The Record

The Orders Library

Name: The COVID Project Orders Library
Creator: The COVID Project

13,511 instruments indexed by The COVID Project: the orders of the fifty States and the District, forty metros, the federal layer and the agencies; the standing duties; the organizers' notices; the legal authorities. Filter by kind, State, limitation type, quarter and more; open the exhibit; download what you find.

Double quotes make a phrase ("stay at home"). An exhibit ID (TX-004) opens its record first.

The COVID Projectcovidproject.com/library

Filters:Industry: Financial Services Primary source read Clear all

114 instruments · showing 26–50

Sort Per page

Exhibit	Instrument	Issuer	Jurisdiction	Issued	Quarters	Limitations	Grade
Ex. SEC-13-106	Sixth Modification of the Declaration of a State of Emergency for the State of Delaware Due to a Public Health ThreatSixth Modification (elections; evictions; foreclosures; utilities; insurance non-lapse; procurement)	Governor John C. Carney	DelawareState	Mar. 24, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Courts and public officesWorkplace rulesOther	Primary source read
Ex. SEC-13-060	Executive Order 2020-16 (COVID-19 Executive Order No. 14)Executive Order in Response to COVID-19 (suspension of vehicle repossessions; security-training classroom requirements)	Governor JB Pritzker	IllinoisState	Mar. 26, 2020	2020 Q22020 Q32020 Q42021 Q1	Other	Primary source read
Ex. SEC-13-048	Department of Banking and Insurance Bulletin No. 20-1590-Day Grace Period for Property and Casualty Insurance Premium Payments Due to the Disruption Caused by COVID-19	Commissioner of Banking and Insurance Marlene Caride	New JerseySector regulator	Apr. 10, 2020	2020 Q22020 Q3	Other	Primary source read
Ex. SEC-13-009	Joint Statement on Supervisory and Enforcement Practices Regarding the Mortgage Servicing Rules in Response to the COVID-19 Emergency and the CARES ActJoint Statement on Supervisory and Enforcement Practices Regarding the Mortgage Servicing Rules in Response to the COVID-19 Emergency and…	CFPB, Federal Reserve Board, FDIC, NCUA, OCC and State Banking Regulators (CSBS)	United StatesFederal	Apr. 3, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. SEC-13-071	Order of the Governor No. 20-04-03-01Amending and Restating the Order Dated March 16, 2020, Temporarily Prohibiting Evictions of Tenants Suffering Substantial Loss of Income Due…	Governor Lawrence J. Hogan, Jr.	MarylandState	Apr. 3, 2020	2020 Q22020 Q32020 Q4	Courts and public officesOther	Primary source read
Ex. SEC-13-GM-029	SEC Division of Corporation Finance and Division of Investment Management, Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (Mar. 13, 2020; updated Apr. 7, 2020) (same instrument as Ex. AGY-FED-FINANCIAL-053)Annual and special meetings of shareholders of national banks, federal savings associations, State banks and bank holding companies (class)	each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules	every State (headquarters, branches, hotels), ALLOrganizer	Apr. 7, 2020	2020 Q2	Organizer notice	Primary source read
Ex. SEC-13-GM-126	SEC Division of Corporation Finance and Division of Investment Management, 'Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns' (Mar. 13, 2020, as updated Apr. 7, 2020): changes of date, time or location; 'virtual' and 'hybrid' meetings 'governed by state law, where permitted, and the issuer's governing documents' (second capture; see also SEC-13-GM-029)Annual and special meetings of shareholders of national banks, federal savings associations, State banks and bank holding companies (class)	each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules	every State (headquarters, branches, hotels), ALLOrganizer	Apr. 7, 2020	2020 Q2	Organizer notice	Primary source read
