| Ex. DUT-OH-004 | Statute (effective September 10, 2012, Am. Sub. H.B. 487, 129th G.A.)Prohibition against violating pandemic, epidemic or bioterrorism rule or order | General Assembly of Ohio (Ohio Revised Code, Chapter 3701) | OhioState | Sept. 10, 2012 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyEmergency declarationBusiness closureCapacity limitGathering capFace-covering requirementCurfew and hoursWorkplace rulesQuarantine and isolationStanding duty | Primary source read | |
| Ex. LAW-319 | Michigan v. Bay Mills Indian Community, 572 U.S. 782 (2014)Michigan v. Bay Mills Indian Community, 572 U.S. 782 (2014) | Supreme Court of the United States | United States or State (legal authority; see citation)Legal authority | May 27, 2014 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Legal authorityOther | Primary source read | |
| Ex. AGY-ST-DMV-SOS-RECORDERS-049 | Tex. Gov't Code ch. 406, subch. C (Online Notary Public), added by H.B. 1217 (2017)Texas Government Code, Chapter 406, Subchapter C, Online Notary Public | Texas Legislature (Acts 2017, 85th Leg., R.S., ch. 340 (H.B. 1217), sec. 3) | Texas (Legislature) - permanent statute, contextState | July 1, 2018 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. DUT-CO-003 | C.R.S. § 25-1-114 (Unlawful acts - penalties)Unlawful acts - penalties | Colorado General Assembly (OLLS, Colorado Revised Statutes 2018) | ColoradoState | Oct. 1, 2018 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyStanding dutyOther | Primary source read | |
| Ex. DUT-MO-003 | RSMo 192.300Counties may make additional health rules -- fees, deposit in county treasury, purpose -- individuals unable to pay not to be denied health… | Missouri General Assembly (Revised Statutes of Missouri, chapter 192) | MissouriState | Aug. 28, 2019 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyBusiness closureCapacity limitGathering capFace-covering requirementWorkplace rulesStanding duty | Primary source read | |
| Ex. AGY-ST-DMV-SOS-RECORDERS-047 | Chapter 2019-71, Laws of FloridaAn act relating to electronic legal documents;... authorizing online notarizations | Florida Legislature; approved by Governor Ron DeSantis June 7, 2019 | Florida (Legislature) - permanent statute, contextState | June 7, 2019 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. AGY-DEFENSE-GUARD-022 | Memorandum of February 2, 2021, 86 Fed. Reg. 8281 (Feb. 5, 2021)Maximizing Assistance From the Federal Emergency Management Agency To Respond to COVID-19 | President Joseph R. Biden, Jr. | United States (President; FEMA)Federal | Feb. 2, 2021 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Emergency declarationOther | Primary source read | |
| Ex. SEC-13-017 | 15 U.S.C. 1681s-2(a)(1)(F) (Reporting information during COVID-19 pandemic)Responsibilities of furnishers of information to consumer reporting agencies: reporting information during COVID-19 pandemic | Congress (CARES Act sec. 4021, Pub. L. 116-136, 134 Stat. 281, 489), codified at 15 U.S.C. 1681s-2(a)(1)(F) | United StatesFederal | Mar. 27, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. AGY-FED-HEALTH-OTHER-040 | Declaration Under the Public Readiness and Emergency Preparedness Act for Medical Countermeasures Against COVID-19, 85 Fed. Reg. 15198 (Mar. 17, 2020)Declaration Under the Public Readiness and Emergency Preparedness Act for Medical Countermeasures Against COVID-19 | Alex M. Azar II, Secretary of Health and Human Services | United States (federal); Department of Health and Human Services, Office of the SecretaryFederal | Mar. 10, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Emergency declarationHealth care ordersOther | Primary source read | |
| Ex. DUT-FED-025 | 42 U.S.C. 247d-6d (PREP Act targeted liability protections)Targeted liability protections for pandemic and epidemic products and security countermeasures | Congress (Public Readiness and Emergency Preparedness Act, Pub. L. 109-148, div. C, § 2 (2005), as amended by the CARES Act § 3103) | United StatesFederal | Dec. 30, 2005 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyStanding dutyOther | Primary source read | |
| Ex. AGY-FED-HEALTH-OTHER-032 | Policy for Diagnostics Testing in Laboratories Certified To Perform High Complexity Testing Under CLIA Prior to Emergency Use Authorization for Coronavirus Disease-2019 During the Public Health Emergency; Immediately in Effect Guidance, 85 Fed. Reg. 13138 (Mar. 6, 2020)Policy for Diagnostics Testing in Laboratories Certified To Perform High Complexity Testing Under the Clinical Laboratory Improvement… | Food and Drug Administration, HHS | United States (federal); Food and Drug AdministrationFederal | Feb. 29, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersOther | Primary source read | |
| Ex. WA-018 | Proclamation 20-26Washington State Liquor and Cannabis Board - Penalties (statutory waivers and enforcement prohibition) | Governor Jay Inslee (directed to the Washington State Liquor and Cannabis Board) | WashingtonSector regulator | Mar. 24, 2020 | 2020 Q22020 Q3 | Alcohol and barsOther | Primary source read | |
