| Ex. AGY-FED-FINANCIAL-076 | FINRA Regulatory Notice 20-42 (and temporary Rule 3110.17 adopted by SR-FINRA-2020-040 as described in the notice)FINRA Seeks Comment on Lessons From the COVID-19 Pandemic | FINRA | United States; Financial Industry Regulatory Authority (self-regulatory organization)Sector regulator | Dec. 16, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. WA-099 | Emergency rule WAC 296-800-14035 (WSR 21-01-141; re-adoption of the rule first adopted in 2020 and re-adopted by WSR 20-16-054 (July 28, 2020) and WSR 20-23-076 (Nov. 16, 2020))2019 Novel coronavirus prohibited business activities and compliance with conditions for operations (Safe Start phased reopening… | Washington State Department of Labor and Industries | WashingtonSector regulator | Dec. 16, 2020 | 2020 Q42021 Q12021 Q2 | Business closureCapacity limitWorkplace rules | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-036 | Industry Advisory / Regulatory Notice of December 18, 2020New Foreclosure Update: Executive Order 20-12-17-02 Issued by Governor Hogan | Commissioner of Financial Regulation | Maryland; Office of the Commissioner of Financial RegulationSector regulator | Dec. 18, 2020 | 2020 Q42021 Q1 | Courts and public officesOther | Primary source read | |
| Ex. MD-050 | MDH Amended Directive and Order Regarding Various Healthcare Matters, No. MDH 2020-12-17-01 (traveler testing and quarantine; testing framework; hospital surge and visitation)Amended Directive and Order Regarding Various Healthcare Matters | Dennis R. Schrader, Secretary of Health | MarylandSector regulator | Dec. 17, 2020 | 2020 Q42021 Q1 | Travel and quarantineHealth care ordersQuarantine and isolation | Primary source read | |
| Ex. ND-069 | Executive Order 2020-45Minimum eight-vehicle sales requirement for automobile dealer license renewal suspended for the 2021 renewal period because 'the coronavirus… | Governor Doug Burgum (for NDDOT Motor Vehicle Division) | North DakotaSector regulator | Dec. 18, 2020 | 2020 Q4 | Other | Primary source read | |
| Ex. DC-044 | DC Health, Updated Phase 2 Gyms and Workout Studios Guidance (December 20, 2020)Updated Phase 2 Gyms and Workout Studios Guidance | DC Health | District of ColumbiaSector regulator | Dec. 20, 2020 | 2020 Q42021 Q12021 Q2 | Capacity limitFace-covering requirementWorkplace rules | Primary source read | |
| Ex. SEC-23-007 | Notice to Oil and Gas Operators: Expiration of Certain Administrative Compliance and Technical Permitting and Filing RequirementsExpiration of the April 3, 2020 extensions on December 31, 2020 | Railroad Commission of Texas, Oil and Gas Division | TexasSector regulator | Dec. 21, 2020 | 2020 Q4 | Other | Primary source read | |
| Ex. AGY-ST-HEALTH-BOARDS-014 | DOH Emergency Order 20-015In re: Suspension of Statutes, Rules and Orders Made Necessary by COVID-19 (COVID-19 vaccination data for children and students to Florida… | Scott A. Rivkees, M.D., State Surgeon General | Florida Department of Health, Office of the State Surgeon General; State levelSector regulator | Dec. 23, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Health care ordersOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-006 | Insurance Circular Letter No. 17 (2020)Coronavirus and the Suspension of Certain Utilization Review and Notification Requirements under the 'Surge and Flex' Protocol | Superintendent of Financial Services | New York; Department of Financial ServicesSector regulator | Dec. 23, 2020 | 2020 Q42021 Q1 | Health care orders | Primary source read | |
| Ex. AR-068 | Revised Visitation, Screening, and Staffing Directive for Long-term Care Facilities (December 23, 2020)Long-term-care visitation directive in force through 2021 | Arkansas Department of Health | ArkansasSector regulator | Dec. 23, 2020 | 2020 Q42021 Q12021 Q22021 Q3 | Health care orders | Primary source read | |
| Ex. DC-042 | DC Health, Update Phase 2 Office Buildings Guidance (December 23, 2020)Update Phase 2 Office Buildings Guidance | DC Health | District of ColumbiaSector regulator | Dec. 23, 2020 | 2020 Q42021 Q12021 Q2 | Telework mandateFace-covering requirementWorkplace rules | Primary source read | |
| Ex. DC-045 | DC Health, Updated Phase 2 Places of Worship Guidance (December 24, 2020)Updated Phase 2 Places of Worship Guidance | DC Health | District of ColumbiaSector regulator | Dec. 24, 2020 | 2020 Q42021 Q12021 Q2 | Capacity limitGathering capFace-covering requirementWorkplace rules | Primary source read | |
