| Ex. SEC-13-080 | OCI Bulletin of March 20, 2020, Complying with Regulatory Requirements during the Public Health EmergencyComplying with Regulatory Requirements during the Public Health Emergency (policyholder flexibility; deemed-approval filings disapproved… | Commissioner of Insurance Mark V. Afable (Office of the Commissioner of Insurance) | WisconsinSector regulator | Mar. 20, 2020 | 2020 Q2 | Other | Primary source read | |
| Ex. SEC-13-GM-119 | NAIC news release (Washington, Sept. 15, 2020): 'NAIC Fall National Meeting to be Virtual Format' ('initially scheduled to be held in Indianapolis, Indiana, will now be held virtually. Due to the ongoing health challenges that are being associated with holding large in-person meetings in the midst of the COVID-19 pandemic')NAIC National Meetings (Spring, Summer and Fall), at which insurers, agents' associations and their counsel appear before the State… | National Association of Insurance Commissioners | rotating (Fall 2020: Indianapolis; Summer 2021: Columbus), IN; OHOrganizer | Sept. 15, 2020 | 2020 Q3 | Organizer notice | Primary source read | |
| Ex. SEC-13-093 | Executive Order No. 7GProtection of Public Health and Safety During COVID-19 Pandemic and Response - Presidential Primary Postponement and Additional Public… | Governor Ned Lamont | ConnecticutState | Mar. 19, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Business closureHealth care ordersAlcohol and barsCourts and public offices | Primary source read | |
| Ex. SEC-13-GM-123 | Money20/20 USA, 'Health and Safety' notice (as archived July 1, 2020): 'working closely with the City of Las Vegas, The Venetian, our vendors, and our sponsors to roll out a complete list of safety measures'; 'Capping access at 6,000 attendees'Money20/20 USA 2020 (payments and fintech) | Money20/20 (Ascential) | Las Vegas (The Venetian), NVOrganizer | | | Organizer notice | Primary source read | |
| Ex. SEC-13-GM-127 | Texas Bankers Association, 'COVID-19 NOTICE' for the 2021 Annual Convention (Austin, Aug. 25-27, 2021): 'mitigate potential health risks associated with COVID-19 and the Delta variant... Masks and vaccines are not required to attend our events, however they are strongly recommended'Texas Bankers Association Annual Convention (135th, 2020; 136th, 2021) | Texas Bankers Association | Austin (2021); 2020 venue not sourced, TXOrganizer | | | Organizer notice | Primary source read | |
| Ex. SEC-13-023 | FAQs About Families First Coronavirus Response Act and Coronavirus Aid, Relief, and Economic Security Act Implementation Part 42FAQs Part 42 | Departments of Labor, Health and Human Services and the Treasury | United StatesFederal | Apr. 11, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersOther | Primary source read | |
| Ex. SEC-13-106 | Sixth Modification of the Declaration of a State of Emergency for the State of Delaware Due to a Public Health ThreatSixth Modification (elections; evictions; foreclosures; utilities; insurance non-lapse; procurement) | Governor John C. Carney | DelawareState | Mar. 24, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Courts and public officesWorkplace rulesOther | Primary source read | |
| Ex. SEC-13-018 | Alabama Association of Realtors v. Department of Health and Human Services, 594 U.S. 758 (2021) (per curiam)On Application to Vacate Stay | Supreme Court of the United States | United StatesCourt | Aug. 26, 2021 | 2021 Q3 | Courts and public officesOther | Primary source read | |
| Ex. SEC-13-078 | Bulletin 2020-006Request to All Insurance Companies Regarding Consumers Affected by COVID-19 and the Emergency Public Health Measures | Superintendent of Insurance Russell Toal (Office of Superintendent of Insurance) | New MexicoSector regulator | Mar. 20, 2020 | 2020 Q22020 Q3 | Other | Primary source read | |
| Ex. SEC-13-108 | Enrolled Senate Bill 241 (2020), ch. 10 SLA 2020Extending the March 11, 2020, governor's declaration of a public health disaster emergency... forbearance of specified state loans… | Alaska Legislature (31st Legislature); signed by Governor Mike Dunleavy | AlaskaState | Apr. 9, 2020 | 2020 Q2 | Emergency declarationCourts and public officesOther | Primary source read | |
| Ex. SEC-13-092 | Executive Order No. 7XProtection of Public Health and Safety During COVID-19 Pandemic and Response - Renter Protections, Extended Class Cancellation and Other… | Governor Ned Lamont | ConnecticutState | Apr. 10, 2020 | 2020 Q2 | Business closureSchools and child careCourts and public officesOther | Primary source read | |
| Ex. SEC-13-024 | FAQs About FFCRA and CARES Act Implementation Part 44FAQs Part 44 | Departments of Labor, Health and Human Services and the Treasury | United StatesFederal | Feb. 26, 2021 | 2021 Q12021 Q22021 Q3 | Health care ordersOther | Primary source read | |
| Ex. SEC-13-022 | FAQs About COBRA Premium Assistance Under the American Rescue Plan Act of 2021 (with ARPA sec. 9501)FAQs About COBRA Premium Assistance Under the American Rescue Plan Act of 2021 | Department of Labor, EBSA (implementing ARPA sec. 9501, Pub. L. 117-2) | United StatesFederal | Apr. 7, 2021 | 2021 Q22021 Q3 | Other | Primary source read | |
| Ex. SEC-13-GM-026 | Office of the Comptroller of the Currency, interim final rule, Director, Shareholder, and Member Meetings, 85 Fed. Reg. 31943 (May 28, 2020) (RIN 1557-AE94), effective May 28, 2020 (same instrument as Ex. AGY-FED-FINANCIAL-020)Annual and special meetings of shareholders of national banks, federal savings associations, State banks and bank holding companies (class) | each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules | every State (headquarters, branches, hotels), ALLOrganizer | May 28, 2020 | 2020 Q2 | Organizer notice | Primary source read | |
| Ex. SEC-13-GM-029 | SEC Division of Corporation Finance and Division of Investment Management, Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (Mar. 13, 2020; updated Apr. 7, 2020) (same instrument as Ex. AGY-FED-FINANCIAL-053)Annual and special meetings of shareholders of national banks, federal savings associations, State banks and bank holding companies (class) | each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules | every State (headquarters, branches, hotels), ALLOrganizer | Apr. 7, 2020 | 2020 Q2 | Organizer notice | Primary source read | |
| Ex. SEC-13-GM-126 | SEC Division of Corporation Finance and Division of Investment Management, 'Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns' (Mar. 13, 2020, as updated Apr. 7, 2020): changes of date, time or location; 'virtual' and 'hybrid' meetings 'governed by state law, where permitted, and the issuer's governing documents' (second capture; see also SEC-13-GM-029)Annual and special meetings of shareholders of national banks, federal savings associations, State banks and bank holding companies (class) | each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules | every State (headquarters, branches, hotels), ALLOrganizer | Apr. 7, 2020 | 2020 Q2 | Organizer notice | Primary source read | |
| Ex. SEC-13-020 | Extension of Certain Timeframes for Employee Benefit Plans, Participants, and Beneficiaries Affected by the COVID-19 Outbreak (Joint Notice), 85 Fed. Reg. 26351 (May 4, 2020)Extension of Certain Timeframes for Employee Benefit Plans, Participants, and Beneficiaries Affected by the COVID-19 Outbreak | Department of Labor (EBSA) and Department of the Treasury (IRS) | United StatesFederal | Apr. 28, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. SEC-13-059 | Executive Order 2020-30 (COVID-19 Executive Order No. 28)Executive Order in Response to COVID-19 (residential eviction filings barred; non-residential eviction enforcement barred; consular… | Governor JB Pritzker | IllinoisState | Apr. 23, 2020 | 2020 Q22020 Q32020 Q4 | Courts and public officesOther | Primary source read | |
| Ex. SEC-13-071 | Order of the Governor No. 20-04-03-01Amending and Restating the Order Dated March 16, 2020, Temporarily Prohibiting Evictions of Tenants Suffering Substantial Loss of Income Due… | Governor Lawrence J. Hogan, Jr. | MarylandState | Apr. 3, 2020 | 2020 Q22020 Q32020 Q4 | Courts and public officesOther | Primary source read | |
| Ex. SEC-13-094 | D.C. Act 23-286, COVID-19 Response Supplemental Emergency Amendment Act of 2020COVID-19 Response Supplemental Emergency Amendment Act of 2020 (sec. 202, Mortgage relief: mandatory 90-day deferment program) | Council of the District of Columbia (emergency act); signed by Mayor Muriel Bowser | District of ColumbiaState | Apr. 10, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. SEC-13-109 | Executive Order 2021-13 (COVID-19 Executive Order No. 82)Executive Order in Response to COVID-19 (residential eviction moratorium phase-out: Covered Persons; enforcement stay) | Governor JB Pritzker | IllinoisState | June 11, 2021 | 2021 Q22021 Q3 | Courts and public officesOther | Primary source read | |
| Ex. SEC-13-GM-015 | AFSA, '2020 Law & Compliance Symposium Cancelled' (Apr. 20, 2020) (June 2-4, 2020, Dallas)AFSA Law & Compliance Symposium 2020 (with committee meetings) | American Financial Services Association | Dallas, TXOrganizer | Apr. 20, 2020 | 2020 Q2 | Organizer notice | Primary source read | |
| Ex. SEC-13-GM-118 | NAIC news release (Kansas City, June 1, 2021): 'NAIC to Host Hybrid 2021 Summer National Meeting' ('a streamlined Summer National Meeting in a hybrid format... in Columbus, OH from August 13-17 for members and interested parties as capacity allows')The autumn 2021 return of in-person conferences under mask, vaccination-proof and conveyance orders (class: CBA LIVE, Aug. 16-18, 2021… | as listed | Orlando; Austin; Las Vegas; San Diego, FL; TX; NV; CAOrganizer | June 1, 2021 | 2021 Q2 | Organizer notice | Primary source read | |
| Ex. SEC-13-GM-120 | NAIC news release (Washington, June 26, 2020): registration open for the NAIC Summer 2020 National Meeting, 'which will be held in a virtual format over a three-week period beginning the week of July 27 and ending the week of August 10'NAIC National Meetings (Spring, Summer and Fall), at which insurers, agents' associations and their counsel appear before the State… | National Association of Insurance Commissioners | rotating (Fall 2020: Indianapolis; Summer 2021: Columbus), IN; OHOrganizer | June 26, 2020 | 2020 Q2 | Organizer notice | Primary source read | |
| Ex. SEC-13-048 | Department of Banking and Insurance Bulletin No. 20-1590-Day Grace Period for Property and Casualty Insurance Premium Payments Due to the Disruption Caused by COVID-19 | Commissioner of Banking and Insurance Marlene Caride | New JerseySector regulator | Apr. 10, 2020 | 2020 Q22020 Q3 | Other | Primary source read | |