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The Orders Library

Name: The COVID Project Orders Library
Creator: The COVID Project

13,511 instruments indexed by The COVID Project: the orders of the fifty States and the District, forty metros, the federal layer and the agencies; the standing duties; the organizers' notices; the legal authorities. Filter by kind, State, limitation type, quarter and more; open the exhibit; download what you find.

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Filters:Agency cluster: Federal financial regulators To Mar. 14, 2020 Clear all

16 instruments · showing 1–16

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Exhibit	Instrument	Issuer	Jurisdiction	Issued	Quarters	Limitations	Grade
Ex. AGY-FED-FINANCIAL-050	Release No. 34-88318, Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules ThereunderOrder Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain…	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	Mar. 4, 2020	2020 Q2	Telework mandateOther	Primary source read
Ex. AGY-FED-FINANCIAL-001	Interagency Statement on Pandemic Planning (SR 20-3 / CA 20-2)Interagency Statement on Pandemic Planning	FFIEC (transmitted by Federal Reserve SR 20-3 / CA 20-2, OCC Bulletin 2020-13, FDIC FIL-14-2020)	United States; Federal Financial Institutions Examination Council on behalf of the Federal Reserve Board, FDIC, OCC, NCUA, CFPB and State Liaison Committee (federal interagency)Federal	Mar. 6, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Telework mandateWorkplace rulesOther	Primary source read
Ex. AGY-FED-FINANCIAL-002	Joint press release and statement of March 9, 2020Agencies encourage financial institutions to meet financial needs of customers and members affected by coronavirus	Federal Reserve Board, CFPB, FDIC, NCUA, OCC and CSBS	United States; Federal Reserve Board, FDIC, OCC, NCUA, CFPB and Conference of State Bank Supervisors (federal and State interagency)Federal	Mar. 9, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Other	Primary source read
Ex. AGY-FED-FINANCIAL-074	FINRA Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief	FINRA	United States; Financial Industry Regulatory Authority (self-regulatory organization registered under Exchange Act § 15A, 15 U.S.C. § 78o-3, subject to SEC oversight)Sector regulator	Mar. 9, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Telework mandateWorkplace rulesOther	Primary source read
Ex. AGY-FED-FINANCIAL-090	EXIM relief measures of March 12, 2020 (waivers, deadline extensions, streamlined processing and flexibility for an initial 30-day period)EXIM Extends Program Waivers, Extensions, and Other Provisions to U.S. Customers and Lenders Amid COVID-19 Outbreak	Export-Import Bank of the United States (President and Chairman Kimberly A. Reed)	United States; Export-Import Bank of the United States (federal export credit agency)Federal	Mar. 12, 2020	2020 Q2	Other	Primary source read
Ex. AGY-FED-FINANCIAL-003	SR 20-4 / CA 20-3Supervisory Practices Regarding Financial Institutions Affected by Coronavirus	Board of Governors of the Federal Reserve System, Division of Supervision and Regulation and Division of Consumer and Community Affairs	United States; Board of Governors of the Federal Reserve System (federal)Federal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Business closureOther	Primary source read
Ex. AGY-FED-FINANCIAL-004	OCC Bulletin 2020-15Pandemic Planning: Working With Customers Affected by Coronavirus and Regulatory Assistance	Office of the Comptroller of the Currency	United States; Office of the Comptroller of the Currency (federal)Federal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Business closureOther	Primary source read
Ex. AGY-FED-FINANCIAL-005	FIL-17-2020Regulatory Relief: Working with Customers Affected by the Coronavirus	Federal Deposit Insurance Corporation	United States; Federal Deposit Insurance Corporation (federal)Federal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Business closureOther	Primary source read
Ex. AGY-FED-FINANCIAL-006	Frequently Asked Questions for Financial Institutions Affected by the Coronavirus Disease 2019 (transmitted by FIL-18-2020, updated through 2020)Frequently Asked Questions for Financial Institutions Affected by the Coronavirus Disease 2019 (Referred to as COVID-19)	Federal Deposit Insurance Corporation	United States; Federal Deposit Insurance Corporation (federal)Federal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Business closureOther	Primary source read
Ex. AGY-FED-FINANCIAL-030	Letter to Federal Credit Unions 20-FCU-02NCUA Actions Related to COVID-19 - Annual Meeting Flexibility	NCUA Chairman Rodney E. Hood	United States; National Credit Union Administration (federal)Federal	Mar. 1, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-051	Investment Company Act Release No. 33817, Order Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement…	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	Mar. 13, 2020	2020 Q2	Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-052	Investment Advisers Act Release No. 5463, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	Mar. 13, 2020	2020 Q2	Telework mandateOther	Primary source read
Ex. AGY-FED-FINANCIAL-053	Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022)Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns	SEC Division of Corporation Finance	United States; Securities and Exchange Commission, Division of Corporation Finance (federal staff guidance)Federal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-057	Investment Company Act Release No. 33824, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Under Section 6(c) and Section 38(a) of the Investment Company Act Granting Exemptions from Specified Provisions and Commission…	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	Mar. 25, 2020	2020 Q22020 Q3	Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-058	Investment Advisers Act Release No. 5469, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Under Section 206A of the Investment Advisers Act Granting Exemptions from Specified Provisions and Certain Rules Thereunder	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	Mar. 25, 2020	2020 Q22020 Q3	Telework mandateOther	Primary source read
Ex. AGY-FED-FINANCIAL-064	Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief]Order Extending the In-Person Board Meeting Relief for Registered Management Investment Companies and Business Development Companies	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	June 19, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Gathering capOther	Primary source read

