The Record

The Orders Library

Name: The COVID Project Orders Library
Creator: The COVID Project

13,511 instruments indexed by The COVID Project: the orders of the fifty States and the District, forty metros, the federal layer and the agencies; the standing duties; the organizers' notices; the legal authorities. Filter by kind, State, limitation type, quarter and more; open the exhibit; download what you find.

Double quotes make a phrase ("stay at home"). An exhibit ID (TX-004) opens its record first.

The COVID Projectcovidproject.com/library

Filters:Agency cluster: Federal financial regulators Gathering cap Workplace rules Business closure Clear all

25 instruments · showing 1–25

Sort Per page

Exhibit	Instrument	Issuer	Jurisdiction	Issued	Quarters	Limitations	Grade
Ex. AGY-FED-FINANCIAL-001	Interagency Statement on Pandemic Planning (SR 20-3 / CA 20-2)Interagency Statement on Pandemic Planning	FFIEC (transmitted by Federal Reserve SR 20-3 / CA 20-2, OCC Bulletin 2020-13, FDIC FIL-14-2020)	United States; Federal Financial Institutions Examination Council on behalf of the Federal Reserve Board, FDIC, OCC, NCUA, CFPB and State Liaison Committee (federal interagency)Federal	Mar. 6, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Telework mandateWorkplace rulesOther	Primary source read
Ex. AGY-FED-FINANCIAL-074	FINRA Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief	FINRA	United States; Financial Industry Regulatory Authority (self-regulatory organization registered under Exchange Act § 15A, 15 U.S.C. § 78o-3, subject to SEC oversight)Sector regulator	Mar. 9, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Telework mandateWorkplace rulesOther	Primary source read
Ex. AGY-FED-FINANCIAL-003	SR 20-4 / CA 20-3Supervisory Practices Regarding Financial Institutions Affected by Coronavirus	Board of Governors of the Federal Reserve System, Division of Supervision and Regulation and Division of Consumer and Community Affairs	United States; Board of Governors of the Federal Reserve System (federal)Federal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Business closureOther	Primary source read
Ex. AGY-FED-FINANCIAL-004	OCC Bulletin 2020-15Pandemic Planning: Working With Customers Affected by Coronavirus and Regulatory Assistance	Office of the Comptroller of the Currency	United States; Office of the Comptroller of the Currency (federal)Federal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Business closureOther	Primary source read
Ex. AGY-FED-FINANCIAL-005	FIL-17-2020Regulatory Relief: Working with Customers Affected by the Coronavirus	Federal Deposit Insurance Corporation	United States; Federal Deposit Insurance Corporation (federal)Federal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Business closureOther	Primary source read
Ex. AGY-FED-FINANCIAL-006	Frequently Asked Questions for Financial Institutions Affected by the Coronavirus Disease 2019 (transmitted by FIL-18-2020, updated through 2020)Frequently Asked Questions for Financial Institutions Affected by the Coronavirus Disease 2019 (Referred to as COVID-19)	Federal Deposit Insurance Corporation	United States; Federal Deposit Insurance Corporation (federal)Federal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Business closureOther	Primary source read
Ex. AGY-FED-FINANCIAL-030	Letter to Federal Credit Unions 20-FCU-02NCUA Actions Related to COVID-19 - Annual Meeting Flexibility	NCUA Chairman Rodney E. Hood	United States; National Credit Union Administration (federal)Federal	Mar. 1, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-051	Investment Company Act Release No. 33817, Order Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement…	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	Mar. 13, 2020	2020 Q2	Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-053	Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022)Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns	SEC Division of Corporation Finance	United States; Securities and Exchange Commission, Division of Corporation Finance (federal staff guidance)Federal	Mar. 13, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-057	Investment Company Act Release No. 33824, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Under Section 6(c) and Section 38(a) of the Investment Company Act Granting Exemptions from Specified Provisions and Commission…	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	Mar. 25, 2020	2020 Q22020 Q3	Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-064	Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief]Order Extending the In-Person Board Meeting Relief for Registered Management Investment Companies and Business Development Companies	Securities and Exchange Commission	United States; Securities and Exchange Commission (federal)Federal	June 19, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-029	Letter to Credit Unions 20-CU-02NCUA Actions Related to COVID-19	NCUA Chairman Rodney E. Hood	United States; National Credit Union Administration (federal)Federal	Mar. 1, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Business closureGathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-067	CFTC Staff Letter No. 20-02 (No-Action)No-Action Positions for Certain Members of Designated Contract Markets and Swap Execution Facilities to Facilitate Physical Separation in…	CFTC Division of Swap Dealer and Intermediary Oversight (Director Joshua B. Sterling) and Division of Market Oversight	United States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)Federal	Mar. 17, 2020	2020 Q22020 Q32020 Q42021 Q1	Telework mandateWorkplace rulesOther	Primary source read
Ex. AGY-FED-FINANCIAL-068	CFTC Staff Letter No. 20-03 (No-Action)Temporary Relief for Futures Commission Merchants and Introducing Brokers to Facilitate Physical Separation in Derivatives Industry Response…	CFTC Division of Swap Dealer and Intermediary Oversight	United States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)Federal	Mar. 17, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q2	Telework mandateWorkplace rulesOther	Primary source read
Ex. AGY-FED-FINANCIAL-069	CFTC Staff Letter No. 20-06 (No-Action)No-Action Positions for Swap Dealers to Facilitate Physical Separation in Derivatives Industry Response to COVID-19	CFTC Division of Swap Dealer and Intermediary Oversight	United States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)Federal	Mar. 17, 2020	2020 Q22020 Q32020 Q42021 Q1	Telework mandateWorkplace rulesOther	Primary source read
Ex. AGY-FED-FINANCIAL-036	Letter to Credit Unions 20-CU-09Temporary Regulatory Relief in Response to the COVID-19 Pandemic	NCUA	United States; National Credit Union Administration (federal)Federal	Apr. 1, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Business closureOther	Primary source read
Ex. AGY-FED-FINANCIAL-039	Temporary final rule, Temporary Regulatory Relief in Response to COVID-19, 85 Fed. Reg. 22010 (Apr. 21, 2020)Temporary Regulatory Relief in Response to COVID-19	NCUA Board	United States; National Credit Union Administration (federal)Federal	Apr. 21, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Business closureOther	Primary source read
Ex. AGY-FED-FINANCIAL-070	CFTC Staff Letter No. 20-16 (No-Action)Temporary Relief for Persons Required to Submit Fingerprints in Connection with Applying for Registration as an Associated Person	CFTC Division of Swap Dealer and Intermediary Oversight	United States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)Federal	Apr. 24, 2020	2020 Q22020 Q3	Workplace rulesOther	Primary source read
Ex. AGY-FED-FINANCIAL-019	OCC Bulletin 2020-51Corporate Governance: Annual Meetings and the COVID-19 Emergency	Office of the Comptroller of the Currency	United States; Office of the Comptroller of the Currency (federal)Federal	May 12, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-020	Interim final rule, Director, Shareholder, and Member Meetings, 85 Fed. Reg. 31943 (May 28, 2020) (RIN 1557-AE94); technical correction 85 Fed. Reg. 35373 (June 10, 2020)Director, Shareholder, and Member Meetings	Office of the Comptroller of the Currency	United States; Office of the Comptroller of the Currency (federal)Federal	May 28, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-071	CFTC Staff Letter No. 20-26 (No-Action)Further Extension of Relief Provided in CFTC Staff Letters Nos. 20-02, 20-03, 20-04, 20-05, 20-06, 20-07, and 20-09	CFTC Divisions of Swap Dealer and Intermediary Oversight and Market Oversight	United States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight and Division of Market Oversight (federal staff no-action letter)Federal	Sept. 11, 2020	2020 Q32020 Q42021 Q1	Telework mandateWorkplace rulesOther	Primary source read
Ex. AGY-FED-FINANCIAL-047	Letter to Federal Credit Unions 20-FCU-04Federal Credit Union Meeting Flexibility During the COVID-19 Pandemic	NCUA Chairman Rodney E. Hood	United States; National Credit Union Administration (federal)Federal	Nov. 1, 2020	2020 Q42021 Q12021 Q22021 Q3	Context (guidance or announcement)Gathering capOther	Primary source read
Ex. AGY-FED-FINANCIAL-048	Temporary final rule, Temporary Regulatory Relief in Response to COVID-19-Extension, 85 Fed. Reg. 83405 (Dec. 22, 2020)Temporary Regulatory Relief in Response to COVID-19-Extension	NCUA Board	United States; National Credit Union Administration (federal)Federal	Dec. 22, 2020	2020 Q42021 Q12021 Q22021 Q3	Business closureOther	Primary source read
Ex. AGY-FED-FINANCIAL-072	CFTC Staff Letter No. 21-04 (No-Action)Limited Continuation of Certain No-Action Relief to Market Participants in Response to COVID-19	CFTC Market Participants Division (formerly DSIO) and Division of Market Oversight	United States; Commodity Futures Trading Commission, Market Participants Division and Division of Market Oversight (federal staff no-action letter)Federal	Jan. 19, 2021	2021 Q12021 Q2	Telework mandateWorkplace rulesOther	Primary source read
Ex. AGY-FED-FINANCIAL-073	CFTC Staff Letter No. 21-10 (No-Action)Partial Extension of No-Action Positions to Facilitate Physical Separation in Derivatives Industry Response to COVID-19 (Floor Brokers)	CFTC Market Participants Division and Division of Market Oversight	United States; Commodity Futures Trading Commission, Market Participants Division and Division of Market Oversight (federal staff no-action letter)Federal	Apr. 13, 2021	2021 Q22021 Q3	Telework mandateWorkplace rulesOther	Primary source read

