| Ex. AGY-FED-FINANCIAL-006 | Frequently Asked Questions for Financial Institutions Affected by the Coronavirus Disease 2019 (transmitted by FIL-18-2020, updated through 2020)Frequently Asked Questions for Financial Institutions Affected by the Coronavirus Disease 2019 (Referred to as COVID-19) | Federal Deposit Insurance Corporation | United States; Federal Deposit Insurance Corporation (federal)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Business closureOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-030 | Letter to Federal Credit Unions 20-FCU-02NCUA Actions Related to COVID-19 - Annual Meeting Flexibility | NCUA Chairman Rodney E. Hood | United States; National Credit Union Administration (federal)Federal | Mar. 1, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-053 | Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns (issued March 13, 2020; updated April 7, 2020; further updated January 19, 2022)Staff Guidance for Conducting Shareholder Meetings in Light of COVID-19 Concerns | SEC Division of Corporation Finance | United States; Securities and Exchange Commission, Division of Corporation Finance (federal staff guidance)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-064 | Investment Company Act Release No. 33897, Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions from Specified Provisions of the Investment Company Act and Certain Rules Thereunder [In-Person Board Relief]Order Extending the In-Person Board Meeting Relief for Registered Management Investment Companies and Business Development Companies | Securities and Exchange Commission | United States; Securities and Exchange Commission (federal)Federal | June 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capOther | Primary source read | |
| Ex. AGY-USCG-PORTS-005 | MSIB 06-20Vessel Reporting Requirements for Illness or Death | Commandant, U.S. Coast Guard, Inspections and Compliance Directorate | United States Coast Guard; nationwideFederal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Travel and quarantineQuarantine and isolationOther | Primary source read | |
| Ex. DUT-FED-065 | Emergency Declaration Under 49 CFR § 390.23 No. 2020-002 (Mar. 13, 2020)Emergency Declaration Under 49 CFR § 390.23 No. 2020-002 | Federal Motor Carrier Safety Administration | United StatesFederal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Standing dutyTravel and quarantineWorkplace rulesSupply chain | Primary source read | |
| Ex. FED-006 | Emergency determination of March 13, 2020 under Stafford Act § 501(b) (nationwide emergency; implemented by FEMA as EM-3428 through EM-3580 series, one per State and territory, all dated March 13, 2020)Letter from President Donald J. Trump on Emergency Determination under the Stafford Act | President Donald J. Trump (letter to the Secretaries of Homeland Security, the Treasury and HHS and the FEMA Administrator) | United States (every State, Tribe, territory and the District of Columbia)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Emergency declaration | Primary source read | |
| Ex. SEC-13-004 | FIL-17-2020Regulatory Relief: Working with Customers Affected by the Coronavirus | Federal Deposit Insurance Corporation | United StatesFederal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Confirmed from a secondary source | |
| Ex. SEC-13-035 | SR 20-4 / CA 20-3Supervisory Practices Regarding Financial Institutions Affected by Coronavirus | Board of Governors of the Federal Reserve System (Division of Supervision and Regulation; Division of Consumer and Community Affairs) | United StatesFederal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. SEC-15-004 | SEVP Broadcast Message 2003-01: COVID-19 and Potential Procedural Adaptations for F and M nonimmigrant studentsBroadcast Message: Coronavirus Disease 2019 (COVID-19) and Potential Procedural Adaptations for F and M nonimmigrant students | U.S. Immigration and Customs Enforcement, Student and Exchange Visitor Program (SEVP) | United StatesFederal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Travel and quarantineOther | Primary source read | |
| Ex. SEC-16-095 | BOP COVID-19 Action Plan (Phase Two)Federal Bureau of Prisons COVID-19 Action Plan (updated 3:09 p.m. ET, March 13, 2020) | Federal Bureau of Prisons, U.S. Department of Justice | United States (federal prisons)Federal | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Gathering capCourts and public officesOther | Primary source read | |
| Ex. AGY-FED-LABOR-IMMIGRATION-015 | Memorandum, Temporary Enforcement Guidance - Healthcare Respiratory Protection Annual Fit-Testing for N95 Filtering Facepieces During the COVID-19 Outbreak (Mar. 14, 2020)Temporary Enforcement Guidance - Healthcare Respiratory Protection Annual Fit-Testing for N95 Filtering Facepieces During the COVID-19… | OSHA, Directorate of Enforcement Programs (Patrick J. Kapust, Acting Director), to Regional Administrators and State Plan Designees | United States Department of Labor, Occupational Safety and Health Administration (federal agency)Federal | Mar. 14, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Health care ordersWorkplace rulesSupply chain | Primary source read | |
