| Ex. AGY-FED-FINANCIAL-051 | Investment Company Act Release No. 33817, Order Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Granting Exemptions From Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 13, 2020 | 2020 Q2 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-052 | Investment Advisers Act Release No. 5463, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules Thereunder | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 13, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-053 | Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022)Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns | SEC Division of Corporation Finance | United States; Securities and Exchange Commission, Division of Corporation Finance (federal staff guidance)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-057 | Investment Company Act Release No. 33824, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder; Commission Statement Regarding Prospectus DeliveryOrder Under Section 6(c) and Section 38(a) of the Investment Company Act Granting Exemptions from Specified Provisions and Commission… | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-058 | Investment Advisers Act Release No. 5469, Order Under Section 206A of the Investment Advisers Act of 1940 Granting Exemptions from Specified Provisions of the Investment Advisers Act and Certain Rules ThereunderOrder Under Section 206A of the Investment Advisers Act Granting Exemptions from Specified Provisions and Certain Rules Thereunder | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | Mar. 25, 2020 | 2020 Q22020 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-064 | Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief]Order Extending the In-Person Board Meeting Relief for Registered Management Investment Companies and Business Development Companies | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | June 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-HEALTH-OTHER-072 | Federal Bureau of Prisons COVID-19 Action Plan, Phase Two: agency-wide modified operations (Mar. 13, 2020)Federal Bureau of Prisons COVID-19 Action Plan: Agency-wide Modified Operations | Federal Bureau of Prisons (Director), after coordination with DOJ and the White House | United States (federal); Federal Bureau of PrisonsFederal | Mar. 13, 2020 | 2020 Q2 | Business closureGathering capTravel and quarantineWorkplace rules | Primary source read | |
| Ex. AGY-FED-LANDS-SCIENCE-COURTS-003 | Memorandum, 'COVID-19 Implications for EPA's Enforcement and Compliance Assurance Program' (temporary policy)COVID-19 Implications for EPA's Enforcement and Compliance Assurance Program | Susan Parker Bodine, Assistant Administrator for Enforcement and Compliance Assurance | United States Environmental Protection Agency (nationwide)Federal | Mar. 26, 2020 | 2020 Q22020 Q3 | Workplace rulesOther | Primary source read | |
| Ex. AGY-LOCAL-DISTRICTS-AUTHORITIES-037 | 'Orange County Convention Center Event Updates' page: show cancellations and postponements (captured Mar. 25, 2020)List of cancelled and postponed events at the Center, March-June 2020 | Orange County Convention Center (Executive Director Mark Tester), under Orange County Mayor Jerry Demings's emergency executive orders | Orange County Convention Center (Orange County Government), Florida (county department)County | Mar. 25, 2020 | 2020 Q2 | Business closureGathering capEvents and venues | Primary source read | |
| Ex. AGY-ST-ALCOHOL-077 | VA ABC Bureau of Law Enforcement COVID-19 Response, Licensee Topics (version 15, September 29, 2020)Bureau of Law Enforcement responses on procedural and regulatory matters for licensed businesses affected by COVID-19 (Topics 1 onward… | Virginia Alcoholic Beverage Control Authority, Bureau of Law Enforcement (Travis G. Hill, Chief Executive Officer) | Virginia (State alcoholic-beverage regulator)Sector regulator | Sept. 29, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Alcohol and barsWorkplace rulesSupply chainOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-013 | PA DOC COVID-19 page (as archived Mar. 21, 2020), with the Mar. 13, 2020 release 'Department of Corrections Cancels Visits Statewide, Begins Enhanced Screenings of ALL Employees'All visitation suspended effective Mar. 13, 2020; enhanced screening of every person entering a facility; inmates with flu-like symptoms… | Pennsylvania Department of Corrections (Secretary John E. Wetzel) | Pennsylvania Department of Corrections; State levelState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Gathering capHealth care ordersWorkplace rulesOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-015 | WI DOC COVID-19 Announcements page (as archived Apr. 4, 2020)Visits at all DOC institutions suspended Mar. 13, 2020; transfers from State-contracted county jail beds suspended Mar. 19, 2020; all… | Wisconsin Department of Corrections (Secretary Kevin A. Carr) | Wisconsin Department of Corrections (Division of Adult Institutions); State levelState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Gathering capHealth care ordersOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-030 | Memorandum to Work Release Staff, 'Operational Changes in Response to COVID-19' (Mar. 13, 2020)Work-release residents permitted to leave facilities only for approved education or programming and 'personal essential business' (hygiene… | Washington State Department of Corrections, Reentry Division (Senior Administrator) | Washington State Department of Corrections (Reentry Division; work release); State levelState | Mar. 13, 2020 | 2020 Q2 | Stay-at-homeOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-055 | DAJD News, 'King County jails have quickly reduced the number of people in custody by more than 600 adults, following direction by Executive