| Ex. SEC-04-069 | All Facilities Letter 20-53 (June 9, 2020), as revised through AFL 20-53.6 (Dec. 27, 2021)COVID-19 Mitigation Plan Implementation and Testing Requirements for Skilled Nursing Facilities | California Department of Public Health, Licensing and Certification Program | CaliforniaState | June 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rulesVaccination or testingQuarantine and isolation | Primary source read | |
| Ex. SEC-04-008 | CMS-3414-IFC, 86 Fed. Reg. 26306Medicare and Medicaid Programs; COVID-19 Vaccine Requirements for Long-Term Care (LTC) Facilities and Intermediate Care Facilities for… | Centers for Medicare & Medicaid Services | United StatesFederal | May 13, 2021 | 2021 Q22021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-009 | QSO-21-19-NHInterim Final Rule - COVID-19 Vaccine Immunization Requirements for Residents and Staff | Centers for Medicare & Medicaid Services | United StatesSector regulator | May 11, 2021 | 2021 Q22021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-014 | 29 C.F.R. 1910.502, 86 Fed. Reg. 32376 (COVID-19 Healthcare Emergency Temporary Standard)Occupational Exposure to COVID-19; Emergency Temporary Standard | Occupational Safety and Health Administration, Department of Labor | United States (OSHA; State Plan States adopted equivalents)Federal | June 21, 2021 | 2021 Q22021 Q3 | Face-covering requirementHealth care ordersWorkplace rulesVaccination or testingQuarantine and isolation | Primary source read | |
| Ex. SEC-04-023 | 29 C.F.R. 1910.502 (2021 edition, revised as of July 1, 2021)Healthcare | Office of the Federal Register (codification of the OSHA ETS) | United StatesFederal | July 1, 2021 | 2021 Q22021 Q3 | Face-covering requirementHealth care ordersWorkplace rulesVaccination or testingQuarantine and isolation | Primary source read | |
| Ex. SEC-04-035 | State Public Health Officer Order of August 5, 2021Health Care Worker Vaccine Requirement | State Public Health Officer and Director, California Department of Public Health (Tomas J. Aragon) | CaliforniaState | Aug. 5, 2021 | 2021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-031 | Executive Order No. 13BProtection of Public Health and Safety During COVID-19 Pandemic - Long-Term Care Facility Staff Vaccination | Governor Ned Lamont | ConnecticutState | Aug. 6, 2021 | 2021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-032 | Proclamation 21-14COVID-19 Vaccination Requirement (amending Proclamation 20-05, et seq.) | Governor Jay Inslee | WashingtonState | Aug. 9, 2021 | 2021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-036 | State Public Health Officer Order of July 26, 2021Health Care Worker Protections in High-Risk Settings | State Public Health Officer and Director, California Department of Public Health | CaliforniaState | July 26, 2021 | 2021 Q3 | Face-covering requirementHealth care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-059 | Mayor's Order 2021-099COVID-19 Vaccination Certification Requirement for District Government Employees, Contractors, Interns, and Grantees | Mayor Muriel Bowser | District of ColumbiaCity | Aug. 10, 2021 | 2021 Q3 | Workplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-045 | Emergency Regulation Governing the Control and Prevention of COVID-19 Mandating Vaccines for Healthcare Workers and In Higher Education, Healthcare, and Related SettingsEmergency Regulation Governing the Control and Prevention of COVID-19 Mandating Vaccines for Healthcare Workers and In Higher Education… | Philadelphia Board of Health; Department of Public Health (Acting Health Commissioner Cheryl Bettigole); approved by the City Law Department | City of Philadelphia, PennsylvaniaCity | Aug. 12, 2021 | 2021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-053 | 216-RICR-20-15-8 (emergency regulation adopted Aug. 17, 2021; amended Feb. 10, 2022)Requirement for Immunization Against COVID-19 for All Workers in Licensed Health Care Facilities and Other Practicing Health Care Providers | Rhode Island Department of Health | Rhode IslandState | Aug. 17, 2021 | 2021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-024 | CMS press release, Aug. 18, 2021Biden-Harris Administration Takes Additional Action to Protect America's Nursing Home Residents from COVID-19 | Centers for Medicare & Medicaid Services (press release) | United StatesFederal | Aug. 18, 2021 | 2021 Q3 | Vaccination or testing | Primary source read | |