| Ex. AGY-FED-FINANCIAL-028 | Board statement of March 15, 2020, Federal Reserve Actions to Support the Flow of Credit to Households and BusinessesFederal Reserve Actions to Support the Flow of Credit to Households and Businesses | Board of Governors of the Federal Reserve System | United States; Board of Governors of the Federal Reserve System (federal)Federal | Mar. 15, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Emergency declarationOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-025 | FinCEN Notice of March 16, 2020The Financial Crimes Enforcement Network (FinCEN) Encourages Financial Institutions to Communicate Concerns Related to the Coronavirus… | Financial Crimes Enforcement Network | United States; Financial Crimes Enforcement Network, Department of the Treasury (federal)Federal | Mar. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-029 | Letter to Credit Unions 20-CU-02NCUA Actions Related to COVID-19 | NCUA Chairman Rodney E. Hood | United States; National Credit Union Administration (federal)Federal | Mar. 1, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Business closureGathering capOther | Primary source read | |
| Ex. AGY-FED-FINANCIAL-031 | Letter to Credit Unions 20-CU-03Identification of Essential Critical Infrastructure Workers During COVID-19 | NCUA | United States; National Credit Union Administration (federal)Federal | Mar. 1, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Stay-at-homeTravel and quarantine | Primary source read | |
| Ex. AGY-FED-FINANCIAL-032 | Letter to Credit Unions 20-CU-05Offsite Examination and Supervision Approach | NCUA | United States; National Credit Union Administration (federal)Federal | Mar. 1, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateOther | Primary source read | |
| Ex. AGY-FED-HEALTH-OTHER-008 | DEA-DC-015, Exception to 21 C.F.R. 1301.74(h) for Narcotic Treatment Programs (take-home delivery by NTP staff, law enforcement or National Guard)SAMHSA Exemption - NTP Deliveries (Coronavirus) | Thomas W. Prevoznik, Deputy Assistant Administrator, Diversion Control Division, DEA (letter to Assistant Secretary Elinore McCance-Katz, SAMHSA) | United States (federal); Drug Enforcement Administration, Diversion Control DivisionFederal | Mar. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersOther | Primary source read | |
| Ex. AGY-FED-HEALTH-OTHER-009 | DEA-DC-016, COVID-19 Information Page: Telemedicine (designation that the section 802(54)(D) telemedicine allowance applies to all schedule II-V controlled substances in all areas of the United States)Use of Telemedicine While Providing Medication Assisted Treatment / COVID-19 Telemedicine (updated) | Drug Enforcement Administration, Diversion Control Division (with the HHS Secretary's designation of Mar. 16, 2020) | United States (federal); Drug Enforcement Administration, Diversion Control DivisionFederal | Mar. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateHealth care ordersOther | Primary source read | |
| Ex. AGY-FED-HEALTH-OTHER-026 | Opioid Treatment Program (OTP) Guidance (Mar. 16, 2020; updated Mar. 19, 2020): blanket take-home exceptionsOpioid Treatment Program (OTP) Guidance | SAMHSA (Assistant Secretary for Mental Health and Substance Use) | United States (federal); Substance Abuse and Mental Health Services AdministrationFederal | Mar. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Health care ordersOther | Primary source read | |
| Ex. AGY-FED-LANDS-SCIENCE-COURTS-032 | Official Gazette notice, 'Relief Available to Patent and Trademark Applicants, Patentees and Trademark Owners Affected by the Coronavirus Outbreak'Relief Available to Patent and Trademark Applicants, Patentees and Trademark Owners Affected by the Coronavirus Outbreak | Under Secretary of Commerce for Intellectual Property and Director of the USPTO Andrei Iancu | United States Patent and Trademark Office (nationwide)Federal | Mar. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Courts and public officesOther | Primary source read | |
| Ex. SEC-02-009 | Opioid Treatment Program guidance: blanket exception for take-home methadone doses (Mar. 16, 2020)Methadone take-home flexibility for OTPs | Substance Abuse and Mental Health Services Administration | United StatesFederal | Mar. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Confirmed from a secondary source | |
| Ex. SEC-13-006 | Letter to Credit Unions 20-CU-02NCUA Actions Related to COVID-19 | National Credit Union Administration (Chairman Rodney E. Hood) | United StatesFederal | Mar. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-007 | Interagency Statement on the Use of Capital and Liquidity BuffersStatement on the Use of Capital and Liquidity Buffers | Board of Governors, FDIC and OCC | United States; Federal Reserve Board, FDIC and OCC (federal interagency)Federal | Mar. 17, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Other | Primary source read | |
| Ex. AGY-FED-FINANCIAL-068 | CFTC Staff Letter No. 20-03 (No-Action)Temporary Relief for Futures Commission Merchants and Introducing Brokers to Facilitate Physical Separation in Derivatives Industry Response… | CFTC Division of Swap Dealer and Intermediary Oversight | United States; Commodity Futures Trading Commission, Division of Swap Dealer and Intermediary Oversight (federal staff no-action letter)Federal | Mar. 17, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Telework mandateWorkplace rulesOther | Primary source read | |