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The Orders Library

Name: The COVID Project Orders Library
Creator: The COVID Project

13,511 instruments indexed by The COVID Project: the orders of the fifty States and the District, forty metros, the federal layer and the agencies; the standing duties; the organizers' notices; the legal authorities. Filter by kind, State, limitation type, quarter and more; open the exhibit; download what you find.

Double quotes make a phrase ("stay at home"). An exhibit ID (TX-004) opens its record first.

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Filters:Industry: Financial Services To Mar. 16, 2020 Clear all

11 instruments · showing 1–11

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Exhibit	Instrument	Issuer	Jurisdiction	Issued	Quarters	Limitations	Grade
Ex. SEC-13-GM-129	ICBA media advisory (Jan. 27, 2020): 'Community Bankers to Gather in Orlando for 2020 ICBA LIVE' ('the largest, most comprehensive educational and networking event for the nation's community bankers'; Sunday, Mar. 8 through Thursday, Mar. 12, 2020, Gaylord Palms Resort & Convention Center, Kissimmee, Fla.)ICBA LIVE (the community-banking industry's national convention and exposition)	Independent Community Bankers of America	Orlando (2020); 2021 planned venue not sourced, FLOrganizer	Jan. 27, 2020		Organizer notice	Primary source read
Ex. SEC-13-017	15 U.S.C. 1681s-2(a)(1)(F) (Reporting information during COVID-19 pandemic)Responsibilities of furnishers of information to consumer reporting agencies: reporting information during COVID-19 pandemic	Congress (CARES Act sec. 4021, Pub. L. 116-136, 134 Stat. 281, 489), codified at 15 U.S.C. 1681s-2(a)(1)(F)	United StatesFederal	Mar. 27, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. SEC-13-002	Interagency Statement on Pandemic PlanningInteragency Statement on Pandemic Planning (update of the 2007 statement)	Federal Financial Institutions Examination Council (FRB, FDIC, NCUA, OCC, CFPB, State Liaison Committee)	United StatesFederal	Mar. 6, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Workplace rulesOther	Primary source read
Ex. SEC-13-003	Joint press release: Agencies encourage financial institutions to meet financial needs of customers and members affected by coronavirusAgencies encourage financial institutions to meet financial needs of customers and members affected by coronavirus	Federal Reserve Board, CFPB, FDIC, NCUA, OCC and Conference of State Bank Supervisors	United StatesFederal	Mar. 9, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. SEC-13-028	Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief	Financial Industry Regulatory Authority (self-regulatory organization under SEC oversight)	United StatesSector regulator	Mar. 9, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Telework mandateOther	Primary source read
Ex. SEC-13-004	FIL-17-2020Regulatory Relief: Working with Customers Affected by the Coronavirus	Federal Deposit Insurance Corporation	United StatesFederal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Confirmed from a secondary source
Ex. SEC-13-025	Investment Advisers Act Release No. IA-5463 and Investment Company Act Release No. IC-33817 (Mar. 13, 2020) (conditional exemptive orders)Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions From Specified Provisions of the Investment Advisers Act…	Securities and Exchange Commission	United StatesFederal	Mar. 13, 2020	2020 Q2	Gathering capOther	Confirmed from a secondary source
Ex. SEC-13-035	SR 20-4 / CA 20-3Supervisory Practices Regarding Financial Institutions Affected by Coronavirus	Board of Governors of the Federal Reserve System (Division of Supervision and Regulation; Division of Consumer and Community Affairs)	United StatesFederal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. SEC-13-GM-001	AFSA, 'AFSA Independents Conference & Expo Cancelled' (Mar. 13, 2020), quoting the Riverside County order cancelling events of 250 or moreAFSA Independents Conference & Expo 2020 (traditional installment lenders)	American Financial Services Association	La Quinta (La Quinta Resort, Riverside County), CAOrganizer	Mar. 13, 2020	2020 Q2	Organizer notice	Primary source read
Ex. SEC-13-006	Letter to Credit Unions 20-CU-02NCUA Actions Related to COVID-19	National Credit Union Administration (Chairman Rodney E. Hood)	United StatesFederal	Mar. 16, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. SEC-13-050	Executive Order N-28-20Executive Order N-28-20 (suspension of statutory preemption of local eviction and foreclosure protections; request to financial…	Governor Gavin Newsom	CaliforniaState	Mar. 16, 2020	2020 Q22020 Q3	Other	Confirmed from a secondary source

Independent Community Bankers of America, ICBA media advisory (Jan. 27, 2020): 'Community Bankers to Gather in Orlando for 2020 ICBA LIVE' ('the largest, most comprehensive educational and networking event for the nation's community bankers'; Sunday, Mar. 8 through Thursday, Mar. 12, 2020, Gaylord Palms Resort & Convention Center, Kissimmee, Fla.) (Ex. SEC-13-GM-129)
Congress (CARES Act sec. 4021, Pub. L. 116-136, 134 Stat. 281, 489), codified at 15 U.S.C. 1681s-2(a)(1)(F), 15 U.S.C. 1681s-2(a)(1)(F) (Reporting information during COVID-19 pandemic) (Mar. 27, 2020) (Ex. SEC-13-017)
Federal Financial Institutions Examination Council (FRB, FDIC, NCUA, OCC, CFPB, State Liaison Committee), Interagency Statement on Pandemic Planning (Mar. 6, 2020) (Ex. SEC-13-002)
Federal Reserve Board, CFPB, FDIC, NCUA, OCC and Conference of State Bank Supervisors, Joint press release: Agencies encourage financial institutions to meet financial needs of customers and members affected by coronavirus (Mar. 9, 2020) (Ex. SEC-13-003)
Financial Industry Regulatory Authority (self-regulatory organization under SEC oversight), Regulatory Notice 20-08 (Mar. 9, 2020) (Ex. SEC-13-028)
Federal Deposit Insurance Corporation, FIL-17-2020 (Mar. 13, 2020) (Ex. SEC-13-004)
Securities and Exchange Commission, Investment Advisers Act Release No. IA-5463 and Investment Company Act Release No. IC-33817 (Mar. 13, 2020) (conditional exemptive orders) (Ex. SEC-13-025)
Board of Governors of the Federal Reserve System (Division of Supervision and Regulation; Division of Consumer and Community Affairs), SR 20-4 / CA 20-3 (Mar. 13, 2020) (Ex. SEC-13-035)
American Financial Services Association, AFSA, 'AFSA Independents Conference & Expo Cancelled' (Mar. 13, 2020), quoting the Riverside County order cancelling events of 250 or more (Ex. SEC-13-GM-001)
National Credit Union Administration (Chairman Rodney E. Hood), Letter to Credit Unions 20-CU-02 (Mar. 16, 2020) (Ex. SEC-13-006)
Governor Gavin Newsom, Executive Order N-28-20 (Mar. 16, 2020) (Ex. SEC-13-050)

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