| Ex. AGY-FED-FINANCIAL-051 | Investment Company Act Release No. 33817, Order Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 13, 2020 | 2020 Q2 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-053 | Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022)Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns | SEC Division of Corporation Finance | United States; Securities and Exchange Commission, Division of Corporation Finance (federal staff guidance)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-057 | Investment Company Act Release No. 33824, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Under Section 6(c) and Section 38(a) of the Investment Company Act Granting Exemptions from Specified Provisions and Commission… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-064 | Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief]Order Extending the In-Person Board Meeting Relief for Registered Management Investment Companies and Business Development Companies | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | June 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-HEALTH-OTHER-072 | Federal Bureau of Prisons COVID-19 Action Plan, Phase Two: agency-wide modified operations (Mar. 13, 2020)Federal Bureau of Prisons COVID-19 Action Plan: Agency-wide Modified Operations | Federal Bureau of Prisons (Director), after coordination with DOJ and the White House | United States (federal); Federal Bureau of PrisonsFederal | Mar. 13, 2020 | 2020 Q2 | Business closureGathering capTravel and quarantineWorkplace rules | Primary source read | |
| Ex. FED-097 | QSO-20-14-NH, Guidance for Infection Control and Prevention of Coronavirus Disease 2019 (COVID-19) in Nursing Homes (Mar. 9, 2020; REVISED Mar. 13, 2020)QSO-20-14-NH (REVISED) | CMS, Quality, Safety & Oversight Group | United States (Medicare and Medicaid nursing homes)Federal | Mar. 13, 2020 | 2020 Q22020 Q3 | Business closureGathering capHealth care orders | Primary source read | |
| Ex. SEC-13-025 | Investment Advisers Act Release No. IA-5463 and Investment Company Act Release No. IC-33817 (Mar. 13, 2020) (conditional exemptive orders)Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions From Specified Provisions of the Investment Advisers Act… | Securities and Exchange Commission | United StatesFederal | Mar. 13, 2020 | 2020 Q2 | Gathering capOther | Confirmed from a secondary source | |
| Ex. SEC-16-095 | BOP COVID-19 Action Plan (Phase Two)Federal Bureau of Prisons COVID-19 Action Plan (updated 3:09 p.m. ET, March 13, 2020) | Federal Bureau of Prisons, U.S. Department of Justice | United States (federal prisons)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capCourts and public officesOther | Primary source read | |
| Ex. ECO-C-043 | '15 Days to Slow the Spread' (The President's Coronavirus Guidelines for America)15 Days to Slow the Spread | The President's Coronavirus Guidelines for America (White House Coronavirus Task Force) | United StatesFederal | Mar. 16, 2020 | 2020 Q2 | Gathering capOther | Confirmed from a secondary source | |
| Ex. FED-190 | The President's Coronavirus Guidelines for America: 15 Days to Slow the SpreadThe President's Coronavirus Guidelines for America - 15 Days to Slow the Spread | The President and the White House Coronavirus Task Force (with CDC) | United StatesFederal | Mar. 16, 2020 | 2020 Q2 | Business closureTelework mandateGathering capTravel and quarantineSchools and child care | Primary source read | |
| Ex. AGY-FED-LABOR-IMMIGRATION-075 | National Labor Relations Board Suspends Representation Elections Through April 3, 2020 (Mar. 19, 2020)National Labor Relations Board Suspends Representation Elections Through April 3, 2020 | National Labor Relations Board (the Board) | National Labor Relations Board (independent federal agency)Federal | Mar. 19, 2020 | 2020 Q2 | Gathering capCourts and public officesOther | Primary source read | |
| Ex. AGY-DEFENSE-GUARD-135 | Memorandum for All DoD Personnel, Message to the Force - COVID-19 Response (Mar. 20, 2020) (copy posted by JBLM)Message to the Force - COVID-19 Response | Secretary of Defense Mark T. Esper | Department of Defense (all DoD personnel)Federal | Mar. 20, 2020 | 2020 Q2 | Business closureTelework mandateGathering capTravel and quarantine | Primary source read | |
| Ex. FED-191 | 30 Days to Slow the Spread (extension of the March 16 guidelines through April 30, 2020)The President's Coronavirus Guidelines for America - 30 Days to Slow the Spread | The President and the White House Coronavirus Task Force | United StatesFederal | Mar. 31, 2020 | 2020 Q2 | Business closureTelework mandateGathering capTravel and quarantineSchools and child care | Primary source read | |
| Ex. AGY-FED-HEALTH-OTHER-073 | COVID-19 Action Plan: Phase Five (ordered Mar. 31, 2020; effective Apr. 1, 2020): inmates secured in assigned cells/quarters for 14 days; quarantine of new admissionsCOVID-19 Action Plan: Phase Five - Additional Agency-wide Actions Effective April 1 | Director, Federal Bureau of Prisons | United States (federal); Federal Bureau of PrisonsFederal | Mar. 31, 2020 | 2020 Q2 | Business closureGathering capQuarantine and isolation | Primary source read | |