FFIEC (transmitted by Federal Reserve SR 20-3 / CA 20-2, OCC Bulletin 2020-13, FDIC FIL-14-2020), Interagency Statement on Pandemic Planning (SR 20-3 / CA 20-2) (Mar. 6, 2020) (Ex. AGY-FED-FINANCIAL-001)
FINRA, FINRA Regulatory Notice 20-08 (Mar. 9, 2020) (Ex. AGY-FED-FINANCIAL-074)
Board of Governors of the Federal Reserve System, Division of Supervision and Regulation and Division of Consumer and Community Affairs, SR 20-4 / CA 20-3 (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-003)
Office of the Comptroller of the Currency, OCC Bulletin 2020-15 (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-004)
Federal Deposit Insurance Corporation, FIL-17-2020 (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-005)
Federal Deposit Insurance Corporation, Frequently Asked Questions for Financial Institutions Affected by the Coronavirus Disease 2019 (transmitted by FIL-18-2020, updated through 2020) (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-006)
NCUA Chairman Rodney E. Hood, Letter to Federal Credit Unions 20-FCU-02 (Mar. 1, 2020) (Ex. AGY-FED-FINANCIAL-030)
Securities and Exchange Commission, Investment Company Act Release No. 33817, Order Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus Delivery (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-051)
SEC Division of Corporation Finance, Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022) (Mar. 13, 2020) (Ex. AGY-FED-FINANCIAL-053)
Securities and Exchange Commission, Investment Company Act Release No. 33824, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus Delivery (Mar. 25, 2020) (Ex. AGY-FED-FINANCIAL-057)
Securities and Exchange Commission, Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief] (June 19, 2020) (Ex. AGY-FED-FINANCIAL-064)
NCUA Chairman Rodney E. Hood, Letter to Credit Unions 20-CU-02 (Mar. 1, 2020) (Ex. AGY-FED-FINANCIAL-029)
CFTC Division of Swap Dealer and Intermediary Oversight (Director Joshua B. Sterling) and Division of Market Oversight, CFTC Staff Letter No. 20-02 (No-Action) (Mar. 17, 2020) (Ex. AGY-FED-FINANCIAL-067)
CFTC Division of Swap Dealer and Intermediary Oversight, CFTC Staff Letter No. 20-03 (No-Action) (Mar. 17, 2020) (Ex. AGY-FED-FINANCIAL-068)
CFTC Division of Swap Dealer and Intermediary Oversight, CFTC Staff Letter No. 20-06 (No-Action) (Mar. 17, 2020) (Ex. AGY-FED-FINANCIAL-069)
NCUA, Letter to Credit Unions 20-CU-09 (Apr. 1, 2020) (Ex. AGY-FED-FINANCIAL-036)
NCUA Board, Temporary final rule, Temporary Regulatory Relief in Response to COVID-19, 85 Fed. Reg. 22010 (Apr. 21, 2020) (Ex. AGY-FED-FINANCIAL-039)
CFTC Division of Swap Dealer and Intermediary Oversight, CFTC Staff Letter No. 20-16 (No-Action) (Apr. 24, 2020) (Ex. AGY-FED-FINANCIAL-070)
Office of the Comptroller of the Currency, OCC Bulletin 2020-51 (May 12, 2020) (Ex. AGY-FED-FINANCIAL-019)
Office of the Comptroller of the Currency, Interim final rule, Director, Shareholder, and Member Meetings, 85 Fed. Reg. 31943 (May 28, 2020) (RIN 1557-AE94); technical correction 85 Fed. Reg. 35373 (June 10, 2020) (Ex. AGY-FED-FINANCIAL-020)
CFTC Divisions of Swap Dealer and Intermediary Oversight and Market Oversight, CFTC Staff Letter No. 20-26 (No-Action) (Sept. 11, 2020) (Ex. AGY-FED-FINANCIAL-071)
NCUA Chairman Rodney E. Hood, Letter to Federal Credit Unions 20-FCU-04 (Nov. 1, 2020) (Ex. AGY-FED-FINANCIAL-047)
NCUA Board, Temporary final rule, Temporary Regulatory Relief in Response to COVID-19-Extension, 85 Fed. Reg. 83405 (Dec. 22, 2020) (Ex. AGY-FED-FINANCIAL-048)
CFTC Market Participants Division (formerly DSIO) and Division of Market Oversight, CFTC Staff Letter No. 21-04 (No-Action) (Jan. 19, 2021) (Ex. AGY-FED-FINANCIAL-072)
CFTC Market Participants Division and Division of Market Oversight, CFTC Staff Letter No. 21-10 (No-Action) (Apr. 13, 2021) (Ex. AGY-FED-FINANCIAL-073)

The Orders Library

Results