| Ex. SEC-04-004 | CMS-3401-IFC, 85 Fed. Reg. 54820Medicare and Medicaid Programs, Clinical Laboratory Improvement Amendments (CLIA), and Patient Protection and Affordable Care Act… | Centers for Medicare & Medicaid Services, Department of Health and Human Services | United StatesFederal | Sept. 2, 2020 | 2020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. SEC-04-021 | CMS-3415-IFC, 86 Fed. Reg. 61555Medicare and Medicaid Programs; Omnibus COVID-19 Health Care Staff Vaccination | Centers for Medicare & Medicaid Services | United StatesFederal | Nov. 5, 2021 | | Health care ordersVaccination or testing | Primary source read | |
| Ex. SEC-04-006 | CMS-5531-IFC, 85 Fed. Reg. 27550Medicare and Medicaid Programs, Basic Health Program, and Exchanges; Additional Policy and Regulatory Revisions in Response to the COVID-19… | Centers for Medicare & Medicaid Services | United StatesFederal | May 8, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rules | Primary source read | |
| Ex. SEC-04-008 | CMS-3414-IFC, 86 Fed. Reg. 26306Medicare and Medicaid Programs; COVID-19 Vaccine Requirements for Long-Term Care (LTC) Facilities and Intermediate Care Facilities for… | Centers for Medicare & Medicaid Services | United StatesFederal | May 13, 2021 | 2021 Q22021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-010 | QSO-20-18-HHAGuidance for Infection Control and Prevention Concerning Coronavirus Disease 2019 (COVID-19) in Home Health Agencies (HHAs) | Centers for Medicare & Medicaid Services, Quality, Safety & Oversight Group | United States (Medicare- and Medicaid-participating home health agencies)Sector regulator | Mar. 10, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rules | Primary source read | |
| Ex. SEC-04-017 | CMS-1744-IFC, 85 Fed. Reg. 19230Medicare and Medicaid Programs; Policy and Regulatory Revisions in Response to the COVID-19 Public Health Emergency | Centers for Medicare & Medicaid Services | United StatesFederal | Apr. 6, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersOther | Primary source read | |
| Ex. SEC-04-001 | QSO-20-14-NH (REVISED)Guidance for Infection Control and Prevention of Coronavirus Disease 2019 (COVID-19) in nursing homes (REVISED) | Centers for Medicare & Medicaid Services, Quality, Safety & Oversight Group | United States (Medicare- and Medicaid-certified nursing homes)Sector regulator | Mar. 9, 2020 | 2020 Q22020 Q3 | Gathering capHealth care ordersWorkplace rules | Primary source read | |
| Ex. SEC-04-002 | QSO-20-39-NHNursing Home Visitation - COVID-19 | Centers for Medicare & Medicaid Services, Survey and Certification Group | United States (Medicare- and Medicaid-certified nursing homes)Sector regulator | Sept. 17, 2020 | 2020 Q32020 Q42021 Q1 | Gathering capHealth care ordersWorkplace rules | Primary source read | |
| Ex. SEC-04-003 | QSO-20-39-NH REVISED 04/27/2021Nursing Home Visitation - COVID-19 (REVISED) | Centers for Medicare & Medicaid Services, Quality, Safety & Oversight Group | United States (Medicare- and Medicaid-certified nursing homes)Sector regulator | Apr. 27, 2021 | 2021 Q22021 Q3 | Gathering capHealth care ordersWorkplace rules | Primary source read | |
| Ex. SEC-04-011 | QSO-20-16-HospiceGuidance for Infection Control and Prevention Concerning Coronavirus Disease 2019 (COVID-19) in Hospice Agencies | Centers for Medicare & Medicaid Services | United States (Medicare hospices)Sector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rules | Primary source read | |
| Ex. SEC-04-GM-004 | Organizer noticeCommunal dining in Medicare- and Medicaid-certified nursing homes (DN) | Every certified nursing home (15,600 facilities; 1.3 million residents) | Every facility, ALLOrganizer | Mar. 13, 2020 | 2020 Q2 | Organizer notice | Primary source read | |
| Ex. SEC-04-024 | CMS press release, Aug. 18, 2021Biden-Harris Administration Takes Additional Action to Protect America's Nursing Home Residents from COVID-19 | Centers for Medicare & Medicaid Services (press release) | United StatesFederal | Aug. 18, 2021 | 2021 Q3 | Vaccination or testing | Primary source read | |
