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The Orders Library

Name: The COVID Project Orders Library
Creator: The COVID Project

13,511 instruments indexed by The COVID Project: the orders of the fifty States and the District, forty metros, the federal layer and the agencies; the standing duties; the organizers' notices; the legal authorities. Filter by kind, State, limitation type, quarter and more; open the exhibit; download what you find.

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Filters:Industry: Financial Services 2020 Q3 Clear all

49 instruments · showing 26–49

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Exhibit	Instrument	Issuer	Jurisdiction	Issued	Quarters	Limitations	Grade
Ex. SEC-13-048	Department of Banking and Insurance Bulletin No. 20-1590-Day Grace Period for Property and Casualty Insurance Premium Payments Due to the Disruption Caused by COVID-19	Commissioner of Banking and Insurance Marlene Caride	New JerseySector regulator	Apr. 10, 2020	2020 Q22020 Q3	Other	Primary source read
Ex. SEC-13-009	Joint Statement on Supervisory and Enforcement Practices Regarding the Mortgage Servicing Rules in Response to the COVID-19 Emergency and the CARES ActJoint Statement on Supervisory and Enforcement Practices Regarding the Mortgage Servicing Rules in Response to the COVID-19 Emergency and…	CFPB, Federal Reserve Board, FDIC, NCUA, OCC and State Banking Regulators (CSBS)	United StatesFederal	Apr. 3, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. SEC-13-071	Order of the Governor No. 20-04-03-01Amending and Restating the Order Dated March 16, 2020, Temporarily Prohibiting Evictions of Tenants Suffering Substantial Loss of Income Due…	Governor Lawrence J. Hogan, Jr.	MarylandState	Apr. 3, 2020	2020 Q22020 Q32020 Q4	Courts and public officesOther	Primary source read
Ex. SEC-13-094	D.C. Act 23-286, COVID-19 Response Supplemental Emergency Amendment Act of 2020COVID-19 Response Supplemental Emergency Amendment Act of 2020 (sec. 202, Mortgage relief: mandatory 90-day deferment program)	Council of the District of Columbia (emergency act); signed by Mayor Muriel Bowser	District of ColumbiaState	Apr. 10, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. SEC-13-056	Bulletin 2020-3Premium Refunds, Credits, and Reductions in Response to COVID-19 Pandemic	Insurance Commissioner Ricardo Lara (California Department of Insurance)	CaliforniaSector regulator	Apr. 13, 2020	2020 Q22020 Q3	Other	Primary source read
Ex. SEC-13-033	Guidance on the Essential Critical Infrastructure Workforce, Version 3.0Advisory Memorandum on Identification of Essential Critical Infrastructure Workers During COVID-19 Response, Version 3.0	Cybersecurity and Infrastructure Security Agency, DHS	United StatesFederal	Apr. 17, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Business closureOther	Primary source read
Ex. SEC-13-072	Chapter 65 of the Acts of 2020An Act Providing for a Moratorium on Evictions and Foreclosures During the COVID-19 Emergency	Massachusetts General Court; approved by Governor Charles D. Baker	MassachusettsState	Apr. 20, 2020	2020 Q22020 Q32020 Q4	Courts and public officesOther	Primary source read
Ex. SEC-13-059	Executive Order 2020-30 (COVID-19 Executive Order No. 28)Executive Order in Response to COVID-19 (residential eviction filings barred; non-residential eviction enforcement barred; consular…	Governor JB Pritzker	IllinoisState	Apr. 23, 2020	2020 Q22020 Q32020 Q4	Courts and public officesOther	Primary source read
Ex. SEC-13-007	Regulation D: Reserve Requirements of Depository Institutions (interim final rule), 85 Fed. Reg. 23445 (Apr. 28, 2020), Docket No. R-1715Regulation D: Reserve Requirements of Depository Institutions	Board of Governors of the Federal Reserve System	United StatesFederal	Apr. 24, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. SEC-13-020	Extension of Certain Timeframes for Employee Benefit Plans, Participants, and Beneficiaries Affected by the COVID-19 Outbreak (Joint Notice), 85 Fed. Reg. 26351 (May 4, 2020)Extension of Certain Timeframes for Employee Benefit Plans, Participants, and Beneficiaries Affected by the COVID-19 Outbreak	Department of Labor (EBSA) and Department of the Treasury (IRS)	United StatesFederal	Apr. 28, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. SEC-13-104	Act No. 101 of 2020 (S.333)An act relating to establishing a moratorium on ejectment and foreclosure actions during the COVID-19 emergency	Vermont General Assembly; approved by Governor Phil Scott	VermontState	May 14, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Courts and public officesOther	Primary source read
Ex. SEC-13-057	Executive Order N-66-20Executive Order N-66-20 (extension of the N-28-20 local eviction and foreclosure protections, paras. 20-21, and other emergency suspensions)	Governor Gavin Newsom	CaliforniaState	May 29, 2020	2020 Q22020 Q3	Other	Confirmed from a secondary source
Ex. SEC-13-058	Executive Order N-71-20Executive Order N-71-20 (extension of N-28-20 eviction and foreclosure protections through Sept. 30, 2020; other suspensions)	Governor Gavin Newsom	CaliforniaState	June 30, 2020	2020 Q22020 Q3	Other	Primary source read
Ex. SEC-13-088	Enrolled House Bill 4204 (2020)Relating to strategies to protect Oregonians from the effects of the COVID-19 pandemic (mortgage forbearance and foreclosure moratorium)	Oregon Legislative Assembly (2020 First Special Session); approved by Governor Kate Brown June 30, 2020	OregonState	June 30, 2020	2020 Q22020 Q32020 Q4	Courts and public officesOther	Primary source read
Ex. SEC-13-089	Enrolled House Bill 4213 (2020)Relating to evictions; and declaring an emergency (residential and commercial eviction moratorium; nonpayment grace period)	Oregon Legislative Assembly (2020 First Special Session); approved by Governor Kate Brown June 30, 2020	OregonState	June 30, 2020	2020 Q22020 Q32020 Q42021 Q1	Courts and public officesOther	Primary source read
Ex. SEC-13-GM-106	CUNA News, 'Virtual events take center stage' (July 1, 2020): 'all CUNA staff started working remotely due to the coronavirus (COVID-19) pandemic. Many of CUNA's live events also shifted to virtual events'CUNA Governmental Affairs Conference (GAC), the credit-union movement's largest annual gathering	Credit Union National Association	Washington (Walter E. Washington Convention Center), DCOrganizer	July 1, 2020	2020 Q3	Organizer notice	Primary source read
Ex. SEC-13-GM-109	MDRT news release (Park Ridge, Ill., July 9, 2020): 'MDRT brings industry-leading conference experience to cyberspace with 2020 Virtual Event' starting Aug. 3, 2020, 'Rising to the challenge of bringing financial advisors together to help clients during the COVID-19 pandemic'; incorporates components of the in-person Annual Meeting and Global ConferenceMDRT Annual Meeting and Global Conference (Million Dollar Round Table; life-insurance and financial-advisor producers)	Million Dollar Round Table	rotating (2020 in-person venue not sourced)Organizer	July 9, 2020	2020 Q3	Organizer notice	Primary source read