Securities and Exchange Commission, Release No. 34-88318, Order Under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder (Mar. 4, 2020) (Ex. AGY-FED-FINANCIAL-050)
FFIEC (transmitted by Federal Reserve SR 20-3 / CA 20-2, OCC Bulletin 2020-13, FDIC FIL-14-2020), Interagency Statement on Pandemic Planning (SR 20-3 / CA 20-2) (Mar. 6, 2020) (Ex. AGY-FED-FINANCIAL-001)
Federal Reserve Board, CFPB, FDIC, NCUA, OCC and CSBS, Joint press release and statement of March 9, 2020 (Mar. 9, 2020) (Ex. AGY-FED-FINANCIAL-002)
FINRA, FINRA Regulatory Notice 20-08 (Mar. 9, 2020) (Ex. AGY-FED-FINANCIAL-074)
Export-Import Bank of the United States (President and Chairman Kimberly A. Reed), EXIM relief measures of March 12, 2020 (waivers, deadline extensions, streamlined processing and flexibility for an initial 30-day period) (Mar. 12, 2020) (Ex. AGY-FED-FINANCIAL-090)
Board of Governors of the Federal Reserve System, Division of Supervision and Regulation and Division of Consumer and Community Affairs, SR 20-4 / CA 20-3 (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-003)
Office of the Comptroller of the Currency, OCC Bulletin 2020-15 (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-004)
Federal Deposit Insurance Corporation, FIL-17-2020 (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-005)
Federal Deposit Insurance Corporation, Frequently Asked Questions for Financial Institutions Affected by the Coronavirus Disease 2019 (transmitted by FIL-18-2020, updated through 2020) (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-006)
NCUA Chairman Rodney E. Hood, Letter to Federal Credit Unions 20-FCU-02 (Mar. 1, 2020) (Ex. AGY-FED-FINANCIAL-030)
Securities and Exchange Commission, Investment Company Act Release No. 33817, Order Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus Delivery (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-051)
Securities and Exchange Commission, Investment Advisers Act Release No. 5463, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-052)
SEC Division of Corporation Finance, Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022) (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-053)
Securities and Exchange Commission, Investment Company Act Release No. 33824, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus Delivery (Mar. 25, 2020) (Ex. AGY-FED-FINANCIAL-057)
Securities and Exchange Commission, Investment Advisers Act Release No. 5469, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder (Mar. 25, 2020) (Ex. AGY-FED-FINANCIAL-058)
Securities and Exchange Commission, Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief] (June 19, 2020) (Ex. AGY-FED-FINANCIAL-064)

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