| Ex. AGY-FED-FINANCIAL-052 | Investment Advisers Act Release No. 5463, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules… | Securities and Exchange Commission | Mar. 13, 2020 | 2020 Q2 | Same issuer, within ninety days |
| Ex. AGY-FED-FINANCIAL-057 | Investment Company Act Release No. 33824, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Under Section 6(c) and Section 38(a) of the Investment Company Act Granting Exemptions from Specified… | Securities and Exchange Commission | Mar. 25, 2020 | 2020 Q22020 Q3 | Same issuer, within ninety days |
| Ex. AGY-FED-FINANCIAL-058 | Investment Advisers Act Release No. 5469, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Under Section 206A of the Investment Advisers Act Granting Exemptions from Specified Provisions and… | Securities and Exchange Commission | Mar. 25, 2020 | 2020 Q22020 Q3 | Same issuer, within ninety days |
| Ex. AGY-FED-FINANCIAL-064 | Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief]Order Extending the In-Person Board Meeting Relief for Registered Management Investment Companies and Business… | Securities and Exchange Commission | June 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Same issuer, within ninety days |
| Ex. AGY-FED-FINANCIAL-054 | Release No. 34-88448, Order Under Sections 17A and 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder [for Registered Transfer Agents and Certain Other Persons]Conditional Exemptive Order: Relief for Registered Transfer Agents and Certain Other Persons Affected by… | Securities and Exchange Commission | Mar. 20, 2020 | 2020 Q2 | Same issuer, within ninety days |
| Ex. AGY-FED-FINANCIAL-050 | Release No. 34-88318, Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules ThereunderOrder Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of… | Securities and Exchange Commission | Mar. 4, 2020 | 2020 Q2 | Same issuer, within ninety days |
| Ex. AGY-FED-FINANCIAL-055 | Investment Company Act Release No. 33821, Order Under Sections 6(c), 12(d)(1)(J), 17(b), 17(d) and 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified ProvisionsConditional Exemptive Order: SEC Provides Temporary Additional Flexibility to Registered Investment Companies… | Securities and Exchange Commission | Mar. 23, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Same issuer, within ninety days |
| Ex. AGY-FED-FINANCIAL-056 | Release No. 34-88465, Order Under Section 36 of the Securities Exchange Act of 1934 Modifying Exemptions From the Reporting and Proxy Delivery Requirements for Public CompaniesOrder Under Section 36 of the Securities Exchange Act of 1934 Modifying Exemptions From the Reporting and… | Securities and Exchange Commission | Mar. 25, 2020 | 2020 Q22020 Q3 | Same issuer, within ninety days |
| Ex. AGY-FED-FINANCIAL-059 | Release No. 34-88491, Order Under Section 15B and Section 36 of the Securities Exchange Act of 1934 Granting an Exemption for Municipal Advisors from Specified Provisions of the Exchange Act and Certain Rules ThereunderConditional Exemptive Order: Providing Conditional Regulatory Relief for Registered Municipal Advisors… | Securities and Exchange Commission | Mar. 26, 2020 | 2020 Q22020 Q3 | Same issuer, within ninety days |
| Ex. AGY-FED-FINANCIAL-060 | Temporary final rule, Relief for Form ID Filers and Regulation Crowdfunding and Regulation A Issuers Related to Coronavirus Disease 2019 (COVID-19), 85 Fed. Reg. 17747 (Mar. 31, 2020) (Release Nos. 33-10768, 34-88492)Relief for Form ID Filers and Regulation Crowdfunding and Regulation A Issuers Related to Coronavirus Disease… | Securities and Exchange Commission | Mar. 26, 2020 | 2020 Q22020 Q3 | Same issuer, within ninety days |
| Ex. AGY-FED-FINANCIAL-061 | Temporary final rule, Temporary Amendments to Regulation Crowdfunding, 85 Fed. Reg. 27116 (May 7, 2020) (Release No. 33-10781); extended by 85 Fed. Reg. 54483 (Sept. 2, 2020)Temporary Amendments to Regulation Crowdfunding | Securities and Exchange Commission | May 4, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Same issuer, within ninety days |
| Ex. AGY-FED-FINANCIAL-062 | Release No. 34-88960, Order Under Sections 17A and 36 of the Securities Exchange Act of 1934 Extending Temporary Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder [for Registered Transfer Agents and Certain Other Persons]Extension of Conditional Exemptive Order: Relief for Registered Transfer Agents and Certain Other Persons… | Securities and Exchange Commission | May 27, 2020 | 2020 Q2 | Same issuer, within ninety days |