Ex. SEC-13-GM-116	Morningstar, Inc. press release (Chicago, July 28, 2020): 'Morningstar Investment Conference Digital Event Details and Agenda Now Available' ('will take place as a digital-only event Wednesday, Sept. 16 and Thursday, Sept. 17'; 'As uncertainty around the pandemic... persists')Morningstar Investment Conference (financial advisors and asset managers; Chicago)	Morningstar, Inc.	Chicago (McCormick Place), ILOrganizer	July 28, 2020	2020 Q3	Organizer notice	Primary source read
Ex. SEC-13-GM-003	AFSA, 'Going Virtual! 2020 Annual Meeting and Independents Conference & Expo' (Aug. 4, 2020)AFSA Annual Meeting and Independents Conference & Expo 2020 (combined)	American Financial Services Association	Salt Lake City (Grand America Hotel), UTOrganizer	Aug. 4, 2020	2020 Q3	Organizer notice	Primary source read
Ex. SEC-13-052	Assembly Bill 3088, Tenant, Homeowner, and Small Landlord Relief and Stabilization Act of 2020 (COVID-19 Tenant Relief Act of 2020, Code Civ. Proc. 1179.01 et seq.; COVID-19 Small Landlord and Homeowner Relief Act of 2020, Civ. Code 3273.01 et seq.)AB-3088 Tenancy: rental payment default: mortgage forbearance: state of emergency: COVID-19	California Legislature (AB 3088, Chiu); approved by Governor Newsom	CaliforniaState	Aug. 31, 2020	2020 Q32020 Q42021 Q12021 Q22021 Q3	Courts and public officesOther	Primary source read
Ex. SEC-13-GM-107	CUNA press release (Madison and Washington, Aug. 31, 2020): the 2021 CUNA Governmental Affairs Conference 'would move to an interactive virtual format on March 2-4, 2021'; 'Each year, thousands of industry advocates come together at CUNA Governmental Affairs Conference'CUNA Governmental Affairs Conference (GAC), the credit-union movement's largest annual gathering	Credit Union National Association	Washington (Walter E. Washington Convention Center), DCOrganizer	Aug. 31, 2020	2020 Q3	Organizer notice	Primary source read
Ex. SEC-13-GM-119	NAIC news release (Washington, Sept. 15, 2020): 'NAIC Fall National Meeting to be Virtual Format' ('initially scheduled to be held in Indianapolis, Indiana, will now be held virtually. Due to the ongoing health challenges that are being associated with holding large in-person meetings in the midst of the COVID-19 pandemic')NAIC National Meetings (Spring, Summer and Fall), at which insurers, agents' associations and their counsel appear before the State…	National Association of Insurance Commissioners	rotating (Fall 2020: Indianapolis; Summer 2021: Columbus), IN; OHOrganizer	Sept. 15, 2020	2020 Q3	Organizer notice	Primary source read
Ex. SEC-13-GM-004	Consumer Bankers Association press release, 'CBA LIVE 2020 to Feature Regulators, Bank CEO, Top Political Strategists; Kicks Off September 29 via virtual platform' (Sept. 21, 2020)CBA LIVE (retail banking's annual conference)	Consumer Bankers Association	2020 in-person venue not sourced (spring); 2021: Orlando, FL (2021)Organizer	Sept. 21, 2020	2020 Q3	Organizer notice	Primary source read
Ex. SEC-13-GM-011	ABA Banking Journal, 'Gottlieb, McWilliams to Keynote ABA Unconventional Convention' (Sept. 24, 2020) (first-ever virtual annual convention, Oct. 19-20, 2020)ABA Annual Convention (2020 replaced by the 'Unconventional Convention'; 2021 in person, post-period)	American Bankers Association	rotating convention city (2020 in-person venue not sourced; 2021 in person)Organizer	Sept. 24, 2020	2020 Q3	Organizer notice	Primary source read