Constantine' (Apr. 3, 2020; updated May 7, 2020)Jail population reduced from 1,899 (Mar. 13, 2020) to 1,285 (Apr. 3, 2020) by prioritizing jail beds; designated isolation housing; PPE | King County Department of Adult and Juvenile Detention, following direction by County Executive Dow Constantine | King County, Washington (Department of Adult and Juvenile Detention; County Executive); county levelCounty | Apr. 3, 2020 | 2020 Q22020 Q3 | Quarantine and isolationOther | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-066 | TDCJ Visitation Alert of Mar. 13, 2020Visitation temporarily suspended at all TDCJ facilities statewide until further notice, 'in accordance with Governor Abbott's declaration' | Texas Department of Criminal Justice (Executive Director Bryan Collier) | Texas Department of Criminal Justice; State levelState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering cap | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-071 | GDC notice, 'Visitation Suspended Through 8.12.2020' (current as of July 9, 2020), with the Visitation Update of July 8, 2020 and Attorney Visitation notice of July 10, 2020Statewide visitation suspension (from Mar. 13, 2020) continued through Aug. 12, 2020 | Georgia Department of Corrections (Commissioner Timothy C. Ward) | Georgia Department of Corrections; State levelState | July 9, 2020 | 2020 Q22020 Q32020 Q4 | Gathering capCourts and public offices | Primary source read | |
| Ex. AGY-ST-CORRECTIONS-EMA-GUARD-087 | Alaska DOC COVID-19 page, 'Access to Institutions' (as archived Mar. 29, 2020)All visiting at institutions statewide suspended effective Mar. 13, 2020, including outside volunteers, attorneys and tours; all… | Alaska Department of Corrections (Commissioner Nancy Dahlstrom) | Alaska Department of Corrections; State levelState | Mar. 13, 2020 | 2020 Q22020 Q32020 Q4 | Gathering capCourts and public officesWorkplace rulesOther | Primary source read | |
| Ex. AGY-ST-COURTS-076 | Supreme Judicial Court Order in re COVID-19 (coronavirus) pandemic regarding access to state courthouses and court facilities (OE-144)Persons diagnosed with, exposed to or symptomatic of coronavirus, persons asked to self-quarantine, and persons who had travelled to China… | Supreme Judicial Court of Massachusetts | Supreme Judicial Court of Massachusetts (statewide)Court | Mar. 13, 2020 | 2020 Q2 | Travel and quarantineCourts and public officesQuarantine and isolation | Primary source read | |
| Ex. AGY-ST-GAMING-RACING-024 | Directive No. 1-2020Temporary Waiver of Requirement to Renew NJRC-Issued Licenses for 2020 (to minimize person-to-person contact during the COVID-19 outbreak… | New Jersey Racing Commission, Executive Director Judith A. Nason | New Jersey Racing Commission (State racing regulator, Department of Law and Public Safety)Sector regulator | Mar. 13, 2020 | 2020 Q2 | Other | Primary source read | |
| Ex. AGY-ST-GAMING-RACING-090 | Director's letter to bingo and gaming licensees re: Public Health Emergency Order to Limit Mass Gatherings Due to COVID-19Licensees advised not to allow more than 100 persons to gather on their premises, including bingo occasions and normal gaming operations… | New Mexico Gaming Control Board, Acting Executive Director Cynthia M. Ortega-Armijo | New Mexico Gaming Control Board (State gaming regulator)Sector regulator | Mar. 13, 2020 | 2020 Q2 | Gathering cap | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-009 | TDLR COVID-19 page, 'TDLR Takes Action in Response to COVID-19 Threat' (TDLR Updates Mar. 13-Oct. 13, 2020, with the Governor's executive orders and waivers), as archived Oct. 16, 2020TDLR COVID-19 Information Page (updates through Oct. 13, 2020) | Texas Department of Licensing and Regulation | Texas; Texas Department of Licensing and RegulationSector regulator | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Business closureCapacity limitEvents and venuesWorkplace rulesOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-024 | Temporary Waiver of Regulations that Prohibit or Limit Online, Electronic, or Distance Theoretical Instruction (effective Mar. 13, 2020; amended May 27, 2020)Temporary Waiver of Regulations that Prohibit or Limit Online, Electronic, or Distance Theoretical Instruction | DPOR Director Mary Broz-Vaughan | Virginia; DPOR (all regulatory boards, including the Board for Barbers and Cosmetology)Sector regulator | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Schools and child careOther | Primary source read | |
| Ex. AGY-ST-UTILITIES-HOUSING-AG-009 | Letter to Regulatory Representatives of Illinois Public Utilities re Termination of Utility Service and Tracking of Costs during Public Health EmergencyDirective urging every Illinois public utility to cease disconnections for non-payment and suspend late payment fees until May 1, 2020, and… | Illinois Commerce Commission, Acting Executive Director Jim Zolnierek | Illinois (State public utility commission)Sector regulator | Mar. 13, 2020 | 2020 Q2 | Other | Primary source read | |
| Ex. AGY-TERRITORIES-039 | DLCA COVID-19 Price Freeze Order and Restricted Sale OrderPrice Freeze Order and Restricted Sale Order (COVID-19) | V.I. Department of Licensing and Consumer Affairs (Commissioner) | U.S. Virgin Islands (territory) - Department of Licensing and Consumer AffairsTerritorial | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Supply chainOther | Primary source read | |
| Ex. AGY-TERRITORIES-040 | Executive Order and Proclamation Suspending Certain Provisions of the V.I. Code During the State of Health EmergencyProclamation Order Suspending V.I. Code Sections | Governor Albert Bryan Jr. | U.S. Virgin Islands (territory) - GovernorTerritorial | Mar. 20, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Emergency declarationCourts and public officesOther | Primary source read | |