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The Orders Library

Name: The COVID Project Orders Library
Creator: The COVID Project

13,511 instruments indexed by The COVID Project: the orders of the fifty States and the District, forty metros, the federal layer and the agencies; the standing duties; the organizers' notices; the legal authorities. Filter by kind, State, limitation type, quarter and more; open the exhibit; download what you find.

Double quotes make a phrase ("stay at home"). An exhibit ID (TX-004) opens its record first.

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Filters:Industry: Financial Services From Apr. 11, 2020 Clear all

70 instruments · showing 1–25

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Exhibit	Instrument	Issuer	Jurisdiction	Issued	Quarters	Limitations	Grade
Ex. SEC-13-056	Bulletin 2020-3Premium Refunds, Credits, and Reductions in Response to COVID-19 Pandemic	Insurance Commissioner Ricardo Lara (California Department of Insurance)	CaliforniaSector regulator	Apr. 13, 2020	2020 Q22020 Q3	Other	Primary source read
Ex. SEC-13-033	Guidance on the Essential Critical Infrastructure Workforce, Version 3.0Advisory Memorandum on Identification of Essential Critical Infrastructure Workers During COVID-19 Response, Version 3.0	Cybersecurity and Infrastructure Security Agency, DHS	United StatesFederal	Apr. 17, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Business closureOther	Primary source read
Ex. SEC-13-072	Chapter 65 of the Acts of 2020An Act Providing for a Moratorium on Evictions and Foreclosures During the COVID-19 Emergency	Massachusetts General Court; approved by Governor Charles D. Baker	MassachusettsState	Apr. 20, 2020	2020 Q22020 Q32020 Q4	Courts and public officesOther	Primary source read
Ex. SEC-13-GM-015	AFSA, '2020 Law & Compliance Symposium Cancelled' (Apr. 20, 2020) (June 2-4, 2020, Dallas)AFSA Law & Compliance Symposium 2020 (with committee meetings)	American Financial Services Association	Dallas, TXOrganizer	Apr. 20, 2020	2020 Q2	Organizer notice	Primary source read
Ex. SEC-13-GM-104	NAFCU, 'NAFCU Annual Conference canceled' (Apr. 21, 2020): 53rd Annual Conference and Solutions Expo, June 23-26, Vancouver, cancelled 'As cases of coronavirus continue to rise and uncertainty remains'; Spring Regulatory Compliance School, Board of Directors and Supervisory Committee Conference and CEOs and Senior Executives Conference previously cancelledNAFCU Annual Conference & Solutions Expo (June) and NAFCU Congressional Caucus (September)	National Association of Federally-Insured Credit Unions (merged into America's Credit Unions in 2024)	rotating (June); Washington (September),; DCOrganizer	Apr. 21, 2020	2020 Q2	Organizer notice	Primary source read
Ex. SEC-13-059	Executive Order 2020-30 (COVID-19 Executive Order No. 28)Executive Order in Response to COVID-19 (residential eviction filings barred; non-residential eviction enforcement barred; consular…	Governor JB Pritzker	IllinoisState	Apr. 23, 2020	2020 Q22020 Q32020 Q4	Courts and public officesOther	Primary source read
Ex. SEC-13-007	Regulation D: Reserve Requirements of Depository Institutions (interim final rule), 85 Fed. Reg. 23445 (Apr. 28, 2020), Docket No. R-1715Regulation D: Reserve Requirements of Depository Institutions	Board of Governors of the Federal Reserve System	United StatesFederal	Apr. 24, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. SEC-13-GM-008	Independent Agent magazine (Big 'I' house publication), '2020 Big I Virtual Legislative Conference Registration Open' (Apr. 30, 2020)Big 'I' Legislative Conference (independent insurance agents' Washington fly-in)	Independent Insurance Agents & Brokers of America (Big 'I')	Washington, DCOrganizer	Apr. 30, 2020	2020 Q2	Organizer notice	Primary source read