| Ex. AGY-FED-LABOR-IMMIGRATION-076 | NLRB Resumes Representation Elections (Apr. 1, 2020)NLRB Resumes Representation Elections | National Labor Relations Board | National Labor Relations Board (independent federal agency)Federal | Apr. 1, 2020 | 2020 Q2 | Gathering capOther | Primary source read | |
| Ex. FED-192 | Guidelines for Opening Up America Again (Apr. 16, 2020)Guidelines for Opening Up America Again | The President and the White House Coronavirus Task Force | United StatesFederal | Apr. 16, 2020 | 2020 Q22020 Q3 | Business closureTelework mandateCapacity limitGathering capTravel and quarantine | Primary source read | |
| Ex. AGY-DEFENSE-GUARD-153 | Letter, Exclusive Shopping Hours for Specific Patron Categories at Camp Pendleton Commissaries During the COVID-19 Crisis (Apr. 20, 2020)Exclusive Shopping Hours for Specific Patron Categories at Camp Pendleton Commissaries During the COVID-19 Crisis | Commanding General, Marine Corps Installations West / MCB Camp Pendleton (G-4) | Marine Corps Base Camp Pendleton, California (commissaries)Federal | Apr. 20, 2020 | 2020 Q2 | Business closureCapacity limitCurfew and hours | Primary source read | |
| Ex. AGY-FED-HEALTH-OTHER-077 | COVID-19 Action Plan: Phase Seven (ordered May 18, 2020): all Phase Six measures extended through June 30, 2020COVID-19 Action Plan: Phase Seven - Agency-wide measures extended | Director, Federal Bureau of Prisons | United States (federal); Federal Bureau of PrisonsFederal | May 20, 2020 | 2020 Q2 | Business closureGathering capTravel and quarantineQuarantine and isolation | Primary source read | |
| Ex. FED-157 | QSO-20-30-NH, Nursing Home Reopening Recommendations for State and Local Officials (May 18, 2020; REVISED Mar. 10, 2021; expired Mar. 10, 2021)QSO-20-30-NH, Nursing Home Reopening Recommendations for State and Local Officials | CMS, Quality, Safety & Oversight Group | United States (nursing homes; State and local officials)Federal | May 18, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Capacity limitGathering capHealth care orders | Primary source read | |
| Ex. AGY-DEFENSE-GUARD-044 | Memorandum, Guidance for Commanders on Risk-Based Changing of Health Protection Condition Levels During the Coronavirus Disease 2019 Pandemic (May 19, 2020)Guidance for Commanders on Risk-Based Changing of Health Protection Condition Levels During the COVID-19 Pandemic | Secretary of Defense Mark T. Esper | Department of Defense (all installation and unit commanders)Federal | May 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Emergency declarationCapacity limitGathering capWorkplace rules | Primary source read | |
| Ex. FED-398 | H.Res. 965, Authorizing remote voting by proxy in the House of Representatives and providing for official remote committee proceedings during a public health emergency due to a novel coronavirusH.Res. 965 (116th Congress) - Remote Voting by Proxy and Remote Committee Proceedings | U.S. House of Representatives (H.Res. 965, 116th Cong., agreed to May 15, 2020) | United States House of RepresentativesFederal | May 15, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-DEFENSE-GUARD-048 | Pentagon Reservation Plan for Resilience and Aligning with National Guidelines for Opening Up America Again (May 26, 2020)Pentagon Reservation Plan for Resilience and Aligning with National Guidelines for Opening Up America Again | Chief Management Officer of the Department of Defense (Lisa W. Hershman) | Pentagon Reservation (Arlington, Virginia; about 25,000 workers)Federal | May 26, 2020 | 2020 Q22020 Q32020 Q4 | Telework mandateCapacity limitGathering capFace-covering requirement | Primary source read | |
| Ex. AGY-FED-FINANCIAL-020 | Interim final rule, Director, Shareholder, and Member Meetings, 85 Fed. Reg. 31943 (May 28, 2020) (RIN 1557-AE94); technical correction 85 Fed. Reg. 35373 (June 10, 2020)Director, Shareholder, and Member Meetings | Office of the Comptroller of the Currency | United States; Office of the Comptroller of the Currency (federal)Federal | May 28, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-HEALTH-OTHER-071 | Final Rule, Video Visiting and Telephone Calls Under the Coronavirus Aid, Relief, and Economic Security (CARES) Act, 85 Fed. Reg. 37331 (June 22, 2020)Video Visiting and Telephone Calls Under the Coronavirus Aid, Relief, and Economic Security (CARES) Act | Bureau of Prisons, Department of Justice (Michael Carvajal, Director) | United States (federal); Department of Justice, Federal Bureau of PrisonsFederal | June 22, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. FED-154 | QSO-20-39-NH, Nursing Home Visitation - COVID-19 (original, Sept. 17, 2020)QSO-20-39-NH, Nursing Home Visitation - COVID-19 | CMS, Quality, Safety & Oversight Group | United States (Medicare and Medicaid nursing homes)Federal | Sept. 17, 2020 | 2020 Q32020 Q42021 Q1 | Gathering capHealth care orders | Primary source read | |