration of emergency: circuit clerks authorized to renew driver's licenses, permits and identification cards whose expiration dates were… | Kentucky Transportation Cabinet (Secretary Jim Gray) | KentuckySector regulator | May 28, 2020 | 2020 Q22020 Q3 | Courts and public offices | Primary source read | |
| Ex. NJ-106 | Department of Banking and Insurance Bulletin No. 20-2760-day grace period for health insurance policies and contracts not addressed by Bulletins 20-11 to 20-14, due to the disruption caused by… | Marlene Caride, Commissioner of Banking and Insurance | New JerseySector regulator | May 28, 2020 | 2020 Q22020 Q3 | Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-087 | Industry Notice 2020-08Department of Banking Resumes Examination Process in June | Charles G. Cooper, Banking Commissioner | Texas; Texas Department of BankingSector regulator | May 29, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-042 | DCA Waiver DCA-20-17, Order Waiving Requalification Requirements for Private Investigators, Private Patrol Operators, and Alarm Company Agents (firearm permits expiring Mar. 31-May 29, 2020)Order Waiving Requalification Requirements for Private Investigators, Private Patrol Operators, and Alarm Company Agents | California Department of Consumer Affairs, Director Kimberly Kirchmeyer | California; Department of Consumer Affairs, Bureau of Security and Investigative Services (BSIS)Sector regulator | May 29, 2020 | 2020 Q22020 Q3 | Workplace rulesOther | Primary source read | |
| Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-044 | OmniRide notice, May 27, 2020: from May 29, 2020 all passengers required to wear face coverings on OmniRide buses in compliance with the Governor's order on face coverings on all public transitFace Covering Required on OmniRide Buses | Potomac and Rappahannock Transportation Commission (PRTC), OmniRide | Virginia (PRTC service area)Sector regulator | May 27, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Face-covering requirement | Primary source read | |
| Ex. ME-087 | COVID-19 Prevention Checklist: Religious Gatherings (as of Nov. 14, 2020; updated Nov. 5, 2020)Religious Gatherings checklist | DECD (with DHHS and Maine CDC) | MaineSector regulator | Nov. 5, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Gathering capFace-covering requirementEvents and venuesWorkplace rules | Primary source read | |
| Ex. NY-109 | Interim Guidance for Hair Salons and BarbershopsInterim Guidance for Hair Salons and Barbershops During the COVID-19 Public Health Emergency | New York State Department of Health (New York Forward) | New YorkSector regulator | May 29, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Capacity limitFace-covering requirementWorkplace rules | Primary source read | |
| Ex. NY-117 | Vehicle Sales, Leases, and Rentals Guidelines for Employers and Employees (summary guidance)Reopening New York: Vehicle Sales, Leases, and Rentals Guidelines for Employers and Employees | New York State Department of Health / Empire State Development (New York Forward) | New YorkSector regulator | May 29, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Capacity limitFace-covering requirementWorkplace rules | Primary source read | |
| Ex. NY-119 | Office-Based Work Guidelines for Employers and Employees (summary guidance)Reopening New York: Office-Based Work Guidelines for Employers and Employees | New York State Department of Health / Empire State Development (New York Forward) | New YorkSector regulator | May 29, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Telework mandateCapacity limitWorkplace rules | Primary source read | |
| Ex. NY-120 | Real Estate Guidelines for Employers and Employees (summary guidance)Reopening New York: Real Estate Guidelines for Employers and Employees | New York State Department of Health / Empire State Development (New York Forward) | New YorkSector regulator | May 29, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Capacity limitFace-covering requirementWorkplace rules | Primary source read | |
| Ex. NY-125 | Interim Guidance for Essential and Phase II Retail Business ActivitiesInterim Guidance for Essential & Phase II Retail Business Activities During the COVID-19 Public Health Emergency | New York State Department of Health (New York Forward) | New YorkSector regulator | May 29, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Capacity limitFace-covering requirementWorkplace rules | Primary source read | |
| Ex. NY-131 | Interim Guidance for Office-Based Work During the COVID-19 Public Health EmergencyInterim Guidance for Office-Based Work During the COVID-19 Public Health Emergency | New York State Department of Health (New York Forward) | New YorkSector regulator | May 29, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Telework mandateCapacity limitFace-covering requirementWorkplace rules | Primary source read | |
