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The Orders Library

Name: The COVID Project Orders Library
Creator: The COVID Project

13,511 instruments indexed by The COVID Project: the orders of the fifty States and the District, forty metros, the federal layer and the agencies; the standing duties; the organizers' notices; the legal authorities. Filter by kind, State, limitation type, quarter and more; open the exhibit; download what you find.

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67 instruments · showing 1–25

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Exhibit	Instrument	Issuer	Jurisdiction	Issued	Quarters	Limitations	Grade
Ex. AGY-FED-FINANCIAL-050	Release No. 34-88318, Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules ThereunderOrder Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain…	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	Mar. 4, 2020	2020 Q2	Telework mandateOther	Primary source read
Ex. AGY-FED-FINANCIAL-001	Interagency Statement on Pandemic Planning (SR 20-3 / CA 20-2)Interagency Statement on Pandemic Planning	FFIEC (transmitted by Federal Reserve SR 20-3 / CA 20-2, OCC Bulletin 2020-13, FDIC FIL-14-2020)	United States; Federal Financial Institutions Examination Council on behalf of the Federal Reserve Board, FDIC, OCC, NCUA, CFPB and State Liaison Committee (federal interagency)Federal	Mar. 6, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Telework mandateWorkplace rulesOther	Primary source read
Ex. AGY-FED-FINANCIAL-090	EXIM relief measures of March 12, 2020 (waivers, deadline extensions, streamlined processing and flexibility for an initial 30-day period)EXIM Extends Program Waivers, Extensions, and Other Provisions to U.S. Customers and Lenders Amid COVID-19 Outbreak	Export-Import Bank of the United States (President and Chairman Kimberly A. Reed)	United States; Export-Import Bank of the United States (federal export credit agency)Federal	Mar. 12, 2020	2020 Q2	Other	Primary source read
Ex. AGY-FED-FINANCIAL-005	FIL-17-2020Regulatory Relief: Working with Customers Affected by the Coronavirus	Federal Deposit Insurance Corporation	United States; Federal Deposit Insurance Corporation (federal)Federal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Business closureOther	Primary source read
Ex. AGY-FED-FINANCIAL-051	Investment Company Act Release No. 33817, Order Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement…	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	Mar. 13, 2020	2020 Q2	Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-052	Investment Advisers Act Release No. 5463, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	Mar. 13, 2020	2020 Q2	Telework mandateOther	Primary source read
Ex. AGY-FED-FINANCIAL-053	Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022)Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns	SEC Division of Corporation Finance	United States; Securities and Exchange Commission, Division of Corporation Finance (federal staff guidance)Federal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-057	Investment Company Act Release No. 33824, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Under Section 6(c) and Section 38(a) of the Investment Company Act Granting Exemptions from Specified Provisions and Commission…	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	Mar. 25, 2020	2020 Q22020 Q3	Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-058	Investment Advisers Act Release No. 5469, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Under Section 206A of the Investment Advisers Act Granting Exemptions from Specified Provisions and Certain Rules Thereunder	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	Mar. 25, 2020	2020 Q22020 Q3	Telework mandateOther	Primary source read
Ex. AGY-FED-FINANCIAL-064	Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief]Order Extending the In-Person Board Meeting Relief for Registered Management Investment Companies and Business Development Companies	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	June 19, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-028	Board statement of March 15, 2020, Federal Reserve Actions to Support the Flow of Credit to Households and BusinessesFederal Reserve Actions to Support the Flow of Credit to Households and Businesses	Board of Governors of the Federal Reserve System	United States; Board of Governors of the Federal Reserve System (federal)Federal	Mar. 15, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Emergency declarationOther	Primary source read
Ex. AGY-FED-FINANCIAL-025	FinCEN Notice of March 16, 2020The Financial Crimes Enforcement Network (FinCEN) Encourages Financial Institutions to Communicate Concerns Related to the Coronavirus…	Financial Crimes Enforcement Network	United States; Financial Crimes Enforcement Network, Department of the Treasury (federal)Federal	Mar. 16, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. AGY-FED-FINANCIAL-054	Release No. 34-88448, Order Under Sections 17A and 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder [for Registered Transfer Agents and Certain Other Persons]Conditional Exemptive Order: Relief for Registered Transfer Agents and Certain Other Persons Affected by COVID-19	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	Mar. 20, 2020	2020 Q2	Telework mandateOther	Primary source read
