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Ex. SEC-13-GM-115 Organizer notice Primary source read

Charles Schwab press release (Oct. 2021): 'Schwab IMPACT 2021 Brings Compelling Speaker Pairings and Enhanced Virtual Networking Opportunities to RIAs' ('The event, which will be virtual and live over two days,' Oct. 19-20, 2021; 'more than 13,000 independent advisory firms')

Schwab IMPACT 2020 (the largest independent-advisor conference)

Charles Schwab & Co. · Boston (as scheduled), MA (Organizer)

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The COVID Project

The record

Jurisdiction
Boston (as scheduled), MA · Massachusetts
Level
Organizer
In force
No start date could be read from the record.
Functions reached
  • WM
  • MK
  • HR
Collection
Financial Services SEC-13

Operative words

Charles Schwab press release (Oct. 2021): 'Schwab IMPACT 2021 Brings Compelling Speaker Pairings and Enhanced Virtual Networking Opportunities to RIAs' ('The event, which will be virtual and live over two days,' Oct. 19-20, 2021; 'more than 13,000 independent advisory firms')

Notes

'open to independent advisors from the more than 7,600 firms'; 'more than 90 speakers, 70 education sessions, and nearly 40 exhibitors' (Ex. SEC-13-GM-114). Usual dates: Late October to early November. Scale: not sourced. Venue orders 2020: MA-032, MA-034, MA-031.

A record of The COVID Project. The instrument's text is the source's; the summary fields are The COVID Project's reading of it. Not legal advice.