| Ex. SEC-04-015 | COVID-19 Emergency Declaration Blanket Waivers for Health Care Providers (LTC facilities, HHAs, hospices, ICF/IIDs)COVID-19 Emergency Declaration Blanket Waivers for Health Care Providers | Centers for Medicare & Medicaid Services (section 1135 waiver authority) | United StatesFederal | Mar. 30, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rulesOther | Primary source read | |
| Ex. SEC-04-017 | CMS-1744-IFC, 85 Fed. Reg. 19230Medicare and Medicaid Programs; Policy and Regulatory Revisions in Response to the COVID-19 Public Health Emergency | Centers for Medicare & Medicaid Services | United StatesFederal | Apr. 6, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersOther | Primary source read | |
| Ex. SEC-04-078 | Appendix K: Emergency Preparedness and Response and COVID-19 Addendum to the Community HealthChoices and OBRA 1915(c) waivers (combined; final amendment fixing the end date)Appendix K: Emergency Preparedness and Response | Centers for Medicare & Medicaid Services (approval) on the application of the Pennsylvania Department of Human Services, Office of Long-Term Living | Pennsylvania Medicaid (Community HealthChoices waiver PA.0386 and OBRA waiver PA.0235), as the exemplar of every State's Appendix KFederal | Mar. 6, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rulesOther | Primary source read | |
| Ex. SEC-04-063 | Memorandum to Home Health Agency and Hospice Administrators: Temporary Operational WaiversTemporary Operational Waivers for Home Health Agencies and Hospices during the COVID-19 emergency | New Jersey Department of Health, Certificate of Need and Licensing | New JerseyState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Health care ordersOther | Primary source read | |
| Ex. SEC-04-018 | QSO-20-20-AllPrioritization of Survey Activities | Centers for Medicare & Medicaid Services | United StatesSector regulator | Mar. 23, 2020 | 2020 Q22020 Q3 | Workplace rulesOther | Primary source read | |
| Ex. SEC-04-064 | Blanket Waiver for Home Health Agency Licensing Standards at N.J.A.C. 8:42 that are More Stringent than Waivers and Guidance Issued by CMS during the Public Health EmergencyBlanket Waiver for Home Health Agency Licensing Standards | Commissioner of Health | New JerseyState | Apr. 24, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Health care ordersOther | Primary source read | |
| Ex. SEC-04-019 | QSO-20-31-All (REVISED 01/04/2021)Revised COVID-19 Survey Activities, CARES Act Funding, Enhanced Enforcement for Infection Control deficiencies, and Quality Improvement… | Centers for Medicare & Medicaid Services | United StatesSector regulator | June 1, 2020 | 2020 Q22020 Q32020 Q4 | Workplace rulesOther | Primary source read | |
| Ex. SEC-04-069 | All Facilities Letter 20-53 (June 9, 2020), as revised through AFL 20-53.6 (Dec. 27, 2021)COVID-19 Mitigation Plan Implementation and Testing Requirements for Skilled Nursing Facilities | California Department of Public Health, Licensing and Certification Program | CaliforniaState | June 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rulesVaccination or testingQuarantine and isolation | Primary source read | |
| Ex. SEC-04-020 | QSO-20-35-ALLEnforcement Cases Held during the Prioritization Period and Revised Survey Prioritization | Centers for Medicare & Medicaid Services | United StatesSector regulator | Aug. 17, 2020 | 2020 Q32020 Q42021 Q1 | Workplace rulesOther | Primary source read | |
| Ex. SEC-04-025 | QSO-21-17-NH (UPDATED 05/10/2021)Updates to Long-Term Care (LTC) Emergency Regulatory Waivers issued in response to COVID-19 | Centers for Medicare & Medicaid Services | United StatesSector regulator | Apr. 8, 2021 | 2021 Q22021 Q3 | Health care ordersWorkplace rulesOther | Primary source read | |
| Ex. SEC-04-008 | CMS-3414-IFC, 86 Fed. Reg. 26306Medicare and Medicaid Programs; COVID-19 Vaccine Requirements for Long-Term Care (LTC) Facilities and Intermediate Care Facilities for… | Centers for Medicare & Medicaid Services | United StatesFederal | May 13, 2021 | 2021 Q22021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-009 | QSO-21-19-NHInterim Final Rule - COVID-19 Vaccine Immunization Requirements for Residents and Staff | Centers for Medicare & Medicaid Services | United StatesSector regulator | May 11, 2021 | 2021 Q22021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-014 | 29 C.F.R. 1910.502, 86 Fed. Reg. 32376 (COVID-19 Healthcare Emergency Temporary Standard)Occupational Exposure to COVID-19; Emergency Temporary Standard | Occupational Safety and Health Administration, Department of Labor | United States (OSHA; State Plan States adopted equivalents)Federal | June 21, 2021 | 2021 Q22021 Q3 | Face-covering requirementHealth care ordersWorkplace rulesVaccination or testingQuarantine and isolation | Primary source read | |
