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Ex. SEC-13-033 Order Primary source read

Guidance on the Essential Critical Infrastructure Workforce, Version 3.0

Advisory Memorandum on Identification of Essential Critical Infrastructure Workers During COVID-19 Response, Version 3.0

Cybersecurity and Infrastructure Security Agency, DHS · United States (Federal)

The COVID Project

The record

Jurisdiction
United States
Level
Federal
Authority
Advisory guidance under PPD-21 and the National Infrastructure Protection Plan, incorporated by reference in State stay-home and essential-business orders
Issued
2020-04-17 Apr. 17, 2020
Effective
2020-04-17
End
superseded by v3.1 (May 19, 2020), v4.0 (Aug. 18, 2020), v4.1 (Aug. 5, 2021) (read as 2020-05-19)
In force
Apr. 17, 2020 to May 19, 2020
Quarters
2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3
Limitation types
Business closureOther
Addressees
  • State and local officials; critical infrastructure employers
Functions reached
  • BR
  • AT
  • CC
  • CL
  • BL
  • IN
  • WM
  • OP
Collection
Financial Services SEC-13

Operative words

FINANCIAL SERVICES: Workers who are needed to provide, process, and maintain systems for processing, verification, and recording of financial transactions and services, including payment, clearing, and settlement; wholesale funding; insurance services; consumer and commercial lending; public accounting; and capital markets activities. Workers who are needed to maintain orderly market operations to ensure the continuity of financial transactions and services. Workers who are needed to provide business, commercial, and consumer access to bank and non-bank financial services and lending services, including ATMs, lending and money transmission, lockbox banking, and to move currency, checks, securities, and payments (e.g., armored cash carriers). Workers who support financial operations and those staffing call centers, such as those staffing data and security operations centers, managing physical security, or providing accounting services. Workers supporting production and distribution of debit and credit cards. Workers providing electronic point of sale support personnel for essential businesses and workers.

Enforcement

None of its own; the State orders that adopted it defined the permitted scope of operations and imposed conditions on the operations permitted

Notes

v1.0 (Mar. 19, 2020) listed only three financial-services bullets (SEC-07-001 / FED-394); the designation is the premise of the conditions, never an exemption from them.

Retrieval note

Same instrument as SEC-07-003.