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Name: The COVID Project Orders Library
Creator: The COVID Project

13,511 instruments indexed by The COVID Project: the orders of the fifty States and the District, forty metros, the federal layer and the agencies; the standing duties; the organizers' notices; the legal authorities. Filter by kind, State, limitation type, quarter and more; open the exhibit; download what you find.

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Filters:Agency cluster: Federal financial regulators From May 1, 2020 To May 31, 2020 Clear all

9 instruments · showing 1–9

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Exhibit	Instrument	Issuer	Jurisdiction	Issued	Quarters	Limitations	Grade
Ex. AGY-FED-FINANCIAL-043	Letter to Credit Unions 20-CU-17Update to Offsite Examination and Supervision Approach	NCUA	United States; National Credit Union Administration (federal)Federal	May 1, 2020	2020 Q22020 Q3	Context (guidance or announcement)Telework mandateOther	Primary source read
Ex. AGY-FED-FINANCIAL-061	Temporary final rule, Temporary Amendments to Regulation Crowdfunding, 85 Fed. Reg. 27116 (May 7, 2020) (Release No. 33-10781); extended by 85 Fed. Reg. 54483 (Sept. 2, 2020)Temporary Amendments to Regulation Crowdfunding	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	May 4, 2020	2020 Q22020 Q32020 Q42021 Q1	Other	Primary source read
Ex. AGY-FED-FINANCIAL-042	Letter to Credit Unions 20-CU-16Low-Income Designations: Qualification of Military Personnel	NCUA	United States; National Credit Union Administration (federal)Federal	May 1, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Other	Primary source read
Ex. AGY-FED-FINANCIAL-019	OCC Bulletin 2020-51Corporate Governance: Annual Meetings and the COVID-19 Emergency	Office of the Comptroller of the Currency	United States; Office of the Comptroller of the Currency (federal)Federal	May 12, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-020	Interim final rule, Director, Shareholder, and Member Meetings, 85 Fed. Reg. 31943 (May 28, 2020) (RIN 1557-AE94); technical correction 85 Fed. Reg. 35373 (June 10, 2020)Director, Shareholder, and Member Meetings	Office of the Comptroller of the Currency	United States; Office of the Comptroller of the Currency (federal)Federal	May 28, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-044	Interim final rule, Temporary Regulatory Relief in Response to COVID-19-Prompt Corrective Action, 85 Fed. Reg. 31952 (May 28, 2020)Temporary Regulatory Relief in Response to COVID-19-Prompt Corrective Action	NCUA Board	United States; National Credit Union Administration (federal)Federal	May 28, 2020	2020 Q22020 Q32020 Q4	Other	Primary source read
Ex. AGY-FED-FINANCIAL-075	FINRA Regulatory Notice 20-16FINRA Shares Practices Implemented by Firms to Transition to, and Supervise in, a Remote Work Environment During the COVID-19 Pandemic	FINRA	United States; Financial Industry Regulatory Authority (self-regulatory organization)Sector regulator	May 28, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Telework mandateOther	Primary source read
Ex. AGY-FED-FINANCIAL-083	Notice 2020-35, 2020-25 I.R.B. 948Additional Administrative Relief With Respect to Deadlines Applicable to Employment Taxes, Employee Benefits, and Exempt Organizations…	Internal Revenue Service (Treasury Department)	United States; Department of the Treasury and Internal Revenue Service (federal)Federal	May 28, 2020	2020 Q22020 Q3	Other	Primary source read
Ex. AGY-FED-FINANCIAL-062	Release No. 34-88960, Order Under Sections 17A and 36 of the Securities Exchange Act of 1934 Extending Temporary Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder [for Registered Transfer Agents and Certain Other Persons]Extension of Conditional Exemptive Order: Relief for Registered Transfer Agents and Certain Other Persons Affected by COVID-19	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	May 27, 2020	2020 Q2	Telework mandateOther	Primary source read

NCUA, Letter to Credit Unions 20-CU-17 (May 1, 2020) (Ex. AGY-FED-FINANCIAL-043)
Securities and Exchange Commission, Temporary final rule, Temporary Amendments to Regulation Crowdfunding, 85 Fed. Reg. 27116 (May 7, 2020) (Release No. 33-10781); extended by 85 Fed. Reg. 54483 (Sept. 2, 2020) (May 4, 2020) (Ex. AGY-FED-FINANCIAL-061)
NCUA, Letter to Credit Unions 20-CU-16 (May 1, 2020) (Ex. AGY-FED-FINANCIAL-042)
Office of the Comptroller of the Currency, OCC Bulletin 2020-51 (May 12, 2020) (Ex. AGY-FED-FINANCIAL-019)
Office of the Comptroller of the Currency, Interim final rule, Director, Shareholder, and Member Meetings, 85 Fed. Reg. 31943 (May 28, 2020) (RIN 1557-AE94); technical correction 85 Fed. Reg. 35373 (June 10, 2020) (Ex. AGY-FED-FINANCIAL-020)
NCUA Board, Interim final rule, Temporary Regulatory Relief in Response to COVID-19-Prompt Corrective Action, 85 Fed. Reg. 31952 (May 28, 2020) (Ex. AGY-FED-FINANCIAL-044)
FINRA, FINRA Regulatory Notice 20-16 (May 28, 2020) (Ex. AGY-FED-FINANCIAL-075)
Internal Revenue Service (Treasury Department), Notice 2020-35, 2020-25 I.R.B. 948 (May 28, 2020) (Ex. AGY-FED-FINANCIAL-083)
Securities and Exchange Commission, Release No. 34-88960, Order Under Sections 17A and 36 of the Securities Exchange Act of 1934 Extending Temporary Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder [for Registered Transfer Agents and Certain Other Persons] (May 27, 2020) (Ex. AGY-FED-FINANCIAL-062)

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