Ex. SEC-13-020	Extension of Certain Timeframes for Employee Benefit Plans, Participants, and Beneficiaries Affected by the COVID-19 Outbreak (Joint Notice), 85 Fed. Reg. 26351 (May 4, 2020)Extension of Certain Timeframes for Employee Benefit Plans, Participants, and Beneficiaries Affected by the COVID-19 Outbreak	Department of Labor (EBSA) and Department of the Treasury (IRS)	United StatesFederal	Apr. 28, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. SEC-13-GM-016	HousingWire (Phil Hall), 'Ready to go back to a live mortgage industry event? MBA, NAR, NAMB and others test the waters' (May 11, 2020)MBA Annual Convention & Expo (the mortgage industry's largest gathering)	Mortgage Bankers Association	Chicago (2020 as planned); San Diego (2021), IL (2020); CA (2021)Organizer	May 11, 2020	2020 Q2	Organizer notice	Confirmed from a secondary source
Ex. SEC-13-GM-002	SHRM, 'SHRM 2020 Annual Conference & Expo Canceled' (May 12, 2020)SHRM 2020 Annual Conference & Expo (the human-resources profession's annual conference; attended by bank, insurer and advisory-firm HR…	Society for Human Resource Management	San Diego (San Diego Convention Center), CAOrganizer	May 12, 2020	2020 Q2	Organizer notice	Primary source read
Ex. SEC-13-GM-014	ABA Banking Journal, 'ABA Announces New Risk and Compliance Virtual Conference' (May 13, 2020) (July 28-30, 2020)ABA Regulatory Compliance Conference and Risk Management Conference (2020 replaced by a single Risk and Compliance Virtual Conference)	American Bankers Association	rotating (2020 in-person venues not sourced)Organizer	May 13, 2020	2020 Q2	Organizer notice	Primary source read
Ex. SEC-13-104	Act No. 101 of 2020 (S.333)An act relating to establishing a moratorium on ejectment and foreclosure actions during the COVID-19 emergency	Vermont General Assembly; approved by Governor Phil Scott	VermontState	May 14, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Courts and public officesOther	Primary source read
Ex. SEC-13-GM-030	FINRA, COVID-19 Frequently Asked Questions (2020 page; entries added Mar.-May 2020): Prometric test-center closure and extension of qualification examination windowsFINRA qualification examinations (SIE, Series 6, 7, 63, 65, 66 and others) sat at Prometric test centers (class: the licensing sitting on…	FINRA and NASAA through Prometric	test centers in every State, ALLOrganizer	May 15, 2020	2020 Q2	Organizer notice	Primary source read
Ex. SEC-13-GM-027	ABA Banking Journal, 'OCC Rule Clarifies Virtual Meeting Options for National Banks, Federal Thrifts' (May 27, 2020)Annual and special meetings of shareholders of national banks, federal savings associations, State banks and bank holding companies (class)	each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules	every State (headquarters, branches, hotels), ALLOrganizer	May 27, 2020	2020 Q2	Organizer notice	Confirmed from a secondary source
Ex. SEC-13-GM-026	Office of the Comptroller of the Currency, interim final rule, Director, Shareholder, and Member Meetings, 85 Fed. Reg. 31943 (May 28, 2020) (RIN 1557-AE94), effective May 28, 2020 (same instrument as Ex. AGY-FED-FINANCIAL-020)Annual and special meetings of shareholders of national banks, federal savings associations, State banks and bank holding companies (class)	each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules	every State (headquarters, branches, hotels), ALLOrganizer	May 28, 2020	2020 Q2	Organizer notice	Primary source read
Ex. SEC-13-057	Executive Order N-66-20Executive Order N-66-20 (extension of the N-28-20 local eviction and foreclosure protections, paras. 20-21, and other emergency suspensions)	Governor Gavin Newsom	CaliforniaState	May 29, 2020	2020 Q22020 Q3	Other	Confirmed from a secondary source
