| Ex. AGY-FED-FINANCIAL-076 | FINRA Regulatory Notice 20-42 (and temporary Rule 3110.17 adopted by SR-FINRA-2020-040 as described in the notice)FINRA Seeks Comment on Lessons From the COVID-19 Pandemic | FINRA | United States; Financial Industry Regulatory Authority (self-regulatory organization)Sector regulator | Dec. 16, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-HEALTH-SUBORDERS-035 | Executive Directive No. 20-006 (Revised)Allocation Policy for Ventilators and Scarce Critical Resources (health care facilities to apply the State allocation policy; civil and… | Judith Persichilli, Commissioner of Health | New Jersey - Department of Health (State health department)State | Dec. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Health care ordersSupply chain | Primary source read | |
| Ex. DUT-FED-070 | What You Should Know About COVID-19 and the ADA, the Rehabilitation Act, and Other EEO Laws (as updated Dec. 16, 2020, adding Section K on vaccinations)What You Should Know About COVID-19 and the ADA, the Rehabilitation Act, and Other EEO Laws (updated Dec. 16, 2020) | Equal Employment Opportunity Commission (technical assistance) | United StatesFederal | Dec. 16, 2020 | 2020 Q42021 Q12021 Q2 | Standing dutyWorkplace rulesVaccination or testingQuarantine and isolation | Primary source read | |
| Ex. DUT-MN-016 | Attorney General statement, 'State of Minnesota Executive Order Enforcement Tools' (Dec. 16, 2020)State of Minnesota Executive Order Enforcement Tools: enforcement authority and penalties for violations of Executive Orders (AG, MDH, DLI… | Minnesota Attorney General Keith Ellison (Office of the Attorney General) | MinnesotaState | Dec. 16, 2020 | 2020 Q42021 Q12021 Q2 | Standing dutyBusiness closureCapacity limitAlcohol and barsWorkplace rules | Primary source read | |
| Ex. DUT-OH-020 | Enrolled act (uncodified temporary law)An Act to make temporary changes related to qualified civil immunity for health care and emergency services provided during a… | 133rd General Assembly of Ohio (Am. Sub. H.B. 606), signed by Governor Mike DeWine | OhioState | Sept. 14, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyStanding dutyOperating condition | Primary source read | |
| Ex. MET-CHI-028 | Public Health Order No. 2020-2 (Fourth Amended and Re-issued)Duties of Hospitals, Other Congregate Facilities and Business Establishments | Commissioner of Health of the City of Chicago | City of Chicago, IllinoisCity | Dec. 16, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rules | Primary source read | |
| Ex. MET-MIA-037 | Broward County Administrator's Emergency Order 20-29, adopting the Broward County COVID-19 Comprehensive Emergency Order ('CEO')Comprehensive Emergency Order (63 pages, 33 chapters) replacing all prior Broward emergency orders: facial coverings, social distancing… | County Administrator Bertha Henry | Broward County, FloridaCounty | Dec. 15, 2020 | 2020 Q42021 Q12021 Q2 | Capacity limitGathering capFace-covering requirementSchools and child careCurfew and hoursAlcohol and barsEvents and venuesWorkplace rules | Primary source read | |
| Ex. WA-052 | Proclamation 20-09.3Phased Reopening of K-12 Schools | Governor Jay Inslee | WashingtonState | Dec. 16, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Face-covering requirementSchools and child careWorkplace rules | Primary source read | |
| Ex. WA-099 | Emergency rule WAC 296-800-14035 (WSR 21-01-141; re-adoption of the rule first adopted in 2020 and re-adopted by WSR 20-16-054 (July 28, 2020) and WSR 20-23-076 (Nov. 16, 2020))2019 Novel coronavirus prohibited business activities and compliance with conditions for operations (Safe Start phased reopening… | Washington State Department of Labor and Industries | WashingtonSector regulator | Dec. 16, 2020 | 2020 Q42021 Q12021 Q2 | Business closureCapacity limitWorkplace rules | Primary source read | |
| Ex. AGY-LOCAL-DISTRICTS-AUTHORITIES-023 | News release, 'SMUD extends suspension of power shutoffs for non-payment through April 30, 2021' (Dec. 17, 2020)Suspension extended through April 30, 2021 at the earliest | SMUD (CEO and General Manager Paul Lau) | Sacramento Municipal Utility District, CaliforniaCounty | Dec. 17, 2020 | 2020 Q42021 Q12021 Q2 | Context (guidance or announcement)Other | Primary source read | |
| Ex. DC-014 | Mayor's Order 2020-126Modifying Phase Two Limits on Large Gatherings: Confirming 25% Caps on Occupancy Caps for Constitutionally Protected, Recreational, and… | Mayor Muriel Bowser | District of ColumbiaState | Dec. 16, 2020 | 2020 Q42021 Q12021 Q2 | Capacity limitGathering capEvents and venuesWorkplace rules | Primary source read | |
| Ex. MD-023 | Order of the Governor No. 20-12-17-01, Authorizing Quarantine and/or Testing of TravelersAuthorizing Quarantine and/or Testing of Travelers | Governor Lawrence J. Hogan, Jr. | MarylandState | Dec. 17, 2020 | 2020 Q42021 Q12021 Q2 | Travel and quarantineQuarantine and isolation | Primary source read | |