Ex. SEC-13-092	Executive Order No. 7XProtection of Public Health and Safety During COVID-19 Pandemic and Response - Renter Protections, Extended Class Cancellation and Other…	Governor Ned Lamont	ConnecticutState	Apr. 10, 2020	2020 Q2	Business closureSchools and child careCourts and public officesOther	Primary source read
Ex. SEC-13-094	D.C. Act 23-286, COVID-19 Response Supplemental Emergency Amendment Act of 2020COVID-19 Response Supplemental Emergency Amendment Act of 2020 (sec. 202, Mortgage relief: mandatory 90-day deferment program)	Council of the District of Columbia (emergency act); signed by Mayor Muriel Bowser	District of ColumbiaState	Apr. 10, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. SEC-13-108	Enrolled Senate Bill 241 (2020), ch. 10 SLA 2020Extending the March 11, 2020, governor's declaration of a public health disaster emergency... forbearance of specified state loans…	Alaska Legislature (31st Legislature); signed by Governor Mike Dunleavy	AlaskaState	Apr. 9, 2020	2020 Q2	Emergency declarationCourts and public officesOther	Primary source read
Ex. SEC-13-056	Bulletin 2020-3Premium Refunds, Credits, and Reductions in Response to COVID-19 Pandemic	Insurance Commissioner Ricardo Lara (California Department of Insurance)	CaliforniaSector regulator	Apr. 13, 2020	2020 Q22020 Q3	Other	Primary source read
Ex. SEC-13-033	Guidance on the Essential Critical Infrastructure Workforce, Version 3.0Advisory Memorandum on Identification of Essential Critical Infrastructure Workers During COVID-19 Response, Version 3.0	Cybersecurity and Infrastructure Security Agency, DHS	United StatesFederal	Apr. 17, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Business closureOther	Primary source read
Ex. SEC-13-072	Chapter 65 of the Acts of 2020An Act Providing for a Moratorium on Evictions and Foreclosures During the COVID-19 Emergency	Massachusetts General Court; approved by Governor Charles D. Baker	MassachusettsState	Apr. 20, 2020	2020 Q22020 Q32020 Q4	Courts and public officesOther	Primary source read
Ex. SEC-13-GM-015	AFSA, '2020 Law & Compliance Symposium Cancelled' (Apr. 20, 2020) (June 2-4, 2020, Dallas)AFSA Law & Compliance Symposium 2020 (with committee meetings)	American Financial Services Association	Dallas, TXOrganizer	Apr. 20, 2020	2020 Q2	Organizer notice	Primary source read
Ex. SEC-13-GM-104	NAFCU, 'NAFCU Annual Conference canceled' (Apr. 21, 2020): 53rd Annual Conference and Solutions Expo, June 23-26, Vancouver, cancelled 'As cases of coronavirus continue to rise and uncertainty remains'; Spring Regulatory Compliance School, Board of Directors and Supervisory Committee Conference and CEOs and Senior Executives Conference previously cancelledNAFCU Annual Conference & Solutions Expo (June) and NAFCU Congressional Caucus (September)	National Association of Federally-Insured Credit Unions (merged into America's Credit Unions in 2024)	rotating (June); Washington (September),; DCOrganizer	Apr. 21, 2020	2020 Q2	Organizer notice	Primary source read
Ex. SEC-13-059	Executive Order 2020-30 (COVID-19 Executive Order No. 28)Executive Order in Response to COVID-19 (residential eviction filings barred; non-residential eviction enforcement barred; consular…	Governor JB Pritzker	IllinoisState	Apr. 23, 2020	2020 Q22020 Q32020 Q4	Courts and public officesOther	Primary source read