Ex. SEC-13-GM-007	AFSA, 'Save the Date! 2020 Combined Annual Meeting and Independents Conference & Expo, October 4-7 at the Grand America Hotel in Salt Lake City' (June 9, 2020)AFSA Annual Meeting and Independents Conference & Expo 2020 (combined)	American Financial Services Association	Salt Lake City (Grand America Hotel), UTOrganizer	June 9, 2020	2020 Q2	Organizer notice	Primary source read
Ex. SEC-13-GM-122	LIMRA news release (Windsor, Conn., June 22, 2020): 'Former White House Insiders to Speak at LIMRA's 2020 Virtual Annual Conference' (Oct. 26-28, 2020; 'Due to restrictions brought on by the pandemic, the conference will be virtual'; 'one of the largest gatherings of executives representing all sectors of the financial services industry')LIMRA Annual Conference (life-insurance and financial-services executives)	LIMRA (LL Global)	rotating (2020 in-person venue not sourced)Organizer	June 22, 2020	2020 Q2	Organizer notice	Primary source read
Ex. SEC-13-GM-120	NAIC news release (Washington, June 26, 2020): registration open for the NAIC Summer 2020 National Meeting, 'which will be held in a virtual format over a three-week period beginning the week of July 27 and ending the week of August 10'NAIC National Meetings (Spring, Summer and Fall), at which insurers, agents' associations and their counsel appear before the State…	National Association of Insurance Commissioners	rotating (Fall 2020: Indianapolis; Summer 2021: Columbus), IN; OHOrganizer	June 26, 2020	2020 Q2	Organizer notice	Primary source read
Ex. SEC-13-058	Executive Order N-71-20Executive Order N-71-20 (extension of N-28-20 eviction and foreclosure protections through Sept. 30, 2020; other suspensions)	Governor Gavin Newsom	CaliforniaState	June 30, 2020	2020 Q22020 Q3	Other	Primary source read
Ex. SEC-13-088	Enrolled House Bill 4204 (2020)Relating to strategies to protect Oregonians from the effects of the COVID-19 pandemic (mortgage forbearance and foreclosure moratorium)	Oregon Legislative Assembly (2020 First Special Session); approved by Governor Kate Brown June 30, 2020	OregonState	June 30, 2020	2020 Q22020 Q32020 Q4	Courts and public officesOther	Primary source read
Ex. SEC-13-089	Enrolled House Bill 4213 (2020)Relating to evictions; and declaring an emergency (residential and commercial eviction moratorium; nonpayment grace period)	Oregon Legislative Assembly (2020 First Special Session); approved by Governor Kate Brown June 30, 2020	OregonState	June 30, 2020	2020 Q22020 Q32020 Q42021 Q1	Courts and public officesOther	Primary source read
Ex. SEC-13-GM-106	CUNA News, 'Virtual events take center stage' (July 1, 2020): 'all CUNA staff started working remotely due to the coronavirus (COVID-19) pandemic. Many of CUNA's live events also shifted to virtual events'CUNA Governmental Affairs Conference (GAC), the credit-union movement's largest annual gathering	Credit Union National Association	Washington (Walter E. Washington Convention Center), DCOrganizer	July 1, 2020	2020 Q3	Organizer notice	Primary source read
Ex. SEC-13-GM-109	MDRT news release (Park Ridge, Ill., July 9, 2020): 'MDRT brings industry-leading conference experience to cyberspace with 2020 Virtual Event' starting Aug. 3, 2020, 'Rising to the challenge of bringing financial advisors together to help clients during the COVID-19 pandemic'; incorporates components of the in-person Annual Meeting and Global ConferenceMDRT Annual Meeting and Global Conference (Million Dollar Round Table; life-insurance and financial-advisor producers)	Million Dollar Round Table	rotating (2020 in-person venue not sourced)Organizer	July 9, 2020	2020 Q3	Organizer notice	Primary source read

