| Ex. AGY-FED-FINANCIAL-001 | Interagency Statement on Pandemic Planning (SR 20-3 / CA 20-2)Interagency Statement on Pandemic Planning | FFIEC (transmitted by Federal Reserve SR 20-3 / CA 20-2, OCC Bulletin 2020-13, FDIC FIL-14-2020) | United States; Federal Financial Institutions Examination Council on behalf of the Federal Reserve Board, FDIC, OCC, NCUA, CFPB and State Liaison Committee (federal interagency)Federal | Mar. 6, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-005 | FIL-17-2020Regulatory Relief: Working with Customers Affected by the Coronavirus | Federal Deposit Insurance Corporation | United States; Federal Deposit Insurance Corporation (federal)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Business closureOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-053 | Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022)Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns | SEC Division of Corporation Finance | United States; Securities and Exchange Commission, Division of Corporation Finance (federal staff guidance)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-057 | Investment Company Act Release No. 33824, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Under Section 6(c) and Section 38(a) of the Investment Company Act Granting Exemptions from Specified Provisions and Commission… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-058 | Investment Advisers Act Release No. 5469, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Under Section 206A of the Investment Advisers Act Granting Exemptions from Specified Provisions and Certain Rules Thereunder | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-064 | Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief]Order Extending the In-Person Board Meeting Relief for Registered Management Investment Companies and Business Development Companies | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | June 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-028 | Board statement of March 15, 2020, Federal Reserve Actions to Support the Flow of Credit to Households and BusinessesFederal Reserve Actions to Support the Flow of Credit to Households and Businesses | Board of Governors of the Federal Reserve System | United States; Board of Governors of the Federal Reserve System (federal)Federal | Mar. 15, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Emergency declarationOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-025 | FinCEN Notice of March 16, 2020The Financial Crimes Enforcement Network (FinCEN) Encourages Financial Institutions to Communicate Concerns Related to the Coronavirus… | Financial Crimes Enforcement Network | United States; Financial Crimes Enforcement Network, Department of the Treasury (federal)Federal | Mar. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-007 | Interagency Statement on the Use of Capital and Liquidity BuffersStatement on the Use of Capital and Liquidity Buffers | Board of Governors, FDIC and OCC | United States; Federal Reserve Board, FDIC and OCC (federal interagency)Federal | Mar. 17, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-067 | CFTC Staff Letter No. 20-02 (No-Action)No-Action Positions for Certain Members of Designated Contract Markets and Swap Execution Facilities to Facilitate Physical Separation in… | CFTC Division of Swap Dealer and Intermediary Oversight (Director Joshua B. Sterling) and Division of Market Oversight | United States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)Federal | Mar. 17, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-068 | CFTC Staff Letter No. 20-03 (No-Action)Temporary Relief for Futures Commission Merchants and Introducing Brokers to Facilitate Physical Separation in Derivatives Industry Response… | CFTC Division of Swap Dealer and Intermediary Oversight | United States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)Federal | Mar. 17, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-069 | CFTC Staff Letter No. 20-06 (No-Action)No-Action Positions for Swap Dealers to Facilitate Physical Separation in Derivatives Industry Response to COVID-19 | CFTC Division of Swap Dealer and Intermediary Oversight | United States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)Federal | Mar. 17, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-008 | Joint Statement on CRA Consideration for Activities in Response to COVID-19Joint Statement on CRA Consideration for Activities in Response to the COVID-19 | Board of Governors, FDIC and OCC (FDIC FIL-19-2020; OCC Bulletin 2020-19; Fed CA 20-4) | United States; Federal Reserve Board, FDIC and OCC (federal interagency)Federal | Mar. 