Ex. SEC-13-007	Regulation D: Reserve Requirements of Depository Institutions (interim final rule), 85 Fed. Reg. 23445 (Apr. 28, 2020), Docket No. R-1715Regulation D: Reserve Requirements of Depository Institutions	Board of Governors of the Federal Reserve System	United StatesFederal	Apr. 24, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. SEC-13-GM-008	Independent Agent magazine (Big 'I' house publication), '2020 Big I Virtual Legislative Conference Registration Open' (Apr. 30, 2020)Big 'I' Legislative Conference (independent insurance agents' Washington fly-in)	Independent Insurance Agents & Brokers of America (Big 'I')	Washington, DCOrganizer	Apr. 30, 2020	2020 Q2	Organizer notice	Primary source read
Ex. SEC-13-020	Extension of Certain Timeframes for Employee Benefit Plans, Participants, and Beneficiaries Affected by the COVID-19 Outbreak (Joint Notice), 85 Fed. Reg. 26351 (May 4, 2020)Extension of Certain Timeframes for Employee Benefit Plans, Participants, and Beneficiaries Affected by the COVID-19 Outbreak	Department of Labor (EBSA) and Department of the Treasury (IRS)	United StatesFederal	Apr. 28, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Other	Primary source read
Ex. SEC-13-GM-002	SHRM, 'SHRM 2020 Annual Conference & Expo Canceled' (May 12, 2020)SHRM 2020 Annual Conference & Expo (the human-resources profession's annual conference; attended by bank, insurer and advisory-firm HR…	Society for Human Resource Management	San Diego (San Diego Convention Center), CAOrganizer	May 12, 2020	2020 Q2	Organizer notice	Primary source read
Ex. SEC-13-GM-014	ABA Banking Journal, 'ABA Announces New Risk and Compliance Virtual Conference' (May 13, 2020) (July 28-30, 2020)ABA Regulatory Compliance Conference and Risk Management Conference (2020 replaced by a single Risk and Compliance Virtual Conference)	American Bankers Association	rotating (2020 in-person venues not sourced)Organizer	May 13, 2020	2020 Q2	Organizer notice	Primary source read
Ex. SEC-13-104	Act No. 101 of 2020 (S.333)An act relating to establishing a moratorium on ejectment and foreclosure actions during the COVID-19 emergency	Vermont General Assembly; approved by Governor Phil Scott	VermontState	May 14, 2020	2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3	Courts and public officesOther	Primary source read
Ex. SEC-13-GM-030	FINRA, COVID-19 Frequently Asked Questions (2020 page; entries added Mar.-May 2020): Prometric test-center closure and extension of qualification examination windowsFINRA qualification examinations (SIE, Series 6, 7, 63, 65, 66 and others) sat at Prometric test centers (class: the licensing sitting on…	FINRA and NASAA through Prometric	test centers in every State, ALLOrganizer	May 15, 2020	2020 Q2	Organizer notice	Primary source read
Ex. SEC-13-GM-026	Office of the Comptroller of the Currency, interim final rule, Director, Shareholder, and Member Meetings, 85 Fed. Reg. 31943 (May 28, 2020) (RIN 1557-AE94), effective May 28, 2020 (same instrument as Ex. AGY-FED-FINANCIAL-020)Annual and special meetings of shareholders of national banks, federal savings associations, State banks and bank holding companies (class)	each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules	every State (headquarters, branches, hotels), ALLOrganizer	May 28, 2020	2020 Q2	Organizer notice	Primary source read
Ex. SEC-13-GM-007	AFSA, 'Save the Date! 2020 Combined Annual Meeting and Independents Conference & Expo, October 4-7 at the Grand America Hotel in Salt Lake City' (June 9, 2020)AFSA Annual Meeting and Independents Conference & Expo 2020 (combined)	American Financial Services Association	Salt Lake City (Grand America Hotel), UTOrganizer	June 9, 2020	2020 Q2	Organizer notice	Primary source read

