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Name: The COVID Project Orders Library
Creator: The COVID Project

13,511 instruments indexed by The COVID Project: the orders of the fifty States and the District, forty metros, the federal layer and the agencies; the standing duties; the organizers' notices; the legal authorities. Filter by kind, State, limitation type, quarter and more; open the exhibit; download what you find.

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Filters:Agency cluster: Federal financial regulators 2021 Q3 To June 30, 2021 Clear all

48 instruments · showing 1–25

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Exhibit	Instrument	Issuer	Jurisdiction	Issued	Quarters	Limitations	Grade
Ex. AGY-FED-FINANCIAL-001	Interagency Statement on Pandemic Planning (SR 20-3 / CA 20-2)Interagency Statement on Pandemic Planning	FFIEC (transmitted by Federal Reserve SR 20-3 / CA 20-2, OCC Bulletin 2020-13, FDIC FIL-14-2020)	United States; Federal Financial Institutions Examination Council on behalf of the Federal Reserve Board, FDIC, OCC, NCUA, CFPB and State Liaison Committee (federal interagency)Federal	Mar. 6, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Telework mandateWorkplace rulesOther	Primary source read
Ex. AGY-FED-FINANCIAL-002	Joint press release and statement of March 9, 2020Agencies encourage financial institutions to meet financial needs of customers and members affected by coronavirus	Federal Reserve Board, CFPB, FDIC, NCUA, OCC and CSBS	United States; Federal Reserve Board, FDIC, OCC, NCUA, CFPB and Conference of State Bank Supervisors (federal and State interagency)Federal	Mar. 9, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Other	Primary source read
Ex. AGY-FED-FINANCIAL-074	FINRA Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief	FINRA	United States; Financial Industry Regulatory Authority (self-regulatory organization registered under Exchange Act § 15A, 15 U.S.C. § 78o-3, subject to SEC oversight)Sector regulator	Mar. 9, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Telework mandateWorkplace rulesOther	Primary source read
Ex. AGY-FED-FINANCIAL-003	SR 20-4 / CA 20-3Supervisory Practices Regarding Financial Institutions Affected by Coronavirus	Board of Governors of the Federal Reserve System, Division of Supervision and Regulation and Division of Consumer and Community Affairs	United States; Board of Governors of the Federal Reserve System (federal)Federal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Business closureOther	Primary source read
Ex. AGY-FED-FINANCIAL-004	OCC Bulletin 2020-15Pandemic Planning: Working With Customers Affected by Coronavirus and Regulatory Assistance	Office of the Comptroller of the Currency	United States; Office of the Comptroller of the Currency (federal)Federal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Business closureOther	Primary source read
Ex. AGY-FED-FINANCIAL-005	FIL-17-2020Regulatory Relief: Working with Customers Affected by the Coronavirus	Federal Deposit Insurance Corporation	United States; Federal Deposit Insurance Corporation (federal)Federal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Business closureOther	Primary source read
Ex. AGY-FED-FINANCIAL-006	Frequently Asked Questions for Financial Institutions Affected by the Coronavirus Disease 2019 (transmitted by FIL-18-2020, updated through 2020)Frequently Asked Questions for Financial Institutions Affected by the Coronavirus Disease 2019 (Referred to as COVID-19)	Federal Deposit Insurance Corporation	United States; Federal Deposit Insurance Corporation (federal)Federal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Business closureOther	Primary source read
Ex. AGY-FED-FINANCIAL-030	Letter to Federal Credit Unions 20-FCU-02NCUA Actions Related to COVID-19 - Annual Meeting Flexibility	NCUA Chairman Rodney E. Hood	United States; National Credit Union Administration (federal)Federal	Mar. 1, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-053	Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022)Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns	SEC Division of Corporation Finance	United States; Securities and Exchange Commission, Division of Corporation Finance (federal staff guidance)Federal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-064	Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief]Order Extending the In-Person Board Meeting Relief for Registered Management Investment Companies and Business Development Companies	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	June 19, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-028	Board statement of March 15, 2020, Federal Reserve Actions to Support the Flow of Credit to Households and BusinessesFederal Reserve Actions to Support the Flow of Credit to Households and Businesses	Board of Governors of the Federal Reserve System	United States; Board of Governors of the Federal Reserve System (federal)Federal	Mar. 15, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Emergency declarationOther	Primary source read