| Ex. DC-048 | DC Health, Phase 2 Long Term Care Guidance (December 24, 2020)Phase 2 Long Term Care Guidance | DC Health | District of ColumbiaSector regulator | Dec. 24, 2020 | 2020 Q42021 Q12021 Q2 | Face-covering requirementHealth care ordersWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. AGY-ST-GAMING-RACING-035 | Requirements to Ensure Compliance with COVID-19 Order No. 59, Order Temporarily Applying Further Capacity Restrictions to Statewide COVID-19 Safety RulesSupplemental requirements: total occupancy of each gaming establishment capped at 25 percent (workers included); amenities at the Order No.… | Massachusetts Gaming Commission | Massachusetts Gaming Commission (State gaming regulator)Sector regulator | Dec. 22, 2020 | 2020 Q42021 Q1 | Capacity limitCurfew and hoursWorkplace rules | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-082 | Bulletin 2020-30Continued Flexibility in the Issuance and Administration of Insurance during the COVID-19 (Coronavirus) Public Health Crisis | Gary D. Anderson, Commissioner of Insurance | Massachusetts; Division of Insurance, Office of Consumer Affairs and Business Regulation (State insurance regulator)Sector regulator | Dec. 29, 2020 | 2020 Q42021 Q12021 Q2 | Context (guidance or announcement)Other | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-103 | Bulletin 2020-33Flexibility in the Issuance and Administration of Liquor Liability and Workers' Compensation Coverage for Liquor Licensees Closed to the… | Gary D. Anderson, Commissioner of Insurance | Massachusetts; Division of InsuranceSector regulator | Dec. 29, 2020 | 2020 Q42021 Q12021 Q2 | Context (guidance or announcement)Business closureOther | Primary source read | |
| Ex. GA-049 | Directive 20-EX-11Reissuing Temporary Suspension of Certain Concurrent and Utilization Review Requirements | Insurance and Safety Fire Commissioner John F. King | GeorgiaSector regulator | Dec. 31, 2020 | 2020 Q42021 Q1 | Health care orders | Primary source read | |
| Ex. AGY-ST-LABOR-WORKPLACE-046 | Wage Protection Rules, 7 CCR 1103-7 (adopted Nov. 10, 2020; effective Jan. 1, 2021), Rules 2.6-2.7 and 3 (HFWA paid sick leave and public health emergency leave)Wage Protection Rules implementing the Healthy Families and Workplaces Act paid sick leave and public health emergency leave | Colorado Department of Labor and Employment, Division of Labor Standards and Statistics | Colorado; Division of Labor Standards and Statistics, Department of Labor and EmploymentSector regulator | Nov. 10, 2020 | 2021 Q12021 Q22021 Q3 | Workplace rulesQuarantine and isolation | Primary source read | |
| Ex. CO-038 | Fourth Amended Public Health Order 20-36COVID-19 Dial | CDPHE, Executive Director Jill Hunsaker Ryan | ColoradoSector regulator | Jan. 4, 2021 | 2021 Q1 | Telework mandateCapacity limitGathering capFace-covering requirementCurfew and hoursAlcohol and barsEvents and venuesWorkplace rules | Primary source read | |
| Ex. MET-PHX-039 | Face Coverings Required on Transit Vehicles (City ordinance approved Jan. 4, 2021; Mayor's proclamation)Face Coverings Required on Transit Vehicles - Sun Tran | Tucson Mayor and Council (Jan. 4, 2021 transit safety ordinance) and Mayor Regina Romero (proclamation), as posted by Sun Tran | City of Tucson, Arizona (Sun Tran, Sun Link, Sun Van, Sun Shuttle)Sector regulator | Jan. 4, 2021 | 2021 Q12021 Q22021 Q3 | Face-covering requirementTravel and quarantineWorkplace rules | Confirmed from a secondary source | |
| Ex. DC-047 | DC Health, Updated Phase Two Construction Sites Guidance (January 5, 2021)Updated Phase Two Construction Sites Guidance | DC Health | District of ColumbiaSector regulator | Jan. 5, 2021 | 2021 Q12021 Q2 | Face-covering requirementWorkplace rules | Primary source read | |
| Ex. IL-058 | Secretary of State release (Jan. 4, 2021)Jesse White Issues Reminder as Driver Services Facilities Set to Reopen Statewide Tomorrow (Jan. 5); Driver's license and ID card expiration… | Illinois Secretary of State Jesse White | IllinoisSector regulator | Jan. 4, 2021 | 2021 Q1 | Face-covering requirementCourts and public officesWorkplace rules | Primary source read | |
| Ex. NE-063 | Executive Order 21-01Coronavirus - Supervising Pharmacy Technicians & Pharmacist Interns | Governor Pete Ricketts | NebraskaSector regulator | Jan. 7, 2021 | 2021 Q12021 Q22021 Q3 | Health care ordersVaccination or testing | Primary source read | |
| Ex. AGY-ST-AGRICULTURE-PARKS-WILDLIFE-060 | Emergency rule WSR 21-03-012, readopting WAC 246-358-002Emergency Rules, Department of Health, Chapter 246-358 WAC, Temporary Worker Housing (WSR 21-03-012) | Washington State Department of Health | Washington State Department of Health (State agency)Sector regulator | Jan. 8, 2021 | 2021 Q12021 Q2 | Capacity limitFace-covering requirementWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. AGY-ST-AGRICULTURE-PARKS-WILDLIFE-061 | Emergency rule WSR 21-03-013, readopting WAC 296-307-16102Emergency Rules, Department of Labor and Industries, Chapter 296-307 WAC, Temporary Worker Housing (WSR 21-03-013) | Washington State Department of Labor and Industries | Washington State Department of Labor and Industries (State agency)Sector regulator | Jan. 8, 2021 | 2021 Q12021 Q2 | Capacity limitFace-covering requirementWorkplace rulesQuarantine and isolation | Primary source read | |