Governor John C. Carney, Sixth Modification of the Declaration of a State of Emergency for the State of Delaware Due to a Public Health Threat (Mar. 24, 2020) (Ex. SEC-13-106)
Governor JB Pritzker, Executive Order 2020-16 (COVID-19 Executive Order No. 14) (Mar. 26, 2020) (Ex. SEC-13-060)
Commissioner of Banking and Insurance Marlene Caride, Department of Banking and Insurance Bulletin No. 20-15 (Apr. 10, 2020) (Ex. SEC-13-048)
CFPB, Federal Reserve Board, FDIC, NCUA, OCC and State Banking Regulators (CSBS), Joint Statement on Supervisory and Enforcement Practices Regarding the Mortgage Servicing Rules in Response to the COVID-19 Emergency and the CARES Act (Apr. 3, 2020) (Ex. SEC-13-009)
Governor Lawrence J. Hogan, Jr, Order of the Governor No. 20-04-03-01 (Apr. 3, 2020) (Ex. SEC-13-071)
each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules, SEC Division of Corporation Finance and Division of Investment Management, Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (Mar. 13, 2020; updated Apr. 7, 2020) (same instrument as Ex. AGY-FED-FINANCIAL-053) (Ex. SEC-13-GM-029)
each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules, SEC Division of Corporation Finance and Division of Investment Management, 'Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns' (Mar. 13, 2020, as updated Apr. 7, 2020): changes of date, time or location; 'virtual' and 'hybrid' meetings 'governed by state law, where permitted, and the issuer's governing documents' (second capture; see also SEC-13-GM-029) (Ex. SEC-13-GM-126)
Governor Ned Lamont, Executive Order No. 7X (Apr. 10, 2020) (Ex. SEC-13-092)
Council of the District of Columbia (emergency act); signed by Mayor Muriel Bowser, D.C. Act 23-286, COVID-19 Response Supplemental Emergency Amendment Act of 2020 (Apr. 10, 2020) (Ex. SEC-13-094)
Alaska Legislature (31st Legislature); signed by Governor Mike Dunleavy, Enrolled Senate Bill 241 (2020), ch. 10 SLA 2020 (Apr. 9, 2020) (Ex. SEC-13-108)
Insurance Commissioner Ricardo Lara (California Department of Insurance), Bulletin 2020-3 (Apr. 13, 2020) (Ex. SEC-13-056)
Cybersecurity and Infrastructure Security Agency, DHS, Guidance on the Essential Critical Infrastructure Workforce, Version 3.0 (Apr. 17, 2020) (Ex. SEC-13-033)
Massachusetts General Court; approved by Governor Charles D. Baker, Chapter 65 of the Acts of 2020 (Apr. 20, 2020) (Ex. SEC-13-072)
American Financial Services Association, AFSA, '2020 Law & Compliance Symposium Cancelled' (Apr. 20, 2020) (June 2-4, 2020, Dallas) (Ex. SEC-13-GM-015)
National Association of Federally-Insured Credit Unions (merged into America's Credit Unions in 2024), NAFCU, 'NAFCU Annual Conference canceled' (Apr. 21, 2020): 53rd Annual Conference and Solutions Expo, June 23-26, Vancouver, cancelled 'As cases of coronavirus continue to rise and uncertainty remains'; Spring Regulatory Compliance School, Board of Directors and Supervisory Committee Conference and CEOs and Senior Executives Conference previously cancelled (Ex. SEC-13-GM-104)
Governor JB Pritzker, Executive Order 2020-30 (COVID-19 Executive Order No. 28) (Apr. 23, 2020) (Ex. SEC-13-059)
Board of Governors of the Federal Reserve System, Regulation D: Reserve Requirements of Depository Institutions (interim final rule), 85 Fed. Reg. 23445 (Apr. 28, 2020), Docket No. R-1715 (Apr. 24, 2020) (Ex. SEC-13-007)
Independent Insurance Agents & Brokers of America (Big 'I'), Independent Agent magazine (Big 'I' house publication), '2020 Big I Virtual Legislative Conference Registration Open' (Apr. 30, 2020) (Ex. SEC-13-GM-008)
Department of Labor (EBSA) and Department of the Treasury (IRS), Extension of Certain Timeframes for Employee Benefit Plans, Participants, and Beneficiaries Affected by the COVID-19 Outbreak (Joint Notice), 85 Fed. Reg. 26351 (May 4, 2020) (Apr. 28, 2020) (Ex. SEC-13-020)
Society for Human Resource Management, SHRM, 'SHRM 2020 Annual Conference & Expo Canceled' (May 12, 2020) (Ex. SEC-13-GM-002)
American Bankers Association, ABA Banking Journal, 'ABA Announces New Risk and Compliance Virtual Conference' (May 13, 2020) (July 28-30, 2020) (Ex. SEC-13-GM-014)
Vermont General Assembly; approved by Governor Phil Scott, Act No. 101 of 2020 (S.333) (May 14, 2020) (Ex. SEC-13-104)
FINRA and NASAA through Prometric, FINRA, COVID-19 Frequently Asked Questions (2020 page; entries added Mar.-May 2020): Prometric test-center closure and extension of qualification examination windows (May 15, 2020) (Ex. SEC-13-GM-030)
each institution's board, under the OCC's rules (12 C.F.R. §§ 5.22, 7.2001), State corporation and banking law and the federal proxy rules, Office of the Comptroller of the Currency, interim final rule, Director, Shareholder, and Member Meetings, 85 Fed. Reg. 31943 (May 28, 2020) (RIN 1557-AE94), effective May 28, 2020 (same instrument as Ex. AGY-FED-FINANCIAL-020) (Ex. SEC-13-GM-026)
American Financial Services Association, AFSA, 'Save the Date! 2020 Combined Annual Meeting and Independents Conference & Expo, October 4-7 at the Grand America Hotel in Salt Lake City' (June 9, 2020) (Ex. SEC-13-GM-007)

The Orders Library

Results