Insurance Commissioner Ricardo Lara (California Department of Insurance), Bulletin 2020-3 (Apr. 13, 2020) (Ex. SEC-13-056)
Cybersecurity and Infrastructure Security Agency, DHS, Guidance on the Essential Critical Infrastructure Workforce, Version 3.0 (Apr. 17, 2020) (Ex. SEC-13-033)
Massachusetts General Court; approved by Governor Charles D. Baker, Chapter 65 of the Acts of 2020 (Apr. 20, 2020) (Ex. SEC-13-072)
American Financial Services Association, AFSA, '2020 Law & Compliance Symposium Cancelled' (Apr. 20, 2020) (June 2-4, 2020, Dallas) (Ex. SEC-13-GM-015)
National Association of Federally-Insured Credit Unions (merged into America's Credit Unions in 2024), NAFCU, 'NAFCU Annual Conference canceled' (Apr. 21, 2020): 53rd Annual Conference and Solutions Expo, June 23-26, Vancouver, cancelled 'As cases of coronavirus continue to rise and uncertainty remains'; Spring Regulatory Compliance School, Board of Directors and Supervisory Committee Conference and CEOs and Senior Executives Conference previously cancelled (Ex. SEC-13-GM-104)
Governor JB Pritzker, Executive Order 2020-30 (COVID-19 Executive Order No. 28) (Apr. 23, 2020) (Ex. SEC-13-059)
Board of Governors of the Federal Reserve System, Regulation D: Reserve Requirements of Depository Institutions (interim final rule), 85 Fed. Reg. 23445 (Apr. 28, 2020), Docket No. R-1715 (Apr. 24, 2020) (Ex. SEC-13-007)
Independent Insurance Agents & Brokers of America (Big 'I'), Independent Agent magazine (Big 'I' house publication), '2020 Big I Virtual Legislative Conference Registration Open' (Apr. 30, 2020) (Ex. SEC-13-GM-008)
Department of Labor (EBSA) and Department of the Treasury (IRS), Extension of Certain Timeframes for Employee Benefit Plans, Participants, and Beneficiaries Affected by the COVID-19 Outbreak (Joint Notice), 85 Fed. Reg. 26351 (May 4, 2020) (Apr. 28, 2020) (Ex. SEC-13-020)
Mortgage Bankers Association, HousingWire (Phil Hall), 'Ready to go back to a live mortgage industry event? MBA, NAR, NAMB and others test the waters' (May 11, 2020) (Ex. SEC-13-GM-016)
Society for Human Resource Management, SHRM, 'SHRM 2020 Annual Conference & Expo Canceled' (May 12, 2020) (Ex. SEC-13-GM-002)
American Bankers Association, ABA Banking Journal, 'ABA Announces New Risk and Compliance Virtual Conference' (May 13, 2020) (July 28-30, 2020) (Ex. SEC-13-GM-014)
Vermont General Assembly; approved by Governor Phil Scott, Act No. 101 of 2020 (S.333) (May 14, 2020) (Ex. SEC-13-104)
FINRA and NASAA through Prometric, FINRA, COVID-19 Frequently Asked Questions (2020 page; entries added Mar.-May 2020): Prometric test-center closure and extension of qualification examination windows (May 15, 2020) (Ex. SEC-13-GM-030)
each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules, ABA Banking Journal, 'OCC Rule Clarifies Virtual Meeting Options for National Banks, Federal Thrifts' (May 27, 2020) (Ex. SEC-13-GM-027)
each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules, Office of the Comptroller of the Currency, interim final rule, Director, Shareholder, and Member Meetings, 85 Fed. Reg. 31943 (May 28, 2020) (RIN 1557-AE94), effective May 28, 2020 (same instrument as Ex. AGY-FED-FINANCIAL-020) (Ex. SEC-13-GM-026)
Governor Gavin Newsom, Executive Order N-66-20 (May 29, 2020) (Ex. SEC-13-057)
American Financial Services Association, AFSA, 'Save the Date! 2020 Combined Annual Meeting and Independents Conference & Expo, October 4-7 at the Grand America Hotel in Salt Lake City' (June 9, 2020) (Ex. SEC-13-GM-007)
LIMRA (LL Global), LIMRA news release (Windsor, Conn., June 22, 2020): 'Former White House Insiders to Speak at LIMRA's 2020 Virtual Annual Conference' (Oct. 26-28, 2020; 'Due to restrictions brought on by the pandemic, the conference will be virtual'; 'one of the largest gatherings of executives representing all sectors of the financial services industry') (Ex. SEC-13-GM-122)
National Association of Insurance Commissioners, NAIC news release (Washington, June 26, 2020): registration open for the NAIC Summer 2020 National Meeting, 'which will be held in a virtual format over a three-week period beginning the week of July 27 and ending the week of August 10' (Ex. SEC-13-GM-120)
Governor Gavin Newsom, Executive Order N-71-20 (June 30, 2020) (Ex. SEC-13-058)
Oregon Legislative Assembly (2020 First Special Session); approved by Governor Kate Brown June 30, 2020, Enrolled House Bill 4204 (2020) (June 30, 2020) (Ex. SEC-13-088)
Oregon Legislative Assembly (2020 First Special Session); approved by Governor Kate Brown June 30, 2020, Enrolled House Bill 4213 (2020) (June 30, 2020) (Ex. SEC-13-089)
Credit Union National Association, CUNA News, 'Virtual events take center stage' (July 1, 2020): 'all CUNA staff started working remotely due to the coronavirus (COVID-19) pandemic. Many of CUNA's live events also shifted to virtual events' (Ex. SEC-13-GM-106)
Million Dollar Round Table, MDRT news release (Park Ridge, Ill., July 9, 2020): 'MDRT brings industry-leading conference experience to cyberspace with 2020 Virtual Event' starting Aug. 3, 2020, 'Rising to the challenge of bringing financial advisors together to help clients during the COVID-19 pandemic'; incorporates components of the in-person Annual Meeting and Global Conference (Ex. SEC-13-GM-109)

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