| Ex. AGY-FED-FINANCIAL-074 | FINRA Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | FINRA | United States; Financial Industry Regulatory Authority (self-regulatory organization registered under Exchange Act § 15A, 15 U.S.C. § 78o-3, subject to SEC oversight)Sector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Telework mandateWorkplace rulesOther | Primary source read | |
| Ex. SEC-13-028 | Regulatory Notice 20-08Pandemic-Related Business Continuity Planning, Guidance and Regulatory Relief | Financial Industry Regulatory Authority (self-regulatory organization under SEC oversight) | United StatesSector regulator | Mar. 9, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-GAMING-RACING-090 | Director's letter to bingo and gaming licensees re: Public Health Emergency Order to Limit Mass Gatherings Due to COVID-19Licensees advised not to allow more than 100 persons to gather on their premises, including bingo occasions and normal gaming operations… | New Mexico Gaming Control Board, Acting Executive Director Cynthia M. Ortega-Armijo | New Mexico Gaming Control Board (State gaming regulator)Sector regulator | Mar. 13, 2020 | 2020 Q2 | Gathering cap | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-007 | Press release: TDLR Takes Action in Response to COVID-19 Threat (temporary distance education; cancellation of licensed combative sports events; advisory board meetings cancelled)TDLR Takes Action in Response to COVID-19 Threat: Agency Approves Temporary Distance Learning, Cancels Events and Meetings | Texas Department of Licensing and Regulation (Executive Director Brian E. Francis) | Texas; Texas Department of Licensing and RegulationSector regulator | Mar. 13, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Gathering capSchools and child careEvents and venuesOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-031 | NCEES COVID-19 exam administration updates (chronology: April 2020 pencil-and-paper exams cancelled; Pearson VUE capacity limits through 2021; masks required at Pearson VUE centers from Dec. 1, 2021)Latest Information on COVID-19 Response (NCEES) | NCEES | All States; National Council of Examiners for Engineering and Surveying (the council of the State engineering and surveying licensing boards, which administers the FE, PE, FS and PS examinations for every board)Sector regulator | Mar. 13, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Context (guidance or announcement)Capacity limitGathering capFace-covering requirementOther | Confirmed from a secondary source | |
| Ex. AGY-ST-TRADE-BOARDS-032 | News release: NCEES responds to COVID-19 pandemic (April 2020 paper-and-pencil exam administration cancelled; all NCEES meetings Mar. 15-May 2 cancelled)NCEES responds to COVID-19 pandemic | NCEES | All States; NCEESSector regulator | Mar. 13, 2020 | 2020 Q22020 Q3 | Context (guidance or announcement)Gathering capEvents and venuesOther | Confirmed from a secondary source | |
| Ex. SEC-04-001 | QSO-20-14-NH (REVISED)Guidance for Infection Control and Prevention of Coronavirus Disease 2019 (COVID-19) in nursing homes (REVISED) | Centers for Medicare & Medicaid Services, Quality, Safety & Oversight Group | United States (Medicare- and Medicaid-certified nursing homes)Sector regulator | Mar. 9, 2020 | 2020 Q22020 Q3 | Gathering capHealth care ordersWorkplace rules | Primary source read | |
| Ex. OH-063 | Commission order that casinos comply with the ODH directive on large gatherings (closure of Ohio's four casinos and seven racinos from March 13-14, 2020) and 'Responsible Restart Ohio - Gaming Facilities Remain Closed' (May 2020); reopening June 19, 2020Casino and racino closure, March 2020 to June 19, 2020 | Ohio Casino Control Commission; Ohio Lottery Commission (racinos) | OhioSector regulator | Mar. 13, 2020 | 2020 Q2 | Business closureGathering cap | Confirmed from a secondary source | |
| Ex. WI-042 | OCI Bulletin, March 15, 2020Regulatory Flexibility Regarding COVID-19 | Wisconsin Office of the Commissioner of Insurance | WisconsinSector regulator | Mar. 15, 2020 | 2020 Q2 | Gathering capOther | Primary source read | |
| Ex. AGY-ST-ALCOHOL-068 | Guidance to Licensees on Limitations of On-Sale PrivilegesGuidance to Licensees on Limitations of On-Sale Privileges (prevention of COVID-19 transmission in restaurants, bars, wineries and… | California Department of Alcoholic Beverage Control | California (State alcoholic-beverage regulator)Sector regulator | Mar. 16, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureGathering capAlcohol and bars | Primary source read | |
| Ex. AGY-ST-ALCOHOL-114 | ILCC COVID-19 Related Action, Guidance on Temporary Delivery of Alcoholic Liquor (updated October 26, 2020)Guidance on Temporary Delivery of Alcoholic Liquor (to-go and delivery authorization for all licensed retailers, including on-premises-only… | Illinois Liquor Control Commission | Illinois (State alcoholic-beverage regulator)Sector regulator | Mar. 19, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q2 | Context (guidance or announcement)Business closureGathering capAlcohol and bars | Primary source read | |
| Ex. AGY-ST-GAMING-RACING-048 | COVID-19 News notice (Commission website): closure of all licensed casinos and charitable gaming licenseesAll Mississippi licensed casinos to close at midnight March 16, 2020; all charitable gaming licensees to cease operations by 8:00 a.m. March… | Mississippi Gaming Commission | Mississippi Gaming Commission (State gaming regulator)Sector regulator | Mar. 16, 2020 | 2020 Q2 | Business closureGathering cap | Primary source read | |
