| Ex. AGY-FED-FINANCIAL-053 | Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022)Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns | SEC Division of Corporation Finance | United States; Securities and Exchange Commission, Division of Corporation Finance (federal staff guidance)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-057 | Investment Company Act Release No. 33824, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Under Section 6(c) and Section 38(a) of the Investment Company Act Granting Exemptions from Specified Provisions and Commission… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-064 | Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief]Order Extending the In-Person Board Meeting Relief for Registered Management Investment Companies and Business Development Companies | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | June 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-HEALTH-OTHER-072 | Federal Bureau of Prisons COVID-19 Action Plan, Phase Two: agency-wide modified operations (Mar. 13, 2020)Federal Bureau of Prisons COVID-19 Action Plan: Agency-wide Modified Operations | Federal Bureau of Prisons (Director), after coordination with DOJ and the White House | United States (federal); Federal Bureau of PrisonsFederal | Mar. 13, 2020 | 2020 Q2 | Business closureGathering capTravel and quarantineWorkplace rules | Primary source read | |
| Ex. AGY-FED-LANDS-SCIENCE-COURTS-010 | Press release closing the Tax Court building to visitors and cancelling April 2020 trial sessions (Mar. 13, 2020)Press Release: building closed to visitors; April 6-30, 2020 trial sessions cancelled | United States Tax Court | United States Tax CourtCourt | Mar. 13, 2020 | 2020 Q2 | Context (guidance or announcement)Gathering capCourts and public offices | Primary source read | |
| Ex. AGY-FED-LANDS-SCIENCE-COURTS-082 | Statement on NASA Goddard's Coronavirus Prep Actions (visitor centers closed; non-mission-essential visits cancelled)Statement on NASA Goddard's Coronavirus Prep Actions | NASA Goddard Space Flight Center | NASA Goddard Space Flight Center (Greenbelt, MD; Wallops Flight Facility, VA; and four other campuses)Federal | Mar. 13, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureTelework mandateGathering cap | Primary source read | |
| Ex. AGY-FED-LANDS-SCIENCE-COURTS-090 | Press release nr20-47, 'National Archives Research Rooms and Presidential Libraries Nationwide to Close March 14'National Archives Research Rooms and Presidential Libraries Nationwide to Close March 14 | National Archives and Records Administration (Archivist David S. Ferriero) | National Archives and Records Administration (all facilities nationwide, including the National Archives Museum and the Presidential Libraries)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Business closureGathering capEvents and venues | Primary source read | |
| Ex. AGY-LOCAL-DISTRICTS-AUTHORITIES-037 | 'Orange County Convention Center Event Updates' page: show cancellations and postponements (captured Mar. 25, 2020)List of cancelled and postponed events at the Center, March-June 2020 | Orange County Convention Center (Executive Director Mark Tester), under Orange County Mayor Jerry Demings's emergency executive orders | Orange County Convention Center (Orange County Government), Florida (county department)County | Mar. 25, 2020 | 2020 Q2 | Business closureGathering capEvents and venues | Primary source read | |
| Ex. AGY-LOCAL-DISTRICTS-AUTHORITIES-040 | 'Coronavirus (COVID-19) Information' page: closure of recreation centers and program buildings and cancellation of all classes, programs and events (captured Apr. 2, 2020)Recreation centers and program buildings closed to the public; all classes, programs and events cancelled through May 3, 2020 | Minneapolis Park and Recreation Board (Superintendent Al Bangoura; Board of Commissioners) | Minneapolis Park and Recreation Board, Minnesota (independent park board)City | Apr. 2, 2020 | 2020 Q2 | Context (guidance or announcement)Emergency declarationBusiness closureGathering cap | Primary source read | |
| Ex. AGY-ST-ALCOHOL-077 | VA ABC Bureau of Law Enforcement COVID-19 Response, Licensee Topics (version 15, September 29, 2020)Bureau of Law Enforcement responses on procedural and regulatory matters for licensed businesses affected by COVID-19 (Topics 1 onward… | Virginia Alcoholic Beverage Control Authority, Bureau of Law Enforcement (Travis G. Hill, Chief Executive Officer) | Virginia (State alcoholic-beverage regulator)Sector regulator | Sept. 29, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Alcohol and barsWorkplace rulesSupply chainOther | Primary source read | |
| Ex. AGY-ST-ALCOHOL-107 | LED Bulletin 20-02, Lawful Product Returns for Event Cancellations Attributable to COVID-19 ConcernsBulletin 20-02: Lawful Product Returns For Event Cancellations Attributable to COVID-19 Concerns | Colorado Department of Revenue, Liquor Enforcement Division | Colorado (State alcoholic-beverage regulator)Sector regulator | Mar. 13, 2020 | 2020 Q2 | Context (guidance or announcement)Events and venuesSupply chainOther | Confirmed from a secondary source | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-013 | PA DOC COVID-19 page (as archived Mar. 21, 2020), with the Mar. 13, 2020 release 'Department of Corrections Cancels Visits Statewide, Begins Enhanced Screenings of ALL Employees'All visitation suspended effective Mar. 13, 2020; enhanced screening of every person entering a facility; inmates with flu-like symptoms… | Pennsylvania Department of Corrections (Secretary John E. Wetzel) | Pennsylvania Department of Corrections; State levelState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Gathering capHealth care ordersWorkplace rulesOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-015 | WI DOC COVID-19 Announcements page (as archived Apr. 4, 2020)Visits at all DOC institutions suspended Mar. 13, 2020; transfers from State-contracted county jail beds suspended Mar. 19, 2020; all… | Wisconsin Department of Corrections (Secretary Kevin A. Carr) | Wisconsin Department of Corrections (Division of Adult Institutions); State