Ex. AGY-FED-FINANCIAL-025	FinCEN Notice of March 16, 2020The Financial Crimes Enforcement Network (FinCEN) Encourages Financial Institutions to Communicate Concerns Related to the Coronavirus…	Financial Crimes Enforcement Network	United States; Financial Crimes Enforcement Network, Department of the Treasury (federal)Federal	Mar. 16, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. AGY-FED-FINANCIAL-029	Letter to Credit Unions 20-CU-02NCUA Actions Related to COVID-19	NCUA Chairman Rodney E. Hood	United States; National Credit Union Administration (federal)Federal	Mar. 1, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Business closureGathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-031	Letter to Credit Unions 20-CU-03Identification of Essential Critical Infrastructure Workers During COVID-19	NCUA	United States; National Credit Union Administration (federal)Federal	Mar. 1, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Stay-at-homeTravel and quarantine	Primary source read
Ex. AGY-FED-FINANCIAL-032	Letter to Credit Unions 20-CU-05Offsite Examination and Supervision Approach	NCUA	United States; National Credit Union Administration (federal)Federal	Mar. 1, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Telework mandateOther	Primary source read
Ex. AGY-FED-FINANCIAL-007	Interagency Statement on the Use of Capital and Liquidity BuffersStatement on the Use of Capital and Liquidity Buffers	Board of Governors, FDIC and OCC	United States; Federal Reserve Board, FDIC and OCC (federal interagency)Federal	Mar. 17, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. AGY-FED-FINANCIAL-008	Joint Statement on CRA Consideration for Activities in Response to COVID-19Joint Statement on CRA Consideration for Activities in Response to the COVID-19	Board of Governors, FDIC and OCC (FDIC FIL-19-2020; OCC Bulletin 2020-19; Fed CA 20-4)	United States; Federal Reserve Board, FDIC and OCC (federal interagency)Federal	Mar. 19, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. AGY-FED-FINANCIAL-013	OCC Bulletin 2020-23Pandemic Planning: Essential Critical Infrastructure Workers in the Financial Services Sector	Office of the Comptroller of the Currency	United States; Office of the Comptroller of the Currency (federal)Federal	Mar. 25, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Stay-at-homeTravel and quarantine	Primary source read
Ex. AGY-FED-FINANCIAL-091	EXIM Board resolutions of March 25, 2020 establishing four temporary programs (Bridge Financing Program; Pre-Delivery / Pre-Export Financing Program; Supply Chain Financing Guarantee Program expansion; Working Capital Guarantee Program expansion)EXIM Board Takes United Action in Response to COVID-19 to Support Exporters and Jobs with Unprecedented Measures	EXIM Board of Directors	United States; Export-Import Bank of the United States (federal export credit agency)Federal	Mar. 25, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Supply chainOther	Primary source read
Ex. AGY-FED-FINANCIAL-010	Interim final rule, Regulation D: Reserve Requirements of Depository Institutions, 85 Fed. Reg. 16525 (Mar. 24, 2020) (Docket R-1705)Regulation D: Reserve Requirements of Depository Institutions	Board of Governors of the Federal Reserve System	United States; Board of Governors of the Federal Reserve System (federal)Federal	Mar. 24, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. AGY-FED-FINANCIAL-033	Letter to Credit Unions 20-CU-04Responsible Small-Dollar Lending in Response to COVID-19	NCUA	United States; National Credit Union Administration (federal)Federal	Mar. 1, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Other	Primary source read
Ex. AGY-FED-FINANCIAL-101	CFPB statements of March 26, 2020 (Statement on Supervisory and Enforcement Practices Regarding Quarterly Reporting Under the Home Mortgage Disclosure Act; Statement on Supervisory and Enforcement Practices Regarding Bureau Information Collections for Credit Card and Prepaid Account Issuers)CFPB Provides Flexibility During COVID-19 Pandemic	Consumer Financial Protection Bureau (Director Kathleen L. Kraninger)	United States; Consumer Financial Protection Bureau (federal)Federal	Mar. 26, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Other	Primary source read
Ex. AGY-FED-FINANCIAL-012	SR 20-6Identification of Essential Critical Infrastructure Workers in the Financial Services Sector During the COVID-19 Response	Board of Governors of the Federal Reserve System	United States; Board of Governors of the Federal Reserve System (federal)Federal	Mar. 27, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Stay-at-homeTravel and quarantineOther	Primary source read
Ex. AGY-FED-FINANCIAL-037	Letter to Credit Unions 20-CU-11Regulatory Treatment for Paycheck Protection Program Loans	NCUA	United States; National Credit Union Administration (federal)Federal	Apr. 1, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Other	Primary source read
Ex. AGY-FED-FINANCIAL-014	Joint Statement on Supervisory and Enforcement Practices Regarding the Mortgage Servicing Rules in Response to the COVID-19 Emergency and the CARES ActJoint Statement on Supervisory and Enforcement Practices Regarding the Mortgage Servicing Rules in Response to the COVID-19 Emergency and…	CFPB, Board of Governors, FDIC, NCUA, OCC and CSBS	United States; CFPB, Federal Reserve Board, FDIC, NCUA, OCC and State regulators (federal interagency)Federal	Apr. 3, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read