| Ex. SEC-04-005 | QSO-20-38-NHInterim Final Rule (IFC), CMS-3401-IFC, Additional Policy and Regulatory Revisions in Response to the COVID-19 Public Health Emergency… | Centers for Medicare & Medicaid Services, Survey and Certification Group | United StatesSector regulator | Aug. 26, 2020 | 2020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rulesQuarantine and isolation | Primary source read | |
| Ex. SEC-04-007 | QSO-20-29-NHInterim Final Rule Updating Requirements for Notification of Confirmed and Suspected COVID-19 Cases Among Residents and Staff in Nursing… | Centers for Medicare & Medicaid Services | United StatesSector regulator | May 6, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rules | Primary source read | |
| Ex. SEC-04-009 | QSO-21-19-NHInterim Final Rule - COVID-19 Vaccine Immunization Requirements for Residents and Staff | Centers for Medicare & Medicaid Services | United StatesSector regulator | May 11, 2021 | 2021 Q22021 Q3 | Health care ordersWorkplace rulesVaccination or testing | Primary source read | |
| Ex. SEC-04-012 | QSO-20-30-NH (REVISED 03/10/2021)Nursing Home Reopening Recommendations for State and Local Officials | Centers for Medicare & Medicaid Services | United StatesSector regulator | May 18, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Gathering capHealth care orders | Primary source read | |
| Ex. SEC-04-013 | QSO-20-23-ICF/IID & PRTFGuidance for Infection Control and Prevention of Coronavirus Disease 2019 (COVID-19) in Intermediate Care Facilities for Individuals with… | Centers for Medicare & Medicaid Services | United States (ICF/IIDs and PRTFs)Sector regulator | Mar. 30, 2020 | 2020 Q22020 Q32020 Q4 | Gathering capHealth care orders | Primary source read | |
| Ex. SEC-04-015 | COVID-19 Emergency Declaration Blanket Waivers for Health Care Providers (LTC facilities, HHAs, hospices, ICF/IIDs)COVID-19 Emergency Declaration Blanket Waivers for Health Care Providers | Centers for Medicare & Medicaid Services (section 1135 waiver authority) | United StatesFederal | Mar. 30, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersWorkplace rulesOther | Primary source read | |
| Ex. SEC-04-016 | QSO-21-14-ICF/IID & PRTF (REVISED 06/03/2021)Visitation at Intermediate Care Facilities for Individuals with Intellectual Disabilities (ICF/IIDs) and Psychiatric Residential Treatment… | Centers for Medicare & Medicaid Services | United States (ICF/IIDs and PRTFs)Sector regulator | Feb. 10, 2021 | 2021 Q12021 Q22021 Q3 | Gathering capHealth care orders | Primary source read | |
| Ex. SEC-04-018 | QSO-20-20-AllPrioritization of Survey Activities | Centers for Medicare & Medicaid Services | United StatesSector regulator | Mar. 23, 2020 | 2020 Q22020 Q3 | Workplace rulesOther | Primary source read | |
| Ex. SEC-04-019 | QSO-20-31-All (REVISED 01/04/2021)Revised COVID-19 Survey Activities, CARES Act Funding, Enhanced Enforcement for Infection Control deficiencies, and Quality Improvement… | Centers for Medicare & Medicaid Services | United StatesSector regulator | June 1, 2020 | 2020 Q22020 Q32020 Q4 | Workplace rulesOther | Primary source read | |
| Ex. SEC-04-020 | QSO-20-35-ALLEnforcement Cases Held during the Prioritization Period and Revised Survey Prioritization | Centers for Medicare & Medicaid Services | United StatesSector regulator | Aug. 17, 2020 | 2020 Q32020 Q42021 Q1 | Workplace rulesOther | Primary source read | |
| Ex. SEC-04-025 | QSO-21-17-NH (UPDATED 05/10/2021)Updates to Long-Term Care (LTC) Emergency Regulatory Waivers issued in response to COVID-19 | Centers for Medicare & Medicaid Services | United StatesSector regulator | Apr. 8, 2021 | 2021 Q22021 Q3 | Health care ordersWorkplace rulesOther | Primary source read | |
| Ex. SEC-04-026 | QSO-20-25-NH2019 Novel Coronavirus (COVID-19) Long-Term Care Facility Transfer Scenarios | Centers for Medicare & Medicaid Services | United StatesSector regulator | Apr. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersQuarantine and isolation | Primary source read | |
| Ex. SEC-04-073 | QSO-20-38-NH REVISED 09/10/2021Interim Final Rule (IFC), CMS-3401-IFC, Additional Policy and Regulatory Revisions in Response to the COVID-19 Public Health Emergency… | Centers for Medicare & Medicaid Services | United StatesSector regulator | Sept. 10, 2021 | 2021 Q3 | Health care ordersWorkplace rulesQuarantine and isolation | Primary source read | |