| Ex. AGY-FED-FINANCIAL-059 | Release No. 34-88491, Order Under Section 15B and Section 36 of the Securities Exchange Act of 1934 Granting an Exemption for Municipal Advisors from Specified Provisions of the Exchange Act and Certain Rules ThereunderConditional Exemptive Order: Providing Conditional Regulatory Relief for Registered Municipal Advisors Affected by the Coronavirus Disease… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 26, 2020 | 2020 Q22020 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-060 | Temporary final rule, Relief for Form ID Filers and Regulation Crowdfunding and Regulation A Issuers Related to Coronavirus Disease 2019 (COVID-19), 85 Fed. Reg. 17747 (Mar. 31, 2020) (Release Nos. 33-10768, 34-88492)Relief for Form ID Filers and Regulation Crowdfunding and Regulation A Issuers Related to Coronavirus Disease 2019 (COVID-19) | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 26, 2020 | 2020 Q22020 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-012 | SR 20-6Identification of Essential Critical Infrastructure Workers in the Financial Services Sector During the COVID-19 Response | Board of Governors of the Federal Reserve System | United States; Board of Governors of the Federal Reserve System (federal)Federal | Mar. 27, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Stay-at-homeTravel and quarantineOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-079 | Notice 2020-20, 2020-16 I.R.B. 660Update to Notice 2020-18, Additional Relief for Taxpayers Affected by Ongoing Coronavirus Disease 2019 Pandemic | Internal Revenue Service (Treasury Department) | United States; Department of the Treasury and Internal Revenue Service (federal)Federal | Mar. 27, 2020 | 2020 Q22020 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-081 | Notice 2020-22, 2020-17 I.R.B. 664Relief from Penalty for Failure to Deposit Employment Taxes | Internal Revenue Service (Treasury Department) | United States; Department of the Treasury and Internal Revenue Service (federal)Federal | Mar. 31, 2020 | 2020 Q22020 Q32020 Q4 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-080 | IR-2020-59, People First InitiativeIRS unveils new People First Initiative; COVID-19 effort temporarily adjusts, suspends key compliance program | Internal Revenue Service (Commissioner Charles P. Rettig) | United States; Internal Revenue Service (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Courts and public officesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-089 | Notice 2020-21, 2020-16 I.R.B. 660Effective Date for Employment Tax Credits Under the Families First Coronavirus Response Act | Internal Revenue Service (Treasury Department) | United States; Department of the Treasury and Internal Revenue Service (federal)Federal | Mar. 27, 2020 | 2020 Q22020 Q32020 Q4 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-014 | Joint Statement on Supervisory and Enforcement Practices Regarding the Mortgage Servicing Rules in Response to the COVID-19 Emergency and the CARES ActJoint Statement on Supervisory and Enforcement Practices Regarding the Mortgage Servicing Rules in Response to the COVID-19 Emergency and… | CFPB, Board of Governors, FDIC, NCUA, OCC and CSBS | United States; CFPB, Federal Reserve Board, FDIC, NCUA, OCC and State regulators (federal interagency)Federal | Apr. 3, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-082 | Notice 2020-23, 2020-18 I.R.B. 742Update to Notice 2020-18, Additional Relief for Taxpayers Affected by Ongoing Coronavirus Disease 2019 Pandemic | Internal Revenue Service (Treasury Department) | United States; Department of the Treasury and Internal Revenue Service (federal)Federal | Apr. 9, 2020 | 2020 Q22020 Q3 | Courts and public officesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-026 | Interim final rule, Regulatory Capital Rule: Paycheck Protection Program Lending Facility and Paycheck Protection Program Loans, 85 Fed. Reg. 20387 (Apr. 13, 2020)Regulatory Capital Rule: Paycheck Protection Program Lending Facility and Paycheck Protection Program Loans | OCC, Board of Governors and FDIC | United States; OCC, Federal Reserve Board and FDIC (federal interagency)Federal | Apr. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-092 | EXIM Board resolution of April 14, 2020 temporarily restricting export support for needed U.S. medical and protective suppliesEXIM Board Takes Action in Fight Against COVID-19 Pandemic by Temporarily Restricting Export Support for Needed U.S. Medical Supplies | EXIM Board of Directors | United States; Export-Import Bank of the United States (federal export credit agency)Federal | Apr. 14, 2020 | 2020 Q22020 Q3 | Supply chainOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-093 | EXIM extension of temporary COVID-19 relief measures through May 31, 2020EXIM Extends Temporary COVID-19 Relief Measures Through May 31, 2020 | Export-Import Bank of the United States | United States; Export-Import Bank of the United States (federal export credit agency)Federal | Apr. 14, 2020 | 2020 Q2 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-086 | Interim final rule, Business Loan Program Temporary Changes; Paycheck Protection Program, 85 Fed. Reg. 20811 (Apr. 15, 2020) (Docket SBA-2020-0015; RIN 3245-AH34)Business Loan Program Temporary Changes; Paycheck Protection Program | Small Business Administration (Administrator Jovita Carranza) in consultation with the Secretary of the Treasury | United States; Small Business Administration with the Department of the Treasury (federal)Federal | Apr. 2, 2020 | 2020 Q22020 Q3 | Emergency declarationOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-087 | Interim final rule, Business Loan Program Temporary Changes; Paycheck Protection Program [Affiliation Rules], 85 Fed. Reg. 20817 (Apr. 15, 2020) (RIN 3245-AH35)Business Loan Program Temporary Changes; Paycheck Protection Program | Small Business Administration in consultation with the Secretary of the Treasury | United States; Small Business Administration with the Department of the Treasury (federal)Federal | Apr. 3, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-017 | Interim final rule, Real Estate Appraisals, 85 Fed. Reg. 21312 (Apr. 17, 2020)Real Estate Appraisals | OCC, Board of Governors and FDIC | United States; OCC, Federal Reserve Board and FDIC (federal interagency)Federal | Apr. 17, 2020 | 2020 Q22020 Q32020 Q4 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-039 | Temporary final rule, Temporary Regulatory Relief in Response to COVID-19, 85 Fed. Reg. 22010 (Apr. 21, 2020)Temporary Regulatory Relief in Response to COVID-19 | NCUA Board | United States; National Credit Union Administration (federal)Federal | Apr. 21, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Business closureOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-040 | Interim final rule, Real Estate Appraisals, 85 Fed. Reg. 22014 (Apr. 21, 2020)Real Estate Appraisals | NCUA Board | United States; National Credit Union Administration (federal)Federal | Apr. 21, 2020 | 2020 Q22020 Q32020 Q4 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-099 | FHFA approval of April 22, 2020 for Enterprise purchase of qualified single-family loans in forbearanceFHFA Announces that Enterprises will Purchase Qualified Loans in Forbearance to Keep Lending Flowing | Federal Housing Finance Agency | United States; Federal Housing Finance Agency, as regulator and conservator of Fannie Mae and Freddie Mac (federal)Federal | Apr. 22, 2020 | 2020 Q22020 Q32020 Q4 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-018 | Interim final rule, Regulation D: Reserve Requirements of Depository Institutions, 85 Fed. Reg. 23445 (Apr. 28, 2020) (Docket R-1710)Regulation D: Reserve Requirements of Depository Institutions | Board of Governors of the Federal Reserve System | United States; Board of Governors of the Federal Reserve System (federal)Federal | Apr. 24, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-070 | CFTC Staff Letter No. 20-16 (No-Action)Temporary Relief for Persons Required to Submit Fingerprints in Connection with Applying for Registration as an Associated Person | CFTC Division of Swap Dealer and Intermediary Oversight | United States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)Federal | Apr. 24, 2020 | 2020 Q22020 Q3 | Workplace rulesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-041 | Interim final rule, Central Liquidity Facility, 85 Fed. Reg. 23731 (Apr. 29, 2020)Central Liquidity Facility | NCUA Board | United States; National Credit Union Administration (federal)Federal | Apr. 29, 2020 | 2020 Q22020 Q32020 Q4 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-061 | Temporary final rule, Temporary Amendments to Regulation Crowdfunding, 85 Fed. Reg. 27116 (May 7, 2020) (Release No. 33-10781); extended by 85 Fed. Reg. 54483 (Sept. 2, 2020)Temporary Amendments to Regulation Crowdfunding | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | May 4, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-020 | Interim final rule, Director, Shareholder, and Member Meetings, 85 Fed. Reg. 31943 (May 28, 2020) (RIN 1557-AE94); technical correction 85 Fed. Reg. 35373 (June 10, 2020)Director, Shareholder, and Member Meetings | Office of the Comptroller of the Currency | United States; Office of the Comptroller of the Currency (federal)Federal | May 28, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-044 | Interim final rule, Temporary Regulatory Relief in Response to COVID-19-Prompt Corrective Action, 85 Fed. Reg. 31952 (May 28, 2020)Temporary Regulatory Relief in Response to COVID-19-Prompt Corrective Action | NCUA Board | United States; National Credit Union Administration (federal)Federal | May 28, 2020 | 2020 Q22020 Q32020 Q4 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-083 | Notice 2020-35, 2020-25 I.R.B. 948Additional Administrative Relief With Respect to Deadlines Applicable to Employment Taxes, Employee Benefits, and Exempt Organizations… | Internal Revenue Service (Treasury Department) | United States; Department of the Treasury and Internal Revenue Service (federal)Federal | May 28, 2020 | 2020 Q22020 Q3 | Other | Primary source read | |