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Ex. AGY-FED-FINANCIAL-056 Order Primary source read

Release No. 34-88465, Order Under Section 36 of the Securities Exchange Act of 1934 Modifying Exemptions From the Reporting and Proxy Delivery Requirements for Public Companies

Order Under Section 36 of the Securities Exchange Act of 1934 Modifying Exemptions From the Reporting and Proxy Delivery Requirements for Public Companies

Securities and Exchange Commission · United States; Securities and Exchange Commission (federal) (Federal)

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The COVID Project

The record

Jurisdiction
United States; Securities and Exchange Commission (federal)
Level
Federal
Authority
15 U.S.C. § 78mm(a)(1)
Issued
2020-03-25 Mar. 25, 2020
Effective
2020-03-25 (covers filings due from and including March 1, 2020 to July 1, 2020) (read as 2020-03-25)
End
2020-07-01 (last covered due date; filings made within 45 days thereafter) (read as 2020-07-01)
In force
Mar. 25, 2020 to July 1, 2020
Quarters
2020 Q22020 Q3
Limitation types
Telework mandateOther
Addressees
  • every Exchange Act registrant and every person filing with respect to a registrant
Functions reached
  • OP (SEC reporting performed remotely; audits delayed)
  • CM capital markets
  • CB investors
Collection
Federal financial regulators AGY-FED-FINANCIAL

Operative words

[The Commission is] modifying the exemptions to cover filings due on or before July 1, 2020, pursuant to its [authority under Section 36].... This Order supersedes the Original Order. Accordingly, IT IS ORDERED, pursuant to Section 36 of the Exchange Act, that a registrant (as defined in Exchange Act Rule 12b-2) subject to the reporting requirements of Exchange Act Section 13(a) or 15(d), and any person required to make any filings with respect to such a registrant, is exempt from any requirement to file or furnish materials [with the Commission under the specified sections and rules, provided the filing is made] no later than 45 days after the original due date.

Enforcement

Conditional exemption; 15 U.S.C. §§ 78m, 78n, 78o(d)

Notes

The Commission's March 25, 2020 finding that the disruptions of March 4 would persist through the second quarter of 2020 for every public company

A record of The COVID Project. The instrument's text is the source's; the summary fields are The COVID Project's reading of it. Not legal advice.