| Ex. FL-083 | Informational Memorandum OIR-20-03MGuidance for Business Continuity and Continuity of Operations Plans | Office of Insurance Regulation, Commissioner David Altmaier | FloridaSector regulator | Mar. 16, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateWorkplace rules | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-008 | Press release: TDLR moving employees to remote work in response to COVID-19 (customer service lobby closed to the public; PSI practical exams unavailable in Amarillo and McAllen; reduced seats at other centers)TDLR moving employees to remote work in response to COVID-19 | Texas Department of Licensing and Regulation | Texas; Texas Department of Licensing and RegulationSector regulator | Mar. 17, 2020 | 2020 Q2 | Context (guidance or announcement)Telework mandateCourts and public officesOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-025 | Resources for Licensees during COVID-19 Outbreak (Board for Barbers and Cosmetology page, Mar. 23, 2020)Board for Barbers and Cosmetology - Resources for Licensees during COVID-19 Outbreak | Board for Barbers and Cosmetology, DPOR | Virginia; Board for Barbers and Cosmetology (DPOR)Sector regulator | Mar. 23, 2020 | 2020 Q2 | Capacity limitGathering capWorkplace rules | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-026 | Industry Bulletin: Contractors Board Still Providing Services Despite Public Access Restrictions (Mar. 17, 2020)Contractors Board Still Providing Services Despite Public Access Restrictions | Nevada State Contractors Board | Nevada; Nevada State Contractors BoardSector regulator | Mar. 17, 2020 | 2020 Q2 | Context (guidance or announcement)Gathering capCourts and public officesOther | Primary source read | |
| Ex. CO-004 | Updated Notice of Public Health Order 20-22 (originally issued Mar. 16, 2020; updated Mar. 19, 2020)Closing Bars, Restaurants, Theaters, Gymnasiums, Casinos, Nonessential Personal Services Facilities, and Horse Track and Off-Track Betting… | CDPHE, Executive Director Jill Hunsaker Ryan | ColoradoSector regulator | Mar. 16, 2020 | 2020 Q2 | Business closureGathering capAlcohol and barsEvents and venues | Primary source read | |
| Ex. IA-071 | Regulatory Guidance for Working from Residence or Other Company Designated LocationGuidance allowing licensed mortgage bankers, brokers, servicers and loan originators, regulated and industrial loan licensees, delayed… | Iowa Division of Banking (Finance Bureau Chief Rodney Reed) | IowaSector regulator | Mar. 18, 2020 | 2020 Q22020 Q32020 Q42021 Q12021 Q22021 Q3 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-GAMING-RACING-089 | Director's letter to licensees: Notice of Cessation of Games of Chance in accordance with the Amended Public Health Emergency Order to Limit Mass Gatherings Due to COVID-19Bingo operators and nonprofit gaming licensees directed to cease the conduct of all games of chance until further notice and to close their… | New Mexico Gaming Control Board, Acting Executive Director Cynthia M. Ortega-Armijo | New Mexico Gaming Control Board (State gaming regulator)Sector regulator | Mar. 19, 2020 | 2020 Q22020 Q32020 Q42021 Q1 | Business closureGathering cap | Primary source read | |
| Ex. CO-005 | Amended Notice of Public Health Order 20-23 (issued Mar. 18, 2020; amended Mar. 20, 2020)Implementing Social Distancing Measures | CDPHE, Executive Director Jill Hunsaker Ryan | ColoradoSector regulator | Mar. 18, 2020 | 2020 Q2 | Gathering capEvents and venues | Primary source read | |
| Ex. NJ-104 | Department of Banking and Insurance Bulletin No. 20-06No-action position regarding temporarily working from home due to COVID-19 (branch office licensure for mortgage lenders, brokers, loan… | Marlene Caride, Commissioner of Banking and Insurance | New JerseySector regulator | Mar. 19, 2020 | 2020 Q22020 Q32020 Q4 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-064 | Temporary Licensing Order, Case Number 2020-CDS-007Temporary Relief for Registrants Affected by the COVID-19 Outbreak | Tung Chan, Securities Commissioner | Colorado; Division of Securities, Department of Regulatory Agencies (State securities regulator)Sector regulator | Mar. 20, 2020 | 2020 Q2 | Telework mandateOther | Primary source read | |
| Ex. AGY-ST-INSURANCE-BANKING-088 | Bulletin 2020-08-INSTemporary Regulatory Flexibility Re: COVID-19 | Anita G. Fox, Director | Michigan; Department of Insurance and Financial ServicesSector regulator | Mar. 20, 2020 | 2020 Q22020 Q32020 Q4 | Context (guidance or announcement)Telework mandateGathering capOther | Primary source read | |
| Ex. AGY-ST-TRADE-BOARDS-015 | COVID-19 - Effects on CSLB Services (web page as of Mar. 20-22, 2020)COVID-19 - Effects on CSLB Services | Contractors State License Board | California; Contractors State License BoardSector regulator | Mar. 20, 2020 | 2020 Q2 | Context (guidance or announcement)Telework mandateCourts and public officesOther | Primary source read | |
| Ex. AGY-ST-TRANSPORT-PORTS-TRANSIT-067 | Duluth Seaway Port Authority notice, Mar. 19, 2020: 'IMPORTANT NOTICE ON COVID-19 AND OFFICE CLOSURE - As of MARCH 21, The Duluth Seaway Port Authority Office will be closed in response to the Coronavirus'Important Notice on COVID-19 and Office Closure (office closed as of March 21, 2020) | Duluth Seaway Port Authority | Minnesota (Duluth; Port of Duluth-Superior)Sector regulator | Mar. 19, 2020 | 2020 Q2 | Context (guidance or announcement)Business closureTelework mandate | Primary source read | |