| Ex. MET-IND-040 | Public Health Order 40-2020Public Health Order 40-2020 - Marion Circuit, Superior and Small Claims Courts limited to 15 persons per court facility | MCPHD, Virginia A. Caine, M.D. | Marion County, IndianaCounty | Dec. 17, 2020 | 2020 Q42021 Q12021 Q2 | Gathering capCourts and public offices | Primary source read | |
| Ex. AGY-FED-LABOR-IMMIGRATION-006 | Temporary final rule, Temporary Changes to Requirements Affecting H-2A Nonimmigrants Due to the COVID-19 National Emergency: Extension of Certain Flexibilities, 85 Fed. Reg. 82291 (Dec. 18, 2020)Temporary Changes to Requirements Affecting H-2A Nonimmigrants Due to the COVID-19 National Emergency | Secretary of Homeland Security, through USCIS | United States Department of Homeland Security, USCIS (federal agency)Federal | Dec. 18, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Travel and quarantineWorkplace rulesSupply chain | Primary source read | |
| Ex. FED-186 | Emergency Use Authorization letter: Moderna COVID-19 Vaccine (Dec. 18, 2020; reissued thereafter)Letter of Authorization, Moderna COVID-19 Vaccine | Food and Drug Administration, HHS | United StatesFederal | Dec. 18, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Health care ordersOther | Primary source read | |
| Ex. FED-323 | Temporary Changes to Requirements Affecting H-2A Nonimmigrants due to the COVID-19 National Emergency: Extension of Certain Flexibilities, 85 Fed. Reg. 82291 (Dec. 18, 2020)Temporary Changes to Requirements Affecting H-2A Nonimmigrants: Extension of Certain Flexibilities | DHS, USCIS | United States (H-2A)Federal | Dec. 18, 2020 | 2020 Q42021 Q12021 Q2 | Supply chainOther | Primary source read | |
| Ex. SEC-20-007 | Temporary Final Rule, 85 Fed. Reg. 82291Temporary Changes to Requirements Affecting H-2A Nonimmigrants due to the COVID-19 National Emergency: Extension of Certain Flexibilities | DHS, USCIS | United StatesFederal | Dec. 18, 2020 | 2020 Q42021 Q12021 Q2 | Travel and quarantineOther | Primary source read | |
| Ex. DC-044 | DC Health, Updated Phase 2 Gyms and Workout Studios Guidance (December 20, 2020)Updated Phase 2 Gyms and Workout Studios Guidance | DC Health | District of ColumbiaSector regulator | Dec. 20, 2020 | 2020 Q42021 Q12021 Q2 | Capacity limitFace-covering requirementWorkplace rules | Primary source read | |
| Ex. AL-060 | Administrative Order No. 9: Extending Orders Pertaining to Workers' Compensation Cases and Remote TestimonyMarch 18 and March 24, 2020 orders extended to April 30, 2021 | Supreme Court of Alabama | AlabamaCourt | Dec. 21, 2020 | 2020 Q42021 Q12021 Q2 | Courts and public offices | Primary source read | |
| Ex. MET-BNA-072 | Shelby County Face Mask Directive No. 4Face Mask Directive No. 4 (masks required for residents, visitors, services and businesses; businesses shall require and post notice) | Shelby County Health Department (Health Director and Health Officer) | Shelby County, TennesseeCounty | Dec. 21, 2020 | 2020 Q42021 Q12021 Q2 | Face-covering requirementWorkplace rules | Primary source read | |
| Ex. MT-060 | Memorandum of the Chief Justice, December 21, 2020: Updated Judicial Branch Covid-19 ProtocolsUpdated Judicial Branch Covid-19 Protocols, December 21, 2020 | Chief Justice Mike McGrath, Supreme Court of Montana | Montana (statewide judiciary)Court | Dec. 21, 2020 | 2020 Q42021 Q12021 Q2 | Gathering capFace-covering requirementCourts and public officesWorkplace rules | Primary source read | |
| Ex. NC-036 | Executive Order No. 183Authorizing Delivery and Carry-Out of Mixed Beverages; Curbside Pickup and Delivery of Health Care Goods and Services | Governor Roy Cooper | North CarolinaState | Dec. 21, 2020 | 2020 Q42021 Q12021 Q2 | Health care ordersAlcohol and bars | Primary source read | |
| Ex. AGY-FED-FINANCIAL-048 | Temporary final rule, Temporary Regulatory Relief in Response to COVID-19-Extension, 85 Fed. Reg. 83405 (Dec. 22, 2020)Temporary Regulatory Relief in Response to COVID-19-Extension | NCUA Board | United States; National Credit Union Administration (federal)Federal | Dec. 22, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Business closureOther | Primary source read | |
| Ex. AGY-USCG-PORTS-028 | MSIB 08-20 (Change 5)COVID-19 - Mariner Credentials (Change 5) | Commandant, U.S. Coast Guard, Commercial Regulations and Standards Directorate (CG-MMC) | United States Coast Guard, National Maritime Center; nationwideFederal | Dec. 22, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Courts and public officesOther | Primary source read | |
| Ex. AGY-USCG-PORTS-029 | MSIB 13-20 (Change 2)COVID 19 - Transportation Worker Identification Credential (TWIC) Operations (Change 2) | Commandant, U.S. Coast Guard, Inspections and Compliance Directorate | United States Coast Guard; nationwideFederal | Dec. 22, 2020 | 2020 Q42021 Q12021 Q2 | Context (guidance or announcement)Workplace rulesOther | Primary source read | |