FFIEC (transmitted by Federal Reserve SR 20-3 / CA 20-2, OCC Bulletin 2020-13, FDIC FIL-14-2020), Interagency Statement on Pandemic Planning (SR 20-3 / CA 20-2) (Mar. 6, 2020) (Ex. AGY-FED-FINANCIAL-001)
Federal Reserve Board, CFPB, FDIC, NCUA, OCC and CSBS, Joint press release and statement of March 9, 2020 (Mar. 9, 2020) (Ex. AGY-FED-FINANCIAL-002)
FINRA, FINRA Regulatory Notice 20-08 (Mar. 9, 2020) (Ex. AGY-FED-FINANCIAL-074)
Board of Governors of the Federal Reserve System, Division of Supervision and Regulation and Division of Consumer and Community Affairs, SR 20-4 / CA 20-3 (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-003)
Office of the Comptroller of the Currency, OCC Bulletin 2020-15 (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-004)
Federal Deposit Insurance Corporation, FIL-17-2020 (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-005)
Federal Deposit Insurance Corporation, Frequently Asked Questions for Financial Institutions Affected by the Coronavirus Disease 2019 (transmitted by FIL-18-2020, updated through 2020) (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-006)
NCUA Chairman Rodney E. Hood, Letter to Federal Credit Unions 20-FCU-02 (Mar. 1, 2020) (Ex. AGY-FED-FINANCIAL-030)
SEC Division of Corporation Finance, Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022) (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-053)
Securities and Exchange Commission, Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief] (June 19, 2020) (Ex. AGY-FED-FINANCIAL-064)
Board of Governors of the Federal Reserve System, Board statement of March 15, 2020, Federal Reserve Actions to Support the Flow of Credit to Households and Businesses (Mar. 15, 2020) (Ex. AGY-FED-FINANCIAL-028)
Financial Crimes Enforcement Network, FinCEN Notice of March 16, 2020 (Mar. 16, 2020) (Ex. AGY-FED-FINANCIAL-025)
NCUA Chairman Rodney E. Hood, Letter to Credit Unions 20-CU-02 (Mar. 1, 2020) (Ex. AGY-FED-FINANCIAL-029)
NCUA, Letter to Credit Unions 20-CU-03 (Mar. 1, 2020) (Ex. AGY-FED-FINANCIAL-031)
NCUA, Letter to Credit Unions 20-CU-05 (Mar. 1, 2020) (Ex. AGY-FED-FINANCIAL-032)
Board of Governors, FDIC and OCC, Interagency Statement on the Use of Capital and Liquidity Buffers (Mar. 17, 2020) (Ex. AGY-FED-FINANCIAL-007)
Board of Governors, FDIC and OCC (FDIC FIL-19-2020; OCC Bulletin 2020-19; Fed CA 20-4), Joint Statement on CRA Consideration for Activities in Response to COVID-19 (Mar. 19, 2020) (Ex. AGY-FED-FINANCIAL-008)
Office of the Comptroller of the Currency, OCC Bulletin 2020-23 (Mar. 25, 2020) (Ex. AGY-FED-FINANCIAL-013)
EXIM Board of Directors, EXIM Board resolutions of March 25, 2020 establishing four temporary programs (Bridge Financing Program; Pre-Delivery / Pre-Export Financing Program; Supply Chain Financing Guarantee Program expansion; Working Capital Guarantee Program expansion) (Mar. 25, 2020) (Ex. AGY-FED-FINANCIAL-091)
Board of Governors of the Federal Reserve System, Interim final rule, Regulation D: Reserve Requirements of Depository Institutions, 85 Fed. Reg. 16525 (Mar. 24, 2020) (Docket R-1705) (Ex. AGY-FED-FINANCIAL-010)
NCUA, Letter to Credit Unions 20-CU-04 (Mar. 1, 2020) (Ex. AGY-FED-FINANCIAL-033)
Consumer Financial Protection Bureau (Director Kathleen L. Kraninger), CFPB statements of March 26, 2020 (Statement on Supervisory and Enforcement Practices Regarding Quarterly Reporting Under the Home Mortgage Disclosure Act; Statement on Supervisory and Enforcement Practices Regarding Bureau Information Collections for Credit Card and Prepaid Account Issuers) (Mar. 26, 2020) (Ex. AGY-FED-FINANCIAL-101)
Board of Governors of the Federal Reserve System, SR 20-6 (Mar. 27, 2020) (Ex. AGY-FED-FINANCIAL-012)
NCUA, Letter to Credit Unions 20-CU-11 (Apr. 1, 2020) (Ex. AGY-FED-FINANCIAL-037)
CFPB, Board of Governors, FDIC, NCUA, OCC and CSBS, Joint Statement on Supervisory and Enforcement Practices Regarding the Mortgage Servicing Rules in Response to the COVID-19 Emergency and the CARES Act (Apr. 3, 2020) (Ex. AGY-FED-FINANCIAL-014)

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