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The COVID Project

The Record

The Orders Library

13,511 instruments indexed by The COVID Project: the orders of the fifty States and the District, forty metros, the federal layer and the agencies; the standing duties; the organizers' notices; the legal authorities. Filter by kind, State, limitation type, quarter and more; open the exhibit; download what you find.

Double quotes make a phrase ("stay at home"). An exhibit ID (TX-004) opens its record first.

Results

The COVID Projectcovidproject.com/library
22 instruments · showing 1–22
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ExhibitInstrumentIssuerJurisdictionIssuedQuartersLimitationsGradeFile
Ex. AGY-FED-FINANCIAL-050Release No. 34-88318, Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules ThereunderOrder Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain…Securities and Exchange CommissionUnited States; Securities and Exchange Commission (federal)FederalMar. 4, 20202020 Q2Telework mandateOtherPrimary source read
Ex. AGY-FED-FINANCIAL-001Interagency Statement on Pandemic Planning (SR 20-3 / CA 20-2)Interagency Statement on Pandemic PlanningFFIEC (transmitted by Federal Reserve SR 20-3 / CA 20-2, OCC Bulletin 2020-13, FDIC FIL-14-2020)United States; Federal Financial Institutions Examination Council on behalf of the Federal Reserve Board, FDIC, OCC, NCUA, CFPB and State Liaison Committee (federal interagency)FederalMar. 6, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Telework mandateWorkplace rulesOtherPrimary source read
Ex. AGY-FED-FINANCIAL-074FINRA Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory ReliefFINRAUnited States; Financial Industry Regulatory Authority (self-regulatory organization registered under Exchange Act § 15A, 15 U.S.C. § 78o-3, subject to SEC oversight)Sector regulatorMar. 9, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Context (guidance or announcement)Telework mandateWorkplace rulesOtherPrimary source read
Ex. AGY-FED-FINANCIAL-052Investment Advisers Act Release No. 5463, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderSecurities and Exchange CommissionUnited States; Securities and Exchange Commission (federal)FederalMar. 13, 20202020 Q2Telework mandateOtherPrimary source read
Ex. AGY-FED-FINANCIAL-058Investment Advisers Act Release No. 5469, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Under Section 206A of the Investment Advisers Act Granting Exemptions from Specified Provisions and Certain Rules ThereunderSecurities and Exchange CommissionUnited States; Securities and Exchange Commission (federal)FederalMar. 25, 20202020 Q22020 Q3Telework mandateOtherPrimary source read
Ex. AGY-FED-FINANCIAL-032Letter to Credit Unions 20-CU-05Offsite Examination and Supervision ApproachNCUAUnited States; National Credit Union Administration (federal)FederalMar. 1, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Context (guidance or announcement)Telework mandateOtherPrimary source read
Ex. AGY-FED-FINANCIAL-054Release No. 34-88448, Order Under Sections 17A and 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder [for Registered Transfer Agents and Certain Other Persons]Conditional Exemptive Order: Relief for Registered Transfer Agents and Certain Other Persons Affected by COVID-19Securities and Exchange CommissionUnited States; Securities and Exchange Commission (federal)FederalMar. 20, 20202020 Q2Telework mandateOtherPrimary source read
Ex. AGY-FED-FINANCIAL-067CFTC Staff Letter No. 20-02 (No-Action)No-Action Positions for Certain Members of Designated Contract Markets and Swap Execution Facilities to Facilitate Physical Separation in…CFTC Division of Swap Dealer and Intermediary Oversight (Director Joshua B. Sterling) and Division of Market OversightUnited States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)FederalMar. 17, 20202020 Q22020 Q32020 Q42021 Q1Telework mandateWorkplace rulesOtherPrimary source read
Ex. AGY-FED-FINANCIAL-068CFTC Staff Letter No. 20-03 (No-Action)Temporary Relief for Futures Commission Merchants and Introducing Brokers to Facilitate Physical Separation in Derivatives Industry Response…CFTC Division of Swap Dealer and Intermediary OversightUnited States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)FederalMar. 17, 20202020 Q22020 Q32020 Q42021 Q12021 Q2Telework mandateWorkplace rulesOtherPrimary source read
Ex. AGY-FED-FINANCIAL-069CFTC Staff Letter No. 20-06 (No-Action)No-Action Positions for Swap Dealers to Facilitate Physical Separation in Derivatives Industry Response to COVID-19CFTC Division of Swap Dealer and Intermediary OversightUnited States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)FederalMar. 17, 20202020 Q22020 Q32020 Q42021 Q1Telework mandateWorkplace rulesOtherPrimary source read
Ex. AGY-FED-FINANCIAL-011Board statement of March 24, 2020 on supervisory approach (with SR 20-6 examination adjustments)Federal Reserve provides additional information to financial institutions on how its supervisory approach is adjusting in light of the…Board of Governors of the Federal Reserve SystemUnited States; Board of Governors of the Federal Reserve System (federal)FederalMar. 24, 20202020 Q2Context (guidance or announcement)Telework mandateOtherPrimary source read