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-078 | Notice 2020-18, 2020-15 I.R.B. 590Relief for Taxpayers Affected by Ongoing Coronavirus Disease 2019 Pandemic | Internal Revenue Service (Treasury Department) | United States; Department of the Treasury and Internal Revenue Service (federal)Federal | Mar. 20, 2020 | 2020 Q22020 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-055 | Investment Company Act Release No. 33821, Order Under Sections 6(c), 12(d)(1)(J), 17(b), 17(d) and 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified ProvisionsConditional Exemptive Order: SEC Provides Temporary Additional Flexibility to Registered Investment Companies Affected by Coronavirus | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 23, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-098 | FHFA direction to the Enterprises of March 23, 2020 (implemented by Fannie Mae Lender Letter LL-2020-03/04 and Freddie Mac Bulletin 2020-5)FHFA Directs Enterprises to Grant Flexibilities for Appraisal and Employment Verifications | Federal Housing Finance Agency (Director Mark Calabria) | United States; Federal Housing Finance Agency, as regulator and conservator of Fannie Mae and Freddie Mac (federal)Federal | Mar. 23, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-056 | Release No. 34-88465, Order Under Section 36 of the Securities Exchange Act of 1934 Modifying Exemptions From the Reporting and Proxy Delivery Requirements for Public CompaniesOrder Under Section 36 of the Securities Exchange Act of 1934 Modifying Exemptions From the Reporting and Proxy Delivery Requirements for… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-091 | EXIM Board resolutions of March 25, 2020 establishing four temporary programs (Bridge Financing Program; Pre-Delivery / Pre-Export Financing Program; Supply Chain Financing Guarantee Program expansion; Working Capital Guarantee Program expansion)EXIM Board Takes United Action in Response to COVID-19 to Support Exporters and Jobs with Unprecedented Measures | EXIM Board of Directors | United States; Export-Import Bank of the United States (federal export credit agency)Federal | Mar. 25, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Supply chainOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-010 | Interim final rule, Regulation D: Reserve Requirements of Depository Institutions, 85 Fed. Reg. 16525 (Mar. 24, 2020) (Docket R-1705)Regulation D: Reserve Requirements of Depository Institutions | Board of Governors of the Federal Reserve System | United States; Board of Governors of the Federal Reserve System (federal)Federal | Mar. 24, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-059 | Release No. 34-88491, Order Under Section 15B and Section 36 of the Securities Exchange Act of 1934 Granting an Exemption for Municipal Advisors from Specified Provisions of the Exchange Act and Certain Rules ThereunderConditional Exemptive Order: Providing Conditional Regulatory Relief for Registered Municipal Advisors Affected by the Coronavirus Disease… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 26, 2020 | 2020 Q22020 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-060 | Temporary final rule, Relief for Form ID Filers and Regulation Crowdfunding and Regulation A Issuers Related to Coronavirus Disease 2019 (COVID-19), 85 Fed. Reg. 17747 (Mar. 31, 2020) (Release Nos. 33-10768, 34-88492)Relief for Form ID Filers and Regulation Crowdfunding and Regulation A Issuers Related to Coronavirus Disease 2019 (COVID-19) | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 26, 2020 | 2020 Q22020 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-012 | SR 20-6Identification of Essential Critical Infrastructure Workers in the Financial Services Sector During the COVID-19 Response | Board of Governors of the Federal Reserve System | United States; Board of Governors of the Federal Reserve System (federal)Federal | Mar. 27, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Stay-at-homeTravel and quarantineOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-079 | Notice 2020-20, 2020-16 I.R.B. 660Update to Notice 2020-18, Additional Relief for Taxpayers Affected by Ongoing Coronavirus Disease 2019 Pandemic | Internal Revenue Service (Treasury Department) | United States; Department of the Treasury and Internal Revenue Service (federal)Federal | Mar. 27, 2020 | 2020 Q22020 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-081 | Notice 2020-22, 2020-17 I.R.B. 664Relief from Penalty for Failure to Deposit Employment Taxes | Internal Revenue Service (Treasury Department) | United States; Department of the Treasury and Internal Revenue Service (federal)Federal | Mar. 31, 2020 | 2020 Q22020 Q32020 Q4 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-080 | IR-2020-59, People First InitiativeIRS unveils new People First Initiative; COVID-19 effort temporarily adjusts, suspends key compliance program | Internal Revenue Service (Commissioner Charles P. Rettig) | United States; Internal Revenue Service (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Courts and public officesOther | Primary source read | |