| Ex. SEC-11-GM-011 | FleetOwner TMC 2020 Fall Meeting DigitalTMC Fall Meeting with TMCSuperTech (National Technician Skills Competition) and TMCFutureTech | American Trucking Associations, Technology & Maintenance Council | May 22, 2020 | 2020 Q2 | Cross-referenced |
| Ex. SEC-11-GM-023 | TransportTopics TMC SuperTech Canceled Fall Meeting VirtualTMC Fall Meeting with TMCSuperTech (National Technician Skills Competition) and TMCFutureTech | American Trucking Associations, Technology & Maintenance Council | June 1, 2020 | 2020 Q2 | Cross-referenced |
| Ex. SEC-11-GM-024 | TransportTopics TMC 2021 Annual Meeting Virtual Then ClevelandTMC Annual Meeting & Transportation Technology Exhibition (ATA Technology & Maintenance Council) | American Trucking Associations, Technology & Maintenance Council | | | Cross-referenced |
| Ex. NC-015 | Executive Order No. 153Restricting Late Night Service of Alcoholic Beverages | Governor Roy Cooper | July 28, 2020 | 2020 Q32020 Q42021 Q1 | Same issuer, within ninety days |
| Ex. NC-014 | Executive Order No. 151Extension of Phase 2 Order | Governor Roy Cooper | July 16, 2020 | 2020 Q3 | Same issuer, within ninety days |
| Ex. NC-035 | Executive Order No. 162Extending Restrictions on Late Night Service of Alcoholic Beverages | Governor Roy Cooper | Aug. 31, 2020 | 2020 Q32020 Q4 | Same issuer, within ninety days |
| Ex. NC-017 | Executive Order No. 163Extension of Phase 2 Order with Modifications: Phase 2.5 | Governor Roy Cooper | Aug. 31, 2020 | 2020 Q32020 Q4 | Same issuer, within ninety days |
| Ex. NC-013 | Executive Order No. 147Extension of Phase 2 Order and New Measures to Save Lives in the COVID-19 Pandemic (statewide face coverings) | Governor Roy Cooper | June 24, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Same issuer, within ninety days |
| Ex. NC-018 | Executive Order No. 169Easing Restrictions: Phase 3 | Governor Roy Cooper | Sept. 30, 2020 | 2020 Q4 | Same issuer, within ninety days |
| Ex. NC-042 | Executive Order No. 144Extension of Executive Order No. 130 (Health and Human Services Provisions) | Governor Roy Cooper | June 5, 2020 | 2020 Q22020 Q3 | Same issuer, within ninety days |
| Ex. NC-012 | Executive Order No. 142Temporary Prohibitions on Evictions and Extending the Prohibition on Utility Shut-Offs | Governor Roy Cooper | May 30, 2020 | 2020 Q22020 Q3 | Same issuer, within ninety days |
| Ex. NC-011 | Executive Order No. 141Easing Restrictions on Travel, Business Operations, and Mass Gatherings: Phase 2 | Governor Roy Cooper | May 20, 2020 | 2020 Q22020 Q3 | Same issuer, within ninety days |