Commissioner of Banking and Insurance Marlene Caride, Department of Banking and Insurance Bulletin No. 20-15 (Apr. 10, 2020) (Ex. SEC-13-048)
CFPB, Federal Reserve Board, FDIC, NCUA, OCC and State Banking Regulators (CSBS), Joint Statement on Supervisory and Enforcement Practices Regarding the Mortgage Servicing Rules in Response to the COVID-19 Emergency and the CARES Act (Apr. 3, 2020) (Ex. SEC-13-009)
Governor Lawrence J. Hogan, Jr, Order of the Governor No. 20-04-03-01 (Apr. 3, 2020) (Ex. SEC-13-071)
Council of the District of Columbia (emergency act); signed by Mayor Muriel Bowser, D.C. Act 23-286, COVID-19 Response Supplemental Emergency Amendment Act of 2020 (Apr. 10, 2020) (Ex. SEC-13-094)
Insurance Commissioner Ricardo Lara (California Department of Insurance), Bulletin 2020-3 (Apr. 13, 2020) (Ex. SEC-13-056)
Cybersecurity and Infrastructure Security Agency, DHS, Guidance on the Essential Critical Infrastructure Workforce, Version 3.0 (Apr. 17, 2020) (Ex. SEC-13-033)
Massachusetts General Court; approved by Governor Charles D. Baker, Chapter 65 of the Acts of 2020 (Apr. 20, 2020) (Ex. SEC-13-072)
Governor JB Pritzker, Executive Order 2020-30 (COVID-19 Executive Order No. 28) (Apr. 23, 2020) (Ex. SEC-13-059)
Board of Governors of the Federal Reserve System, Regulation D: Reserve Requirements of Depository Institutions (interim final rule), 85 Fed. Reg. 23445 (Apr. 28, 2020), Docket No. R-1715 (Apr. 24, 2020) (Ex. SEC-13-007)
Department of Labor (EBSA) and Department of the Treasury (IRS), Extension of Certain Timeframes for Employee Benefit Plans, Participants, and Beneficiaries Affected by the COVID-19 Outbreak (Joint Notice), 85 Fed. Reg. 26351 (May 4, 2020) (Apr. 28, 2020) (Ex. SEC-13-020)
Vermont General Assembly; approved by Governor Phil Scott, Act No. 101 of 2020 (S.333) (May 14, 2020) (Ex. SEC-13-104)
Governor Gavin Newsom, Executive Order N-66-20 (May 29, 2020) (Ex. SEC-13-057)
Governor Gavin Newsom, Executive Order N-71-20 (June 30, 2020) (Ex. SEC-13-058)
Oregon Legislative Assembly (2020 First Special Session); approved by Governor Kate Brown June 30, 2020, Enrolled House Bill 4204 (2020) (June 30, 2020) (Ex. SEC-13-088)
Oregon Legislative Assembly (2020 First Special Session); approved by Governor Kate Brown June 30, 2020, Enrolled House Bill 4213 (2020) (June 30, 2020) (Ex. SEC-13-089)
Credit Union National Association, CUNA News, 'Virtual events take center stage' (July 1, 2020): 'all CUNA staff started working remotely due to the coronavirus (COVID-19) pandemic. Many of CUNA's live events also shifted to virtual events' (Ex. SEC-13-GM-106)
Million Dollar Round Table, MDRT news release (Park Ridge, Ill., July 9, 2020): 'MDRT brings industry-leading conference experience to cyberspace with 2020 Virtual Event' starting Aug. 3, 2020, 'Rising to the challenge of bringing financial advisors together to help clients during the COVID-19 pandemic'; incorporates components of the in-person Annual Meeting and Global Conference (Ex. SEC-13-GM-109)
Morningstar, Inc, Morningstar, Inc. press release (Chicago, July 28, 2020): 'Morningstar Investment Conference Digital Event Details and Agenda Now Available' ('will take place as a digital-only event Wednesday, Sept. 16 and Thursday, Sept. 17'; 'As uncertainty around the pandemic... persists') (Ex. SEC-13-GM-116)
American Financial Services Association, AFSA, 'Going Virtual! 2020 Annual Meeting and Independents Conference & Expo' (Aug. 4, 2020) (Ex. SEC-13-GM-003)
California Legislature (AB 3088, Chiu); approved by Governor Newsom, Assembly Bill 3088, Tenant, Homeowner, and Small Landlord Relief and Stabilization Act of 2020 (COVID-19 Tenant Relief Act of 2020, Code Civ. Proc. 1179.01 et seq.; COVID-19 Small Landlord and Homeowner Relief Act of 2020, Civ. Code 3273.01 et seq.) (Aug. 31, 2020) (Ex. SEC-13-052)
Credit Union National Association, CUNA press release (Madison and Washington, Aug. 31, 2020): the 2021 CUNA Governmental Affairs Conference 'would move to an interactive virtual format on March 2-4, 2021'; 'Each year, thousands of industry advocates come together at CUNA Governmental Affairs Conference' (Ex. SEC-13-GM-107)
National Association of Insurance Commissioners, NAIC news release (Washington, Sept. 15, 2020): 'NAIC Fall National Meeting to be Virtual Format' ('initially scheduled to be held in Indianapolis, Indiana, will now be held virtually. Due to the ongoing health challenges that are being associated with holding large in-person meetings in the midst of the COVID-19 pandemic') (Ex. SEC-13-GM-119)
Consumer Bankers Association, Consumer Bankers Association press release, 'CBA LIVE 2020 to Feature Regulators, Bank CEO, Top Political Strategists; Kicks Off September 29 via virtual platform' (Sept. 21, 2020) (Ex. SEC-13-GM-004)
American Bankers Association, ABA Banking Journal, 'Gottlieb, McWilliams to Keynote ABA Unconventional Convention' (Sept. 24, 2020) (first-ever virtual annual convention, Oct. 19-20, 2020) (Ex. SEC-13-GM-011)

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