| Ex. SEC-13-GM-004 | Consumer Bankers Association press release, 'CBA LIVE 2020 to Feature Regulators, Bank CEO, Top Political Strategists; Kicks Off September 29 via virtual platform' (Sept. 21, 2020)CBA LIVE (retail banking's annual conference) | Consumer Bankers Association | 2020 in-person venue not sourced (spring); 2021: Orlando, FL (2021)Organizer | Sept. 21, 2020 | 2020 Q3 | Organizer notice | Primary source read | |
| Ex. SEC-13-GM-011 | ABA Banking Journal, 'Gottlieb, McWilliams to Keynote ABA Unconventional Convention' (Sept. 24, 2020) (first-ever virtual annual convention, Oct. 19-20, 2020)ABA Annual Convention (2020 replaced by the 'Unconventional Convention'; 2021 in person, post-period) | American Bankers Association | rotating convention city (2020 in-person venue not sourced; 2021 in person)Organizer | Sept. 24, 2020 | 2020 Q3 | Organizer notice | Primary source read | |
| Ex. SEC-13-GM-114 | Charles Schwab press release (Oct. 13, 2020): 'Schwab Advisor Services to Celebrate 30th Anniversary of Schwab IMPACT' ('IMPACT 2020 will proceed for the first time as a virtual experience'; live sessions Oct. 27-28 and Nov. 2, 4, 9 and 11; 'more than 7,600 firms'; 'more than 90 speakers, 70 education sessions, and nearly 40 exhibitors')Schwab IMPACT 2020 (the largest independent-advisor conference) | Charles Schwab & Co. | Boston (as scheduled), MAOrganizer | Oct. 13, 2020 | 2020 Q4 | Organizer notice | Primary source read | |
| Ex. SEC-13-GM-108 | Mortgage Bankers Association, 'Prepared Remarks of MBA President and CEO Bob Broeksmit, CMB, at the 2020 MBA Annual Convention and Expo' (Oct. 19, 2020): delivered 'at MBA's virtual 2020 Annual Convention & Expo'; 'This is not a normal convention. But then, this is not a normal year.'MBA Annual Convention & Expo (the mortgage industry's largest gathering) | Mortgage Bankers Association | Chicago (2020 as planned); San Diego (2021), IL (2020); CA (2021)Organizer | Oct. 19, 2020 | 2020 Q4 | Organizer notice | Primary source read | |
| Ex. SEC-13-GM-006 | AFSA, 'Start Your Engines for the 2021 Vehicle Finance Conference!' (Nov. 4, 2020) (conference to be held online Feb. 23-25, 2021)AFSA Vehicle Finance Conference (held alongside the NADA Show) | American Financial Services Association | NADA Show city (2020: Las Vegas, February, before the orders; 2021 NADA Show scheduled for New Orleans and itself converted to a virtual show), NV (2020); LA (2021 AS SCHEDULED)Organizer | Nov. 4, 2020 | 2020 Q4 | Organizer notice | Primary source read | |
| Ex. SEC-13-GM-009 | Independent Agent magazine, '2021 Big I Legislative Conference Will Take Place Virtually' (Dec. 21, 2020), quoting Big 'I' president and CEO Bob RusbuldtBig 'I' Legislative Conference (independent insurance agents' Washington fly-in) | Independent Insurance Agents & Brokers of America (Big 'I') | Washington, DCOrganizer | Dec. 21, 2020 | 2020 Q4 | Organizer notice | Primary source read | |
| Ex. SEC-13-090 | Enrolled House Bill 4401 (2020)Relating to residential tenancies (eviction moratorium extension to June 30, 2021; landlord compensation fund) | Oregon Legislative Assembly (2020 Third Special Session); approved by Governor Kate Brown Dec. 23, 2020 | OregonState | Dec. 23, 2020 | 2020 Q42021 Q12021 Q2 | Courts and public officesOther | Primary source read | |
| Ex. SEC-13-GM-010 | ABA Banking Journal, 'Magic Johnson to Keynote Virtual Conference for Community Bankers' (Jan. 15, 2021)ABA Conference for Community Bankers | American Bankers Association | resort venue (2021 planned venue not sourced)Organizer | Jan. 15, 2021 | 2021 Q1 | Organizer notice | Primary source read | |
| Ex. SEC-13-GM-105 | NAFCU, 'NAFCU cancels 54th annual conference' (Jan. 21, 2021): 54th Annual Conference and Solutions Expo, July 27-30, 2021, Savannah, Georgia, cancelled 'Due to the ongoing coronavirus pandemic and the high volume of expected in-person attendees... in conjunction with feedback from our membership and CDC guidance'NAFCU Annual Conference & Solutions Expo (June) and NAFCU Congressional Caucus (September) | National Association of Federally-Insured Credit Unions (merged into America's Credit Unions in 2024) | rotating (June); Washington (September),; DCOrganizer | Jan. 21, 2021 | 2021 Q1 | Organizer notice | Primary source read | |
| Ex. SEC-13-GM-022 | CUNA, Governmental Affairs Conference page as archived Jan. 22, 2021: 'March 2-4, 2021, Virtual'CUNA Governmental Affairs Conference (GAC), the credit-union movement's largest annual gathering | Credit Union National Association | Washington (Walter E. Washington Convention Center), DCOrganizer | Jan. 22, 2021 | 2021 Q1 | Organizer notice | Primary source read | |
| Ex. SEC-13-053 | Senate Bill 91, COVID-19 Tenant Relief Act extension and State Rental Assistance Program (Stats. 2021, ch. 2)SB-91 COVID-19 relief: tenancy: federal rental assistance | California Legislature (SB 91, Committee on Budget and Fiscal Review); approved by Governor Newsom Jan. 29, 2021 | CaliforniaState | Jan. 29, 2021 | 2021 Q12021 Q2 | Courts and public officesOther | Primary source read | |
| Ex. SEC-13-021 | EBSA Disaster Relief Notice 2021-01Guidance on Continuation of Relief for Employee Benefit Plans and Plan Participants and Beneficiaries Due to the COVID-19 (Novel… | Department of Labor, Employee Benefits Security Administration | United StatesFederal | Feb. 26, 2021 | 2021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. SEC-13-024 | FAQs About FFCRA and CARES Act Implementation Part 44FAQs Part 44 | Departments of Labor, Health and Human Services and the Treasury | United StatesFederal | Feb. 26, 2021 | 2021 Q12021 Q22021 Q3 | Health care ordersOther | Primary source read | |
| Ex. SEC-13-034 | Housing insecurity and the COVID-19 pandemic (report)Housing insecurity and the COVID-19 pandemic | Bureau of Consumer Financial Protection (Office of Research) | United StatesFederal | Mar. 1, 2021 | | Other | Primary source read | |
| Ex. SEC-13-GM-128 | ICBA media advisory (Mar. 2, 2021): 'Community Bankers to Convene for ICBA Connect: ICBA national conference reimagined for 2021 as two-day virtual event' (Mar. 9-10, 2021)ICBA LIVE (the community-banking industry's national convention and exposition) | Independent Community Bankers of America | Orlando (2020); 2021 planned venue not sourced, FLOrganizer | Mar. 2, 2021 | 2021 Q1 | Organizer notice | Primary source read | |
| Ex. SEC-13-061 | Bulletin 2021-03Premium Refunds, Credits, and Reductions in Response to COVID-19 Pandemic (continued) | Insurance Commissioner Ricardo Lara (California Department of Insurance) | CaliforniaSector regulator | Mar. 11, 2021 | 2021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. SEC-13-GM-012 | ABA Banking Journal, 'Virtual Summit Begins Today; Manchin, Richmond Added to Speaker Lineup' (Mar. 16, 2021) (more than 3,400 attendees)ABA Washington Summit (the industry's annual advocacy conference) | American Bankers Association | Washington, DCOrganizer | Mar. 16, 2021 | 2021 Q1 | Organizer notice | Primary source read | |
| Ex. SEC-13-010 | Bulletin 2021-02: Supervision and Enforcement Priorities Regarding Housing Insecurity, 86 Fed. Reg. 17897 (Apr. 7, 2021)Bulletin 2021-02: Supervision and Enforcement Priorities Regarding Housing Insecurity | Bureau of Consumer Financial Protection | United StatesFederal | Apr. 1, 2021 | 2021 Q22021 Q3 | Other | Primary source read | |
| Ex. SEC-13-022 | FAQs About COBRA Premium Assistance Under the American Rescue Plan Act of 2021 (with ARPA sec. 9501)FAQs About COBRA Premium Assistance Under the American Rescue Plan Act of 2021 | Department of Labor, EBSA (implementing ARPA sec. 9501, Pub. L. 117-2) | United StatesFederal | Apr. 7, 2021 | 2021 Q22021 Q3 | Other | Primary source read | |
| Ex. SEC-13-008 | Debt Collection Practices in Connection With the Global COVID-19 Pandemic (Regulation F) (interim final rule), 86 Fed. Reg. 21163 (Apr. 22, 2021)Debt Collection Practices in Connection With the Global COVID-19 Pandemic (Regulation F) | Bureau of Consumer Financial Protection | United StatesFederal | Apr. 19, 2021 | 2021 Q22021 Q3 | Courts and public officesOther | Primary source read | |
| Ex. SEC-13-GM-110 | MDRT news release (Park Ridge, Ill., May 19, 2021), Word file as posted by MDRT: 'MDRT Brings Timely Strategy to Life with the Innovative 2021 Annual Meeting Virtual Event' ('MDRT will host its members-only 2021 Annual Meeting Virtual Event June 7-9')MDRT Annual Meeting and Global Conference (Million Dollar Round Table; life-insurance and financial-advisor producers) | Million Dollar Round Table | rotating (2020 in-person venue not sourced)Organizer | May 19, 2021 | 2021 Q2 | Organizer notice | Primary source read | |
| Ex. SEC-13-GM-118 | NAIC news release (Kansas City, June 1, 2021): 'NAIC to Host Hybrid 2021 Summer National Meeting' ('a streamlined Summer National Meeting in a hybrid format... in Columbus, OH from August 13-17 for members and interested parties as capacity allows')The autumn 2021 return of in-person conferences under mask, vaccination-proof and conveyance orders (class: CBA LIVE, Aug. 16-18, 2021… | as listed | Orlando; Austin; Las Vegas; San Diego, FL; TX; NV; CAOrganizer | June 1, 2021 | 2021 Q2 | Organizer notice | Primary source read | |
| Ex. SEC-13-087 | Assembly Bill No. 486 (2021)An Act relating to property; temporarily authorizing tenants subject to designated eviction proceedings to assert certain affirmative… | Nevada Legislature (81st Session); approved by Governor Steve Sisolak | NevadaState | June 4, 2021 | 2021 Q22021 Q3 | Courts and public officesOther | Primary source read | |
| Ex. SEC-13-GM-005 | Consumer Bankers Association press release, 'Acting Comptroller Hsu To Deliver Keynote In Person At CBA LIVE 2021' (June 6, 2021)CBA LIVE (retail banking's annual conference) | Consumer Bankers Association | 2020 in-person venue not sourced (spring); 2021: Orlando, FL (2021)Organizer | June 6, 2021 | 2021 Q2 | Organizer notice | Primary source read | |
| Ex. SEC-13-109 | Executive Order 2021-13 (COVID-19 Executive Order No. 82)Executive Order in Response to COVID-19 (residential eviction moratorium phase-out: Covered Persons; enforcement stay) | Governor JB Pritzker | IllinoisState | June 11, 2021 | 2021 Q22021 Q3 | Courts and public officesOther | Primary source read | |