Ex. AGY-FED-FINANCIAL-007	Interagency Statement on the Use of Capital and Liquidity BuffersStatement on the Use of Capital and Liquidity Buffers	Board of Governors, FDIC and OCC	United States; Federal Reserve Board, FDIC and OCC (federal interagency)Federal	Mar. 17, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. AGY-FED-FINANCIAL-067	CFTC Staff Letter No. 20-02 (No-Action)No-Action Positions for Certain Members of Designated Contract Markets and Swap Execution Facilities to Facilitate Physical Separation in…	CFTC Division of Swap Dealer and Intermediary Oversight (Director Joshua B. Sterling) and Division of Market Oversight	United States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)Federal	Mar. 17, 2020	2020 Q22020 Q32020 Q42021 Q1	Telework mandateWorkplace rulesOther	Primary source read
Ex. AGY-FED-FINANCIAL-068	CFTC Staff Letter No. 20-03 (No-Action)Temporary Relief for Futures Commission Merchants and Introducing Brokers to Facilitate Physical Separation in Derivatives Industry Response…	CFTC Division of Swap Dealer and Intermediary Oversight	United States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)Federal	Mar. 17, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q2	Telework mandateWorkplace rulesOther	Primary source read
Ex. AGY-FED-FINANCIAL-069	CFTC Staff Letter No. 20-06 (No-Action)No-Action Positions for Swap Dealers to Facilitate Physical Separation in Derivatives Industry Response to COVID-19	CFTC Division of Swap Dealer and Intermediary Oversight	United States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)Federal	Mar. 17, 2020	2020 Q22020 Q32020 Q42021 Q1	Telework mandateWorkplace rulesOther	Primary source read
Ex. AGY-FED-FINANCIAL-077	Notice 2020-17, 2020-15 I.R.B. 590Relief for Taxpayers Affected by Ongoing Coronavirus Disease 2019 Pandemic	Internal Revenue Service (Treasury Department)	United States; Department of the Treasury and Internal Revenue Service (federal)Federal	Mar. 18, 2020	2020 Q2	Other	Primary source read
Ex. AGY-FED-FINANCIAL-008	Joint Statement on CRA Consideration for Activities in Response to COVID-19Joint Statement on CRA Consideration for Activities in Response to the COVID-19	Board of Governors, FDIC and OCC (FDIC FIL-19-2020; OCC Bulletin 2020-19; Fed CA 20-4)	United States; Federal Reserve Board, FDIC and OCC (federal interagency)Federal	Mar. 19, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. AGY-FED-FINANCIAL-078	Notice 2020-18, 2020-15 I.R.B. 590Relief for Taxpayers Affected by Ongoing Coronavirus Disease 2019 Pandemic	Internal Revenue Service (Treasury Department)	United States; Department of the Treasury and Internal Revenue Service (federal)Federal	Mar. 20, 2020	2020 Q22020 Q3	Other	Primary source read
Ex. AGY-FED-FINANCIAL-055	Investment Company Act Release No. 33821, Order Under Sections 6(c), 12(d)(1)(J), 17(b), 17(d) and 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified ProvisionsConditional Exemptive Order: SEC Provides Temporary Additional Flexibility to Registered Investment Companies Affected by Coronavirus	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	Mar. 23, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q2	Other	Primary source read
Ex. AGY-FED-FINANCIAL-098	FHFA direction to the Enterprises of March 23, 2020 (implemented by Fannie Mae Lender Letter LL-2020-03/04 and Freddie Mac Bulletin 2020-5)FHFA Directs Enterprises to Grant Flexibilities for Appraisal and Employment Verifications	Federal Housing Finance Agency (Director Mark Calabria)	United States; Federal Housing Finance Agency, as regulator and conservator of Fannie Mae and Freddie Mac (federal)Federal	Mar. 23, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q2	Other	Primary source read
Ex. AGY-FED-FINANCIAL-056	Release No. 34-88465, Order Under Section 36 of the Securities Exchange Act of 1934 Modifying Exemptions From the Reporting and Proxy Delivery Requirements for Public CompaniesOrder Under Section 36 of the Securities Exchange Act of 1934 Modifying Exemptions From the Reporting and Proxy Delivery Requirements for…	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	Mar. 25, 2020	2020 Q22020 Q3	Telework mandateOther	Primary source read
Ex. AGY-FED-FINANCIAL-091	EXIM Board resolutions of March 25, 2020 establishing four temporary programs (Bridge Financing Program; Pre-Delivery / Pre-Export Financing Program; Supply Chain Financing Guarantee Program expansion; Working Capital Guarantee Program expansion)EXIM Board Takes United Action in Response to COVID-19 to Support Exporters and Jobs with Unprecedented Measures	EXIM Board of Directors	United States; Export-Import Bank of the United States (federal export credit agency)Federal	Mar. 25, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Supply chainOther	Primary source read
Ex. AGY-FED-FINANCIAL-010	Interim final rule, Regulation D: Reserve Requirements of Depository Institutions, 85 Fed. Reg. 16525 (Mar. 24, 2020) (Docket R-1705)Regulation D: Reserve Requirements of Depository Institutions	Board of Governors of the Federal Reserve System	United States; Board of Governors of the Federal Reserve System (federal)Federal	Mar. 24, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read

