| Ex. AGY-FED-FINANCIAL-076 | FINRA Regulatory Notice 20-42 (and temporary Rule 3110.17 adopted by SR-FINRA-2020-040 as described in the notice)FINRA Seeks Comment on Lessons From the COVID-19 Pandemic | FINRA | United States; Financial Industry Regulatory Authority (self-regulatory organization)Sector regulator | Dec. 16, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-HEALTH-SUBORDERS-035 | Executive Directive No. 20-006 (Revised)Allocation Policy for Ventilators and Scarce Critical Resources (health care facilities to apply the State allocation policy; civil and… | Judith Persichilli, Commissioner of Health | New Jersey - Department of Health (State health department)State | Dec. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Health care ordersSupply chain | Primary source read | |
| Ex. DUT-FED-070 | What You Should Know About COVID-19 and the ADA, the Rehabilitation Act, and Other EEO Laws (as updated Dec. 16, 2020, adding Section K on vaccinations)What You Should Know About COVID-19 and the ADA, the Rehabilitation Act, and Other EEO Laws (updated Dec. 16, 2020) | Equal Employment Opportunity Commission (technical assistance) | United StatesFederal | Dec. 16, 2020 | 2020 Q42021 Q12021 Q2 | Standing dutyWorkplace rulesVaccination or testingQuarantine and isolation | Primary source read | |
| Ex. DUT-MN-016 | Attorney General statement, 'State of Minnesota Executive Order Enforcement Tools' (Dec. 16, 2020)State of Minnesota Executive Order Enforcement Tools: enforcement authority and penalties for violations of Executive Orders (AG, MDH, DLI… | Minnesota Attorney General Keith Ellison (Office of the Attorney General) | MinnesotaState | Dec. 16, 2020 | 2020 Q42021 Q12021 Q2 | Standing dutyBusiness closureCapacity limitAlcohol and barsWorkplace rules | Primary source read | |
| Ex. DUT-OH-020 | Enrolled act (uncodified temporary law)An Act to make temporary changes related to qualified civil immunity for health care and emergency services provided during a… | 133rd General Assembly of Ohio (Am. Sub. H.B. 606), signed by Governor Mike DeWine | OhioState | Sept. 14, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyStanding dutyOperating condition | Primary source read | |
| Ex. MET-CHI-028 | Public Health Order No. 2020-2 (Fourth Amended and Re-issued)Duties of Hospitals, Other Congregate Facilities and Business Establishments | Commissioner of Health of the City of Chicago | City of Chicago, IllinoisCity | Dec. 16, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rules | Primary source read | |
| Ex. MET-MIA-037 | Broward County Administrator's Emergency Order 20-29, adopting the Broward County COVID-19 Comprehensive Emergency Order ('CEO')Comprehensive Emergency Order (63 pages, 33 chapters) replacing all prior Broward emergency orders: facial coverings, social distancing… | County Administrator Bertha Henry | Broward County, FloridaCounty | Dec. 15, 2020 | 2020 Q42021 Q12021 Q2 | Capacity limitGathering capFace-covering requirementSchools and child careCurfew and hoursAlcohol and barsEvents and venuesWorkplace rules | Primary source read | |
| Ex. WA-052 | Proclamation 20-09.3Phased Reopening of K-12 Schools | Governor Jay Inslee | WashingtonState | Dec. 16, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Face-covering requirementSchools and child careWorkplace rules | Primary source read | |
| Ex. WA-099 | Emergency rule WAC 296-800-14035 (WSR 21-01-141; re-adoption of the rule first adopted in 2020 and re-adopted by WSR 20-16-054 (July 28, 2020) and WSR 20-23-076 (Nov. 16, 2020))2019 Novel coronavirus prohibited business activities and compliance with conditions for operations (Safe Start phased reopening… | Washington State Department of Labor and Industries | WashingtonSector regulator | Dec. 16, 2020 | 2020 Q42021 Q12021 Q2 | Business closureCapacity limitWorkplace rules | Primary source read | |