| Ex. SEC-04-061 | Proclamation 21-14.1COVID-19 Vaccination Requirement (amending Proclamations 20-05 and 20-14) | Governor Jay Inslee | WashingtonState | Aug. 20, 2021 | 2021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-046 | PDPH-HAN-00363AHealth Alert: Guidance Regarding the COVID-19 Vaccine Mandate for Healthcare Workers | Philadelphia Department of Public Health, Health Alert Network | City of Philadelphia, PennsylvaniaCity | Aug. 25, 2021 | 2021 Q3 | Health care ordersVaccination or testing | Primary source read | |
| Ex. SEC-04-058 | 10 NYCRR 2.61 (emergency regulation)Prevention of COVID-19 Transmission by Covered Entities | Public Health and Health Planning Council and Commissioner of Health, New York State Department of Health | New YorkState | Aug. 26, 2021 | 2021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-033 | Executive Order 2021-20 (COVID-19 Executive Order No. 87)Executive Order requiring face coverings indoors and vaccination or testing of health care workers, school personnel, higher education and… | Governor JB Pritzker | IllinoisState | Aug. 26, 2021 | 2021 Q3 | Face-covering requirementHealth care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-065 | Governor's Aug. 18, 2021 vaccination protocols for nursing home and hospital staff (as reported by WBOC)Hogan Institutes Stricter Vaccine Protocols for Workers at Md. Nursing Homes, Hospitals | Governor Lawrence J. Hogan, Jr. (announcement); Maryland Department of Health (implementing order) | MarylandState | Aug. 18, 2021 | 2021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Confirmed from a secondary source | |
| Ex. SEC-04-034 | Executive Order 2021-22 (COVID-19 Executive Order No. 88)Executive Order amending the vaccination and testing requirements of EO 2021-20 | Governor JB Pritzker | IllinoisState | Sept. 3, 2021 | 2021 Q3 | Face-covering requirementHealth care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-051 | Executive Order No. 13FProtection of Public Health and Safety During COVID-19 Pandemic - Long-Term Care Facility Staff Vaccination | Governor Ned Lamont | ConnecticutState | Sept. 3, 2021 | 2021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-030 | Executive Order No. 252Requiring covered workers in health care facilities and high-risk congregate settings to be fully vaccinated or undergo regular testing | Governor Philip D. Murphy | New JerseyState | Aug. 6, 2021 | 2021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-052 | Executive Order No. 13DProtection of Public Health and Safety During COVID-19 Pandemic - Vaccinations Required for State Employees, School Employees and Childcare… | Governor Ned Lamont | ConnecticutState | Aug. 19, 2021 | 2021 Q3 | Workplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-057 | Governor's announcement of Aug. 16, 2021 and DOH Section 16 ordersGovernor Cuomo Announces COVID-19 Vaccination Mandate for Healthcare Workers | Governor Andrew M. Cuomo (release); New York State Department of Health (Section 16 orders) | New YorkState | Aug. 16, 2021 | 2021 Q3 | Health care ordersVaccination or testing | Primary source read | |
| Ex. SEC-04-037 | State Public Health Officer Order of September 28, 2021Adult Care Facilities and Direct Care Worker Vaccine Requirement | State Public Health Officer and Director, California Department of Public Health | CaliforniaState | Sept. 28, 2021 | 2021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-055 | DHSS announcement of vaccination-or-testing requirements for long-term care facilities, health care facilities and State employeesCOVID-19 Vaccination and Testing Updates for Long-Term Care Facilities, Health Care Facilities, and State Employees | Delaware Department of Health and Social Services / Division of Public Health (release) | DelawareState | Aug. 12, 2021 | 2021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Confirmed from a secondary source | |