| Ex. SEC-04-023 | 29 C.F.R. 1910.502 (2021 edition, revised as of July 1, 2021)Healthcare | Office of the Federal Register (codification of the OSHA ETS) | United StatesFederal | July 1, 2021 | 2021 Q22021 Q3 | Face-covering requirementHealth care ordersWorkplace rulesVaccination or testingQuarantine and isolation | Primary source read | |
| Ex. SEC-04-035 | State Public Health Officer Order of August 5, 2021Health Care Worker Vaccine Requirement | State Public Health Officer and Director, California Department of Public Health (Tomas J. Aragon) | CaliforniaState | Aug. 5, 2021 | 2021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-031 | Executive Order No. 13BProtection of Public Health and Safety During COVID-19 Pandemic - Long-Term Care Facility Staff Vaccination | Governor Ned Lamont | ConnecticutState | Aug. 6, 2021 | 2021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-032 | Proclamation 21-14COVID-19 Vaccination Requirement (amending Proclamation 20-05, et seq.) | Governor Jay Inslee | WashingtonState | Aug. 9, 2021 | 2021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-036 | State Public Health Officer Order of July 26, 2021Health Care Worker Protections in High-Risk Settings | State Public Health Officer and Director, California Department of Public Health | CaliforniaState | July 26, 2021 | 2021 Q3 | Face-covering requirementHealth care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-059 | Mayor's Order 2021-099COVID-19 Vaccination Certification Requirement for District Government Employees, Contractors, Interns, and Grantees | Mayor Muriel Bowser | District of ColumbiaCity | Aug. 10, 2021 | 2021 Q3 | Workplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-045 | Emergency Regulation Governing the Control and Prevention of COVID-19 Mandating Vaccines for Healthcare Workers and In Higher Education, Healthcare, and Related SettingsEmergency Regulation Governing the Control and Prevention of COVID-19 Mandating Vaccines for Healthcare Workers and In Higher Education… | Philadelphia Board of Health; Department of Public Health (Acting Health Commissioner Cheryl Bettigole); approved by the City Law Department | City of Philadelphia, PennsylvaniaCity | Aug. 12, 2021 | 2021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-053 | 216-RICR-20-15-8 (emergency regulation adopted Aug. 17, 2021; amended Feb. 10, 2022)Requirement for Immunization Against COVID-19 for All Workers in Licensed Health Care Facilities and Other Practicing Health Care Providers | Rhode Island Department of Health | Rhode IslandState | Aug. 17, 2021 | 2021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-024 | CMS press release, Aug. 18, 2021Biden-Harris Administration Takes Additional Action to Protect America's Nursing Home Residents from COVID-19 | Centers for Medicare & Medicaid Services (press release) | United StatesFederal | Aug. 18, 2021 | 2021 Q3 | Vaccination or testing | Primary source read | |
| Ex. SEC-04-061 | Proclamation 21-14.1COVID-19 Vaccination Requirement (amending Proclamations 20-05 and 20-14) | Governor Jay Inslee | WashingtonState | Aug. 20, 2021 | 2021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-046 | PDPH-HAN-00363AHealth Alert: Guidance Regarding the COVID-19 Vaccine Mandate for Healthcare Workers | Philadelphia Department of Public Health, Health Alert Network | City of Philadelphia, PennsylvaniaCity | Aug. 25, 2021 | 2021 Q3 | Health care ordersVaccination or testing | Primary source read | |
| Ex. SEC-04-058 | 10 NYCRR 2.61 (emergency regulation)Prevention of COVID-19 Transmission by Covered Entities | Public Health and Health Planning Council and Commissioner of Health, New York State Department of Health | New YorkState | Aug. 26, 2021 | 2021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |