| Ex. SEC-13-017 | 15 U.S.C. 1681s-2(a)(1)(F) (Reporting information during COVID-19 pandemic)Responsibilities of furnishers of information to consumer reporting agencies: reporting information during COVID-19 pandemic | Congress (CARES Act sec. 4021, Pub. L. 116-136, 134 Stat. 281, 489), codified at 15 U.S.C. 1681s-2(a)(1)(F) | United StatesFederal | Mar. 27, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. SEC-13-002 | Interagency Statement on Pandemic PlanningInteragency Statement on Pandemic Planning (update of the 2007 statement) | Federal Financial Institutions Examination Council (FRB, FDIC, NCUA, OCC, CFPB, State Liaison Committee) | United StatesFederal | Mar. 6, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Workplace rulesOther | Primary source read | |
| Ex. SEC-13-003 | Joint press release: Agencies encourage financial institutions to meet financial needs of customers and members affected by coronavirusAgencies encourage financial institutions to meet financial needs of customers and members affected by coronavirus | Federal Reserve Board, CFPB, FDIC, NCUA, OCC and Conference of State Bank Supervisors | United StatesFederal | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. SEC-13-028 | Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | Financial Industry Regulatory Authority (self-regulatory organization under SEC oversight) | United StatesSector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. SEC-13-004 | FIL-17-2020Regulatory Relief: Working with Customers Affected by the Coronavirus | Federal Deposit Insurance Corporation | United StatesFederal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Confirmed from a secondary source | |
| Ex. SEC-13-025 | Investment Advisers Act Release No. IA-5463 and Investment Company Act Release No. IC-33817 (Mar. 13, 2020) (conditional exemptive orders)Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions From Specified Provisions of the Investment Advisers Act… | Securities and Exchange Commission | United StatesFederal | Mar. 13, 2020 | 2020 Q2 | Gathering capOther | Confirmed from a secondary source | |
| Ex. SEC-13-035 | SR 20-4 / CA 20-3Supervisory Practices Regarding Financial Institutions Affected by Coronavirus | Board of Governors of the Federal Reserve System (Division of Supervision and Regulation; Division of Consumer and Community Affairs) | United StatesFederal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. SEC-13-006 | Letter to Credit Unions 20-CU-02NCUA Actions Related to COVID-19 | National Credit Union Administration (Chairman Rodney E. Hood) | United StatesFederal | Mar. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. SEC-13-050 | Executive Order N-28-20Executive Order N-28-20 (suspension of statutory preemption of local eviction and foreclosure protections; request to financial… | Governor Gavin Newsom | CaliforniaState | Mar. 16, 2020 | 2020 Q22020 Q3 | Other | Confirmed from a secondary source | |
| Ex. SEC-13-103 | Emergency Order #4 Pursuant to Executive Order 2020-04Temporary prohibition on evictions and foreclosures | Governor Christopher T. Sununu | New HampshireState | Mar. 17, 2020 | 2020 Q2 | Courts and public officesOther | Primary source read | |
| Ex. SEC-13-023 | FAQs About Families First Coronavirus Response Act and Coronavirus Aid, Relief, and Economic Security Act Implementation Part 42FAQs Part 42 | Departments of Labor, Health and Human Services and the Treasury | United StatesFederal | Apr. 11, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersOther | Primary source read | |
| Ex. SEC-13-062 | Proclamation 20-19 (amending Proclamation 20-05)Evictions (temporary statewide prohibition of residential eviction activity) | Governor Jay Inslee | WashingtonState | Mar. 18, 2020 | 2020 Q2 | Courts and public officesOther | Primary source read | |
| Ex. SEC-13-016 | USDA Rural Development Stakeholder Announcements: Foreclosure and Eviction Relief for Single Family Housing Guaranteed and Direct loans (Mar. 19-20, 2020) and the May 14, 2020 extension bulletinForeclosure and Eviction Relief, COVID-19 National Emergency | USDA Rural Development (Rural Housing Service) | United StatesFederal | Mar. 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Confirmed from a secondary source | |
| Ex. SEC-13-047 | Executive Order No. 106Moratorium on removals of individuals from residential properties as the result of eviction or foreclosure proceedings | Governor Philip D. Murphy | New JerseyState | Mar. 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Courts and public officesOther | Primary source read | |
| Ex. SEC-13-077 | Bulletin 252COVID-19: Moratorium on Policy Cancellations and Non-Renewals (60 days); Cost-Sharing and Prior Authorizations for COVID-19 Testing… | Indiana Department of Insurance (Commissioner Stephen W. Robertson) | IndianaSector regulator | Mar. 26, 2020 | 2020 Q2 | Health care ordersOther | Primary source read | |
| Ex. SEC-13-075 | ODI Bulletin 2020-03Health Insurance Coverage Flexibility for Ohio Employees (60-day premium grace period; continuation of coverage for employees with reduced… | Ohio Department of Insurance (Director Jillian Froment) | OhioSector regulator | Mar. 20, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Workplace rulesOther | Confirmed from a secondary source | |
| Ex. SEC-13-076 | PC Bulletin No. 2020-01PC Bulletin 2020-01 (Coronavirus (COVID-19)): continuity of operations, business-interruption information, 45-day premium grace period… | Insurance Commissioner Glen Mulready (Oklahoma Insurance Department) | OklahomaSector regulator | Mar. 20, 2020 | 2020 Q2 | Other | Primary source read | |
| Ex. SEC-13-078 | Bulletin 2020-006Request to All Insurance Companies Regarding Consumers Affected by COVID-19 and the Emergency Public Health Measures | Superintendent of Insurance Russell Toal (Office of Superintendent of Insurance) | New MexicoSector regulator | Mar. 20, 2020 | 2020 Q22020 Q3 | Other | Primary source read | |
| Ex. SEC-13-080 | OCI Bulletin of March 20, 2020, Complying with Regulatory Requirements during the Public Health EmergencyComplying with Regulatory Requirements during the Public Health Emergency (policyholder flexibility; deemed-approval filings disapproved… | Commissioner of Insurance Mark V. Afable (Office of the Commissioner of Insurance) | WisconsinSector regulator | Mar. 20, 2020 | 2020 Q2 | Other | Primary source read | |
| Ex. SEC-13-095 | Executive Order 2020-19Temporary prohibition against entry to premises for the purpose of removing or excluding a tenant or mobile home owner from their home | Governor Gretchen Whitmer | MichiganState | Mar. 20, 2020 | 2020 Q22020 Q3 | Courts and public officesOther | Primary source read | |
| Ex. SEC-13-046 | Executive Order 202.8Continuing Temporary Suspension and Modification of Laws Relating to the Disaster Emergency (100 percent in-person workforce reduction… | Governor Andrew M. Cuomo | New YorkState | Mar. 20, 2020 | 2020 Q2 | Stay-at-homeBusiness closureTelework mandateCourts and public officesOther | Confirmed from a secondary source | |
| Ex. SEC-13-011 | FHFA news release: FHFA Moves to Provide Eviction Suspension Relief for Renters in Multifamily PropertiesFHFA Moves to Provide Eviction Suspension Relief for Renters in Multifamily Properties | Federal Housing Finance Agency (Director Mark Calabria), directing Fannie Mae and Freddie Mac | United StatesFederal | Mar. 23, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. SEC-13-065 | Commissioner's Bulletin # B-0007-20COVID-19: Claim-handling deadlines and premium payments | Commissioner of Insurance (Texas Department of Insurance) | TexasSector regulator | Mar. 23, 2020 | 2020 Q22020 Q3 | Other | Primary source read | |
| Ex. SEC-13-102 | Executive Order 20-10Temporarily prohibiting certain foreclosures and evictions | Governor Laura Kelly | KansasState | Mar. 23, 2020 | 2020 Q2 | Courts and public officesOther | Confirmed from a secondary source | |
| Ex. SEC-13-001 | Statement by Secretary Steven T. Mnuchin on Essential Financial Services Workers (press release SM956), transmitting the memorandum Financial Services Sector Essential Critical Infrastructure WorkersStatement by Secretary Steven T. Mnuchin on Essential Financial Services Workers | Secretary of the Treasury Steven T. Mnuchin | United StatesFederal | Mar. 24, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Business closureOther | Primary source read | |