Securities and Exchange Commission, Release No. 34-88318, Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder (Mar. 4, 2020) (Ex. AGY-FED-FINANCIAL-050)
FFIEC (transmitted by Federal Reserve SR 20-3 / CA 20-2, OCC Bulletin 2020-13, FDIC FIL-14-2020), Interagency Statement on Pandemic Planning (SR 20-3 / CA 20-2) (Mar. 6, 2020) (Ex. AGY-FED-FINANCIAL-001)
Export-Import Bank of the United States (President and Chairman Kimberly A. Reed), EXIM relief measures of March 12, 2020 (waivers, deadline extensions, streamlined processing and flexibility for an initial 30-day period) (Mar. 12, 2020) (Ex. AGY-FED-FINANCIAL-090)
Federal Deposit Insurance Corporation, FIL-17-2020 (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-005)
Securities and Exchange Commission, Investment Company Act Release No. 33817, Order Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus Delivery (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-051)
Securities and Exchange Commission, Investment Advisers Act Release No. 5463, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-052)
SEC Division of Corporation Finance, Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022) (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-053)
Securities and Exchange Commission, Investment Company Act Release No. 33824, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus Delivery (Mar. 25, 2020) (Ex. AGY-FED-FINANCIAL-057)
Securities and Exchange Commission, Investment Advisers Act Release No. 5469, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder (Mar. 25, 2020) (Ex. AGY-FED-FINANCIAL-058)
Securities and Exchange Commission, Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief] (June 19, 2020) (Ex. AGY-FED-FINANCIAL-064)
Board of Governors of the Federal Reserve System, Board statement of March 15, 2020, Federal Reserve Actions to Support the Flow of Credit to Households and Businesses (Mar. 15, 2020) (Ex. AGY-FED-FINANCIAL-028)
Financial Crimes Enforcement Network, FinCEN Notice of March 16, 2020 (Mar. 16, 2020) (Ex. AGY-FED-FINANCIAL-025)
Securities and Exchange Commission, Release No. 34-88448, Order Under Sections 17A and 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder [for Registered Transfer Agents and Certain Other Persons] (Mar. 20, 2020) (Ex. AGY-FED-FINANCIAL-054)
Board of Governors, FDIC and OCC, Interagency Statement on the Use of Capital and Liquidity Buffers (Mar. 17, 2020) (Ex. AGY-FED-FINANCIAL-007)
CFTC Division of Swap Dealer and Intermediary Oversight (Director Joshua B. Sterling) and Division of Market Oversight, CFTC Staff Letter No. 20-02 (No-Action) (Mar. 17, 2020) (Ex. AGY-FED-FINANCIAL-067)
CFTC Division of Swap Dealer and Intermediary Oversight, CFTC Staff Letter No. 20-03 (No-Action) (Mar. 17, 2020) (Ex. AGY-FED-FINANCIAL-068)
CFTC Division of Swap Dealer and Intermediary Oversight, CFTC Staff Letter No. 20-06 (No-Action) (Mar. 17, 2020) (Ex. AGY-FED-FINANCIAL-069)
Internal Revenue Service (Treasury Department), Notice 2020-17, 2020-15 I.R.B. 590 (Mar. 18, 2020) (Ex. AGY-FED-FINANCIAL-077)
Board of Governors, FDIC and OCC (FDIC FIL-19-2020; OCC Bulletin 2020-19; Fed CA 20-4), Joint Statement on CRA Consideration for Activities in Response to COVID-19 (Mar. 19, 2020) (Ex. AGY-FED-FINANCIAL-008)
Internal Revenue Service (Treasury Department), Notice 2020-18, 2020-15 I.R.B. 590 (Mar. 20, 2020) (Ex. AGY-FED-FINANCIAL-078)
Securities and Exchange Commission, Investment Company Act Release No. 33821, Order Under Sections 6(c), 12(d)(1)(J), 17(b), 17(d) and 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions (Mar. 23, 2020) (Ex. AGY-FED-FINANCIAL-055)
Federal Housing Finance Agency (Director Mark Calabria), FHFA direction to the Enterprises of March 23, 2020 (implemented by Fannie Mae Lender Letter LL-2020-03/04 and Freddie Mac Bulletin 2020-5) (Mar. 23, 2020) (Ex. AGY-FED-FINANCIAL-098)
Securities and Exchange Commission, Release No. 34-88465, Order Under Section 36 of the Securities Exchange Act of 1934 Modifying Exemptions From the Reporting and Proxy Delivery Requirements for Public Companies (Mar. 25, 2020) (Ex. AGY-FED-FINANCIAL-056)
EXIM Board of Directors, EXIM Board resolutions of March 25, 2020 establishing four temporary programs (Bridge Financing Program; Pre-Delivery / Pre-Export Financing Program; Supply Chain Financing Guarantee Program expansion; Working Capital Guarantee Program expansion) (Mar. 25, 2020) (Ex. AGY-FED-FINANCIAL-091)
Board of Governors of the Federal Reserve System, Interim final rule, Regulation D: Reserve Requirements of Depository Institutions, 85 Fed. Reg. 16525 (Mar. 24, 2020) (Docket R-1705) (Ex. AGY-FED-FINANCIAL-010)

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