| Ex. SEC-18-006 | Interim Guidance for Hair Salons and Barbershops During the COVID-19 Public Health Emergency (mandatory 'must' provisions with affirmation of compliance)Interim Guidance for Hair Salons and Barbershops | New York State Department of Health and Department of State (New York Forward) | New YorkSector regulator | June 2, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Capacity limitFace-covering requirementWorkplace rules | Primary source read | |
| Ex. AGY-ST-ALCOHOL-049 | DBPR Emergency Order 2020-07Emergency Order 2020-07 (Florida Real Estate Commission license renewals due June-December 2020 suspended through December 31, 2020) | Florida Department of Business and Professional Regulation, Secretary Halsey Beshears | Florida (State business and alcoholic-beverage regulator)Sector regulator | May 31, 2020 | 2020 Q22020 Q32020 Q4 | Other | Primary source read | |
| Ex. AGY-ST-HEALTH-BOARDS-009 | DOH Emergency Order 20-010In re: Suspension of Statutes, Rules and Orders, Made Necessary by COVID-19 (EMS providers may operate in any county without a certificate… | Scott A. Rivkees, M.D., State Surgeon General | Florida Department of Health, Office of the State Surgeon General (Bureau of Emergency Medical Oversight); State levelSector regulator | May 31, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Health care ordersOther | Primary source read | |
| Ex. SEC-15-071 | Director's Order that Reopens Facilities Providing Child Care Services, with Exceptions (rescinding the Director's Order of March 24, 2020 that closed facilities providing child care services)Director's Order that Reopens Facilities Providing Child Care Services, with Exceptions | Director of Health Amy Acton, M.D., M.P.H., Ohio Department of Health | OhioSector regulator | May 31, 2020 | 2020 Q22020 Q3 | Business closureFace-covering requirementSchools and child careWorkplace rules | Primary source read | |
| Ex. AGY-ST-ALCOHOL-048 | DBPR Emergency Order 2020-06Emergency Order 2020-06 (sections 1-9 of Emergency Order 2020-04 cease June 1, 2020; harbor pilot assessments waived May-July 2020) | Florida Department of Business and Professional Regulation, Secretary Halsey Beshears | Florida (State business and alcoholic-beverage regulator)Sector regulator | May 20, 2020 | 2020 Q22020 Q3 | Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-042 | Emergency Order No. 20-06Emergency Order requiring health carriers to hold enrollees harmless from balance billing for COVID-19 diagnostic testing by out-of-network… | Mike Kreidler, Insurance Commissioner | Washington; Office of the Insurance CommissionerSector regulator | June 1, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersOther | Primary source read | |
| Ex. CT-080 | DECD Sector Rules for June 17th Reopen: Hair Salons and Barbershops (July 22, 2020 version, C2 V3)Reopening Processes - Sector Rules for June 17th Reopen - Hair Salons and Barbershops | Department of Economic and Community Development | ConnecticutSector regulator | July 22, 2020 | 2020 Q22020 Q32020 Q4 | Capacity limitFace-covering requirementWorkplace rules | Primary source read | |
| Ex. ME-086 | COVID-19 Prevention Checklist: Lodging (as of Oct. 18, 2020; last updated July 24, 2020)Lodging checklist | DECD (with DHHS and Maine CDC) | MaineSector regulator | July 24, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Face-covering requirementTravel and quarantineWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. MET-STL-042 | Metro Transit COVID-19 Update: MetroBus Fare Collection Resumes on June 1Front-door boarding and fare collection resume June 1, 2020; masks remain required for all riders | Metro Transit (Bi-State Development) | Bi-State Development Agency (Metro Transit), Missouri-IllinoisSector regulator | May 29, 2020 | 2020 Q22020 Q3 | Face-covering requirementOther | Primary source read | |
| Ex. NY-111 | Interim Guidance for Dentistry During the COVID-19 Public Health EmergencyInterim Guidance for Dentistry During the COVID-19 Public Health Emergency | New York State Department of Health (New York Forward) | New YorkSector regulator | May 31, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Capacity limitFace-covering requirementHealth care ordersWorkplace rules | Primary source read | |
| Ex. RI-089 | DHS COVID-19 Child Care Plan (June 2020)Rhode Island Department of Human Services COVID-19 Child Care Plan | Rhode Island Department of Human Services | Rhode IslandSector regulator | June 1, 2020 | 2020 Q22020 Q3 | Capacity limitSchools and child careWorkplace rules | Primary source read | |