levelState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Gathering capHealth care ordersOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-017 | VADOC 'COVID-19 Updates' page (as archived Mar. 23, 2020; last updated Mar. 20, 2020)Visitation and volunteer activities cancelled until further notice; daily employee self-assessment; screening of offenders on release… | Virginia Department of Corrections | Virginia Department of Corrections; State levelState | Mar. 20, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Context (guidance or announcement)Gathering capHealth care ordersWorkplace rules | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-032 | ADCRR release, 'Arizona Department of Corrections, Reentry and Rehabilitation Announces New Actions To Mitigate COVID-19 Risk'Visitation at all Arizona prison complexes suspended 30 days effective immediately, including non-contact visits, at Department-operated and… | Arizona Department of Corrections, Rehabilitation and Reentry (Director David Shinn) | Arizona Department of Corrections, Rehabilitation and Reentry; State levelState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Context (guidance or announcement)Gathering cap | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-044 | VT DOC release, 'Vermont Department of Corrections Suspends In-Person Visitation'All in-person visitation services suspended for two weeks at all six Vermont correctional facilities from Mar. 13, 2020 | Vermont Department of Corrections (Commissioner Jim Baker) | Vermont Department of Corrections; State levelState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Context (guidance or announcement)Gathering cap | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-066 | TDCJ Visitation Alert of Mar. 13, 2020Visitation temporarily suspended at all TDCJ facilities statewide until further notice, 'in accordance with Governor Abbott's declaration' | Texas Department of Criminal Justice (Executive Director Bryan Collier) | Texas Department of Criminal Justice; State levelState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering cap | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-071 | GDC notice, 'Visitation Suspended Through 8.12.2020' (current as of July 9, 2020), with the Visitation Update of July 8, 2020 and Attorney Visitation notice of July 10, 2020Statewide visitation suspension (from Mar. 13, 2020) continued through Aug. 12, 2020 | Georgia Department of Corrections (Commissioner Timothy C. Ward) | Georgia Department of Corrections; State levelState | July 9, 2020 | 2020 Q22020 Q32020 Q4 | Gathering capCourts and public offices | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-073 | MN DOC 'COVID-19 Updates' page (as archived Apr. 1, 2020)All in-person visiting suspended until further notice at all State correctional facilities | Minnesota Department of Corrections (Commissioner Paul Schnell) | Minnesota Department of Corrections; State levelState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Context (guidance or announcement)Gathering cap | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-078 | Oregon DOC COVID-19 page (as archived Mar. 25, 2020), with releases of Mar. 12, 17 and 24, 2020All visiting suspended at all 14 State prisons effective Mar. 13, 2020, including non-contact visits; institution access limited to… | Oregon Department of Corrections (Director Colette S. Peters) | Oregon Department of Corrections; State levelState | Mar. 12, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Telework mandateGathering capWorkplace rules | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-082 | IDOC 'Comprehensive Response to COVID-19' page (as archived Sept. 21, 2020), linking Executive Directive 20-20 (Pandemic Response) and the IDOC and Wexford COVID-19 ProtocolExecutive Directive 20-20 authorizing the Department's Pandemic Preparedness and Response Plan, 'effective immediately and... applicable to… | Indiana Department of Correction (Commissioner Robert E. Carter, Jr.) | Indiana Department of Correction; State levelState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Gathering capHealth care ordersWorkplace rules | Confirmed from a secondary source | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-083 | DC DOC 'Coronavirus Prevention' page (as archived Mar. 28, 2020)All in-person visits, programming and volunteer activities suspended 'for the entirety of the Public Health Emergency'; modified movement… | DC Department of Corrections (Director Quincy Booth) | District of Columbia Department of Corrections; District (State-level) authorityState | Mar. 27, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Gathering capEvents and venuesOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-087 | Alaska DOC COVID-19 page, 'Access to Institutions' (as archived Mar. 29, 2020)All visiting at institutions statewide suspended effective Mar. 13, 2020, including outside volunteers, attorneys and tours; all… | Alaska Department of Corrections (Commissioner Nancy Dahlstrom) | Alaska Department of Corrections; State levelState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q4 | Gathering capCourts and public officesWorkplace rulesOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-091 | CDOC, 'COVID Visitation Suspension' page (as archived Apr. 19, 2021)All visiting suspended in all CDOC facilities (from March 2020), with video visiting substituted; still in force in April 2021 | Colorado Department of Corrections (Executive Director Dean Williams) | Colorado Department of Corrections; State levelState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Context (guidance or announcement)Gathering cap | Primary source read | |
| Ex. AGY-ST-GAMING-RACING-090 | Director's letter to bingo and gaming licensees re: Public Health Emergency Order to Limit Mass Gatherings Due to COVID-19Licensees advised not to allow more than 100 persons to gather on their premises, including bingo occasions and normal gaming operations… | New Mexico Gaming Control Board, Acting Executive Director Cynthia M. Ortega-Armijo | New Mexico Gaming Control Board (State gaming regulator)Sector regulator | Mar. 13, 2020 | 2020 Q2 | Gathering cap | Primary source read | |