Ex. AGY-FED-FINANCIAL-056Release No. 34-88465, Order Under Section 36 of the Securities Exchange Act of 1934 Modifying Exemptions From the Reporting and Proxy Delivery Requirements for Public CompaniesOrder Under Section 36 of the Securities Exchange Act of 1934 Modifying Exemptions From the Reporting and Proxy Delivery Requirements for…Securities and Exchange CommissionUnited States; Securities and Exchange Commission (federal)FederalMar. 25, 20202020 Q22020 Q3Telework mandateOtherPrimary source read
Ex. AGY-FED-FINANCIAL-043Letter to Credit Unions 20-CU-17Update to Offsite Examination and Supervision ApproachNCUAUnited States; National Credit Union Administration (federal)FederalMay 1, 20202020 Q22020 Q3Context (guidance or announcement)Telework mandateOtherPrimary source read
Ex. AGY-FED-FINANCIAL-075FINRA Regulatory Notice 20-16FINRA Shares Practices Implemented by Firms to Transition to, and Supervise in, a Remote Work Environment During the COVID-19 PandemicFINRAUnited States; Financial Industry Regulatory Authority (self-regulatory organization)Sector regulatorMay 28, 20202020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3Context (guidance or announcement)Telework mandateOtherPrimary source read
Ex. AGY-FED-FINANCIAL-062Release No. 34-88960, Order Under Sections 17A and 36 of the Securities Exchange Act of 1934 Extending Temporary Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder [for Registered Transfer Agents and Certain Other Persons]Extension of Conditional Exemptive Order: Relief for Registered Transfer Agents and Certain Other Persons Affected by COVID-19Securities and Exchange CommissionUnited States; Securities and Exchange Commission (federal)FederalMay 27, 20202020 Q2Telework mandateOtherPrimary source read
Ex. AGY-FED-FINANCIAL-021Board announcement of June 15, 2020 resuming examination activitiesFederal Reserve Board announces it will resume examination activities for all banks, after previously announcing a reduced focus on exam…Board of Governors of the Federal Reserve SystemUnited States; Board of Governors of the Federal Reserve System (federal)FederalJune 15, 20202020 Q22020 Q3Context (guidance or announcement)Telework mandateOtherPrimary source read
Ex. AGY-FED-FINANCIAL-046Letter to Credit Unions 20-CU-20Phased Approach to On-site OperationsNCUAUnited States; National Credit Union Administration (federal)FederalJune 1, 20202020 Q32020 Q42021 Q12021 Q22021 Q3Context (guidance or announcement)Telework mandateOtherPrimary source read
Ex. AGY-FED-FINANCIAL-071CFTC Staff Letter No. 20-26 (No-Action)Further Extension of Relief Provided in CFTC Staff Letters Nos. 20-02, 20-03, 20-04, 20-05, 20-06, 20-07, and 20-09CFTC Divisions of Swap Dealer and Intermediary Oversight and Market OversightUnited States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight and Division of Market Oversight (federal staff no-action letter)FederalSept. 11, 20202020 Q32020 Q42021 Q1Telework mandateWorkplace rulesOtherPrimary source read
Ex. AGY-FED-FINANCIAL-076FINRA Regulatory Notice 20-42 (and temporary Rule 3110.17 adopted by SR-FINRA-2020-040 as described in the notice)FINRA Seeks Comment on Lessons From the COVID-19 PandemicFINRAUnited States; Financial Industry Regulatory Authority (self-regulatory organization)Sector regulatorDec. 16, 20202020 Q42021 Q12021 Q22021 Q3Telework mandateOtherPrimary source read
Ex. AGY-FED-FINANCIAL-072CFTC Staff Letter No. 21-04 (No-Action)Limited Continuation of Certain No-Action Relief to Market Participants in Response to COVID-19CFTC Market Participants Division (formerly DSIO) and Division of Market OversightUnited States; Commodity Futures Trading Commission, Market Participants Division and Division of Market Oversight (federal staff no-action letter)FederalJan. 19, 20212021 Q12021 Q2Telework mandateWorkplace rulesOtherPrimary source read
Ex. AGY-FED-FINANCIAL-073CFTC Staff Letter No. 21-10 (No-Action)Partial Extension of No-Action Positions to Facilitate Physical Separation in Derivatives Industry Response to COVID-19 (Floor Brokers)CFTC Market Participants Division and Division of Market OversightUnited States; Commodity Futures Trading Commission, Market Participants Division and Division of Market Oversight (federal staff no-action letter)FederalApr. 13, 20212021 Q22021 Q3Telework mandateWorkplace rulesOtherPrimary source read
Ex. AGY-FED-FINANCIAL-066Letter to Credit Unions 21-CU-06NCUA to Implement Phase One of Resuming Onsite OperationsNCUAUnited States; National Credit Union Administration (federal)FederalJuly 19, 20212021 Q3Context (guidance or announcement)Telework mandateOtherPrimary source read

Counts are what The COVID Project has retrieved and indexed, not a count of every order that existed. Every exhibit ID resolves at covidproject.com/library/ID. Not legal advice.