| Ex. AGY-AVIATION-SURFACE-042 | Notice Regarding Current Administration and Enforcement of the Essential Air Service Program (Apr. 29, 2020)Notice Regarding Current Administration and Enforcement of the Essential Air Service Program (subsidy for non-completed EAS flights; reduced… | U.S. Department of Transportation, Office of the Assistant Secretary for Aviation and International Affairs | United States (U.S. Department of Transportation, Office of Aviation Analysis; Essential Air Service program communities)Federal | Apr. 29, 2020 | 2020 Q2 | Travel and quarantineOther | Primary source read | |
| Ex. DUT-IN-015 | Ind. Code Title 10, Article 14 (2020 edition): section 10-14-3-34 (Offenses) as in force from the recodification of 2003 through April 14, 2021, with sections 10-14-3-11, -12 and -22Emergency Management and Disaster Law, 2020 edition: the Class B misdemeanor for knowing, intentional or reckless violation, recited in… | Indiana General Assembly (Indiana Code 2020 edition) | IndianaState | Apr. 14, 2021 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Standing dutyEmergency declarationStay-at-homeCapacity limitStanding duty | Primary source read | |
| Ex. FED-160 | COVID-19 Emergency Declaration Blanket Waivers for Health Care Providers (consolidated document; version updated May 24, 2021)COVID-19 Emergency Declaration Blanket Waivers for Health Care Providers | Centers for Medicare & Medicaid Services, HHS | United States (Medicare, Medicaid and CHIP providers)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersOther | Primary source read | |
| Ex. SEC-02-005 | COVID-19 Emergency Declaration Blanket Waivers for Health Care ProvidersBlanket 1135 waivers (physicians and other clinicians: telehealth, licensure, supervision, signature, enrollment) | CMS (Secretary of HHS) | United StatesFederal | Mar. 30, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersOther | Primary source read | |
| Ex. SEC-04-015 | COVID-19 Emergency Declaration Blanket Waivers for Health Care Providers (LTC facilities, HHAs, hospices, ICF/IIDs)COVID-19 Emergency Declaration Blanket Waivers for Health Care Providers | Centers for Medicare & Medicaid Services (section 1135 waiver authority) | United StatesFederal | Mar. 30, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rulesOther | Primary source read | |
| Ex. SEC-04-017 | CMS-1744-IFC, 85 Fed. Reg. 19230Medicare and Medicaid Programs; Policy and Regulatory Revisions in Response to the COVID-19 Public Health Emergency | Centers for Medicare & Medicaid Services | United StatesFederal | Apr. 6, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersOther | Primary source read | |
| Ex. SEC-24-008 | 1915(c) Home and Community-Based Services Waiver Instructions and Technical Guidance, Appendix K: Emergency Preparedness and ResponseAppendix K: Emergency Preparedness and Response (Instructions and Technical Guidance) | Centers for Medicare & Medicaid Services | United States (all States operating 1915(c) HCBS waivers)Federal | Mar. 1, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. VT-013 | Addendum 8 to Executive Order 01-20Non-Congregate Sheltering in Vermont; Extension of Certain Deadlines Relating to Closures of DMV and Bars and Restaurants | Governor Philip B. Scott | VermontState | Apr. 3, 2020 | 2020 Q2 | Business closureCourts and public officesQuarantine and isolationOther | Primary source read | |
| Ex. WI-039 | Wis. Stat. ch. 252, Communicable Diseases (252.02 powers and duties of department; 252.03 duties of local health officers; 252.06 isolation and quarantine; 252.25 violation of law relating to health)Codified statutory authority for DHS orders, local health-officer orders and quarantine | Wisconsin Legislature (codified statute) | WisconsinState | Mar. 1, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capQuarantine and isolationOther | Primary source read | |
| Ex. WI-040 | Wis. Stat. ch. 323, Emergency Management (323.10 declaration by governor; 323.12 powers and duties of the governor; 323.28 penalties)Codified authority for the Governor's emergency declarations and the DHS face-covering orders (323.12(4)(b)); 60-day limit; legislative… | Wisconsin Legislature (codified statute) | WisconsinState | Mar. 1, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Emergency declarationOther | Primary source read | |
| Ex. AGY-AVIATION-SURFACE-041 | Enforcement Notice Regarding Denying Boarding by Airlines of Individuals Suspected of Having Coronavirus (Mar. 2, 2020)Enforcement Notice Regarding Denying Boarding by Airlines of Individuals Suspected of Having Coronavirus | U.S. Department of Transportation, Office of the Secretary, Office of Aviation Enforcement and Proceedings | United States (U.S. Department of Transportation, Office of Aviation Enforcement and Proceedings)Federal | Mar. 2, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Travel and quarantineQuarantine and isolationOther | Primary source read | |
| Ex. NY-080 | Chapter 23 of the Laws of 2020 (S.7919)An act to amend the executive law, in relation to issuing by the governor of any directive necessary to respond to a state disaster… | New York State Legislature (S.7919, signed by Governor Andrew M. Cuomo) | New YorkState | Mar. 3, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Emergency declarationOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-050 | Release No. 34-88318, Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules ThereunderOrder Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 4, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |