| Ex. AGY-FED-FINANCIAL-074 | FINRA Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | FINRA | United States; Financial Industry Regulatory Authority (self-regulatory organization registered under Exchange Act § 15A, 15 U.S.C. § 78o-3, subject to SEC oversight)Sector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. SEC-13-028 | Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | Financial Industry Regulatory Authority (self-regulatory organization under SEC oversight) | United StatesSector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-ALCOHOL-107 | LED Bulletin 20-02, Lawful Product Returns for Event Cancellations Attributable to COVID-19 ConcernsBulletin 20-02: Lawful Product Returns For Event Cancellations Attributable to COVID-19 Concerns | Colorado Department of Revenue, Liquor Enforcement Division | Colorado (State alcoholic-beverage regulator)Sector regulator | Mar. 13, 2020 | 2020 Q2 | Context (guidance or announcement)Events and venuesSupply chainOther | Confirmed from a secondary source | |
| Ex. AGY-ST-TRADE-BOARDS-007 | Press release: TDLR Takes Action in Response to COVID-19 Threat (temporary distance education; cancellation of licensed combative sports events; advisory board meetings cancelled)TDLR Takes Action in Response to COVID-19 Threat: Agency Approves Temporary Distance Learning, Cancels Events and Meetings | Texas Department of Licensing and Regulation (Executive Director Brian E. Francis) | Texas; Texas Department of Licensing and RegulationSector regulator | Mar. 13, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Gathering capSchools and child careEvents and venuesOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-009 | TDLR COVID-19 page, 'TDLR Takes Action in Response to COVID-19 Threat' (TDLR Updates Mar. 13-Oct. 13, 2020, with the Governor's executive orders and waivers), as archived Oct. 16, 2020TDLR COVID-19 Information Page (updates through Oct. 13, 2020) | Texas Department of Licensing and Regulation | Texas; Texas Department of Licensing and RegulationSector regulator | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Business closureCapacity limitEvents and venuesWorkplace rulesOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-032 | News release: NCEES responds to COVID-19 pandemic (April 2020 paper-and-pencil exam administration cancelled; all NCEES meetings Mar. 15-May 2 cancelled)NCEES responds to COVID-19 pandemic | NCEES | All States; NCEESSector regulator | Mar. 13, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Gathering capEvents and venuesOther | Confirmed from a secondary source | |
| Ex. AGY-ST-GAMING-RACING-029 | Commission vote and release: MGC Temporarily Suspends Operations at Encore, MGM Springfield and Plainridge ParkUnanimous vote to temporarily suspend operation at the Commonwealth's three casino properties; gaming floors close to patrons at 5:59 a.m.… | Massachusetts Gaming Commission (Chair Cathy Judd-Stein) | Massachusetts Gaming Commission (State gaming and racing regulator)Sector regulator | Mar. 14, 2020 | 2020 Q22020 Q3 | Business closureEvents and venues | Primary source read | |
| Ex. AGY-ST-GAMING-RACING-080 | Order Temporarily Suspending Casino and Retail Sports Wagering OperationsAction of the Division of Gaming Enforcement to Temporarily Suspend Casino and Retail Sports Wagering Operations pursuant to N.J.S.A.… | Division of Gaming Enforcement, Director David L. Rebuck | New Jersey Division of Gaming Enforcement (State casino regulator, Department of Law and Public Safety)Sector regulator | Mar. 16, 2020 | 2020 Q22020 Q3 | Business closureEvents and venues | Primary source read | |
| Ex. FL-083 | Informational Memorandum OIR-20-03MGuidance for Business Continuity and Continuity of Operations Plans | Office of Insurance Regulation, Commissioner David Altmaier | FloridaSector regulator | Mar. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateWorkplace rules | Primary source read | |
| Ex. IL-052 | Illinois Gaming Board Special Notice: suspension of all video gaming operations and casino gambling operations (homepage notice with linked press releases of Mar. 13, 16 and 20, 2020)Illinois Gaming Board special notice suspending all casino gambling and video gaming until March 30, 2020 | Illinois Gaming Board (Charles Schmadeke, Chairman; Marcus D. Fruchter, Administrator) | IllinoisSector regulator | Mar. 16, 2020 | 2020 Q22020 Q42021 Q1 | Business closureEvents and venues | Primary source read | |
| Ex. IL-059 | Illinois Gaming Board press release: Gaming Board announces 14 day closure of casinosGaming Board announces 14 day closure of casinos (suspension of gambling operations at the State's 10 casinos beginning Monday, March 16… | Illinois Gaming Board | IllinoisSector regulator | Mar. 13, 2020 | 2020 Q2 | Business closureEvents and venues | Primary source read | |
| Ex. IN-083 | Indiana Gaming Commission order closing all State-regulated casinos, racinos and off-track betting facilities (announced Mar. 14, 2020)Temporary shutdown of the thirteen State-regulated gaming facilities effective 6:00 a.m. Mar. 16, 2020 | Indiana Gaming Commission | IndianaSector regulator | Mar. 14, 2020 | 2020 Q2 | Business closureEvents and venues | Confirmed from a secondary source | |
| Ex. SEC-06-030 | Press release: Gaming Board announces 14 day closure of casinos (Mar. 13, 2020)Gaming Board announces 14 day closure of casinos | Illinois Gaming Board (Administrator Marcus D. Fruchter; Chairman Charles Schmadeke) | IllinoisSector regulator | Mar. 13, 2020 | 2020 Q2 | Business closureEvents and venues | Primary source read | |
| Ex. AGY-ST-GAMING-RACING-026 | Press release: Gaming Control Board Suspends Gaming Operations For All CasinosBoard instructs the six casinos still open to conclude all gaming activities and patron entry by 6:00 a.m. Tuesday, March 17, 2020 (the… | Pennsylvania Gaming Control Board | Pennsylvania Gaming Control Board (State gaming regulator)Sector regulator | Mar. 16, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureEvents and venues | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-008 | Press release: TDLR moving employees to remote work in response to COVID-19 (customer service lobby closed to the public; PSI practical exams unavailable in Amarillo and McAllen; reduced seats at other centers)TDLR moving employees to remote work in response to COVID-19 | Texas Department of Licensing and Regulation | Texas; Texas Department of Licensing and RegulationSector regulator | Mar. 17, 2020 | 2020 Q2 | Context (guidance or announcement)Telework mandateCourts and public officesOther | Primary source read | |
| Ex. AR-042 | ADH Civil Directive to Limit Operations of Arkansas Casinos for two weeks (March 16, 2020)Civil directive limiting operations of Arkansas casinos | Secretary of Health, Arkansas Department of Health | ArkansasSector regulator | Mar. 16, 2020 | 2020 Q2 | Business closureEvents and venues | Primary source read | |
| Ex. CO-004 | Updated Notice of Public Health Order 20-22 (originally issued Mar. 16, 2020; updated Mar. 19, 2020)Closing Bars, Restaurants, Theaters, Gymnasiums, Casinos, Nonessential Personal Services Facilities, and Horse Track and Off-Track Betting… | CDPHE, Executive Director Jill Hunsaker Ryan | ColoradoSector regulator | Mar. 16, 2020 | 2020 Q2 | Business closureGathering capAlcohol and barsEvents and venues | Primary source read | |
| Ex. MO-026 | Missouri Gaming Commission order closing all riverboat gaming casinos (Mar. 17, 2020) as extended (media release May 13, 2020)Missouri Gaming Commission Extends Casino Closure | Missouri Gaming Commission | MissouriSector regulator | May 13, 2020 | 2020 Q2 | Business closureEvents and venues | Primary source read | |
| Ex. IA-071 | Regulatory Guidance for Working from Residence or Other Company Designated LocationGuidance allowing licensed mortgage bankers, brokers, servicers and loan originators, regulated and industrial loan licensees, delayed… | Iowa Division of Banking (Finance Bureau Chief Rodney Reed) | IowaSector regulator | Mar. 18, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. CO-005 | Amended Notice of Public Health Order 20-23 (issued Mar. 18, 2020; amended Mar. 20, 2020)Implementing Social Distancing Measures | CDPHE, Executive Director Jill Hunsaker Ryan | ColoradoSector regulator | Mar. 18, 2020 | 2020 Q2 | Gathering capEvents and venues | Primary source read | |
| Ex. NJ-104 | Department of Banking and Insurance Bulletin No. 20-06No-action position regarding temporarily working from home due to COVID-19 (branch office licensure for mortgage lenders, brokers, loan… | Marlene Caride, Commissioner of Banking and Insurance | New JerseySector regulator | Mar. 19, 2020 | 2020 Q22020 Q32020 Q4 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-064 | Temporary Licensing Order, Case Number 2020-CDS-007Temporary Relief for Registrants Affected by the COVID-19 Outbreak | Tung Chan, Securities Commissioner | Colorado; Division of Securities, Department of Regulatory Agencies (State securities regulator)Sector regulator | Mar. 20, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-088 | Bulletin 2020-08-INSTemporary Regulatory Flexibility Re: COVID-19 | Anita G. Fox, Director | Michigan; Department of Insurance and Financial ServicesSector regulator | Mar. 20, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Telework mandateGathering capOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-015 | COVID-19 - Effects on CSLB Services (web page as of Mar. 20-22, 2020)COVID-19 - Effects on CSLB Services | Contractors State License Board | California; Contractors State License BoardSector regulator | Mar. 20, 2020 | 2020 Q2 | Context (guidance or announcement)Telework mandateCourts and public officesOther | Primary source read | |
| Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-067 | Duluth Seaway Port Authority notice, Mar. 19, 2020: 'IMPORTANT NOTICE ON COVID-19 AND OFFICE CLOSURE - As of MARCH 21, The Duluth Seaway Port Authority Office will be closed in response to the Coronavirus'Important Notice on COVID-19 and Office Closure (office closed as of March 21, 2020) | Duluth Seaway Port Authority | Minnesota (Duluth; Port of Duluth-Superior)Sector regulator | Mar. 19, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureTelework mandate | Primary source read | |