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Ex. AGY-FED-FINANCIAL-061 Order Primary source read

Temporary final rule, Temporary Amendments to Regulation Crowdfunding, 85 Fed. Reg. 27116 (May 7, 2020) (Release No. 33-10781); extended by 85 Fed. Reg. 54483 (Sept. 2, 2020)

Temporary Amendments to Regulation Crowdfunding

Securities and Exchange Commission · United States; Securities and Exchange Commission (federal) (Federal)

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The COVID Project

The record

Jurisdiction
United States; Securities and Exchange Commission (federal)
Level
Federal
Authority
15 U.S.C. § 77z-3
Issued
2020-05-04 May 4, 2020
Effective
2020-05-04
End
Offerings initiated through 2020-08-31, extended to 2021-02-28 (read as 2021-03-31)
In force
May 4, 2020 to Mar. 31, 2021
Quarters
2020 Q22020 Q32020 Q42021 Q1
Limitation types
Other
Addressees
  • small issuers using Regulation Crowdfunding
  • funding portals
Functions reached
  • CM capital raising
  • CB small-business issuers 'affected by COVID-19'
Collection
Federal financial regulators AGY-FED-FINANCIAL

Operative words

Temporary Amendments to Regulation Crowdfunding [temporary final rule providing conditional relief for established small businesses affected by COVID-19 to conduct expedited crowdfunding offerings with reviewed rather than audited financial statements and earlier closing]

Enforcement

Regulation Crowdfunding, 17 C.F.R. part 227

Notes

Context: the Commission's finding that small businesses needed expedited capital 'to pursue urgent funding needs' because of the pandemic

Retrieval note

Title read from the Federal Register page; bracketed summary from the rule's summary.

A record of The COVID Project. The instrument's text is the source's; the summary fields are The COVID Project's reading of it. Not legal advice.